0001538716-21-000207.txt : 20210914 0001538716-21-000207.hdr.sgml : 20210914 20210914180954 ACCESSION NUMBER: 0001538716-21-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210910 FILED AS OF DATE: 20210914 DATE AS OF CHANGE: 20210914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banks Roy CENTRAL INDEX KEY: 0001305065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 211253561 MAIL ADDRESS: STREET 1: 6129 WEST 9600 NORTH CITY: HIGHLAND STATE: UT ZIP: 84003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_163165737870601.xml FORM 4 X0306 4 2021-09-10 0 0001538716 Oportun Financial Corp OPRT 0001305065 Banks Roy C/O OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 1 0 0 0 Common Stock 2021-09-10 4 A 0 3971 A 3971 D Represents an award of restricted stock units that will vest in a series of three successive equal installments on December 8, 2021, March 8, 2022, and upon the earlier of: (i) the date immediately preceding the date of the Issuer's 2022 annual stockholder meeting or (ii) June 8, 2022, subject to the Reporting Person's continued service through such date. Each restricted stock unit represents the right to receive at settlement, one share of common stock. /s/ Kathleen Layton (Attorney-in-Fact) 2021-09-14