0001304492-21-000040.txt : 20210812 0001304492-21-000040.hdr.sgml : 20210812 20210811183836 ACCESSION NUMBER: 0001304492-21-000040 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210810 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anterix Inc. CENTRAL INDEX KEY: 0001304492 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 330745043 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 211164974 BUSINESS ADDRESS: STREET 1: 3 GARRET MOUNTAIN PLAZA STREET 2: SUITE 401 CITY: WOODLAND PARK STATE: NJ ZIP: 07424 BUSINESS PHONE: (973) 771-0300 MAIL ADDRESS: STREET 1: 3 GARRET MOUNTAIN PLAZA STREET 2: SUITE 401 CITY: WOODLAND PARK STATE: NJ ZIP: 07424 FORMER COMPANY: FORMER CONFORMED NAME: pdvWireless, Inc. DATE OF NAME CHANGE: 20151105 FORMER COMPANY: FORMER CONFORMED NAME: Pacific DataVision, Inc. DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: Pacific Data Vision DATE OF NAME CHANGE: 20040928 8-K/A 1 atex-20210810x8ka.htm 8-K/A Form 8-K Amended - 2021 Annual Meeting Results

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 6, 2021

 

Anterix Inc.

(Exact name of registrant as specified in its charter)



 

 

 

 

Delaware

 

001-36827

 

33-0745043

(State or other jurisdiction

 

(Commission File Number)

 

(IRS Employer

of incorporation)

 

 

 

Identification No.)

 



 

 

 

 

3 Garret Mountain Plaza

Suite 401

Woodland Park, NJ

 

 

07424

(Address of principal executive offices)

 

(Zip Code)





(973) 771-0300
Registrant’s telephone number, including area code

 

Not applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12(b))

☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:



 

 



 

 

Title of each class

Trading symbol

Name of Each Exchange on which registered

Common Stock, $0.0001 par value

ATEX

The Nasdaq Stock Market LLC

(Nasdaq Capital Market)



 

 



Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐



If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 









Explanatory Note



This Current Report on Form 8-K/A amends the Current Report on Form 8-K filed by Anterix Inc. (the “Company”) with the Securities and exchange Commission (“SEC”) on August 10, 2021 (the “Prior Report”).



Item 5.07  Submission of Matters to a Vote of Security Holders

At the 2021 Annual Meeting of Stockholders held on August 6, 2021 (the “Annual Meeting”), the Company’s stockholders approved, on a non-binding, advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s definitive proxy statement, as amended (the “Say on Pay Proposal”). The Prior Report correctly reported the vote on the Say on Pay Proposal, which was 9,562,757 votes FOR, 3,080,088 votes AGAINST, 226,038 votes ABSTAIN, and 1,888,732 Broker Non-Votes. The Prior Report inadvertently stated that the Say on Pay Proposal received the approval of approximately 65.8% of the votes cast. However, the Say on Pay Proposal received the approval of approximately 75.6% of the votes cast by the holders of shares present or represented by proxy and entitled to vote thereon, as abstentions and broker non-votes do not affect the outcome of this Say on Pay Proposal, other than counting towards the quorum of the Annual Meeting, as provided in the Proxy Statement.















SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.



 



 

   

Anterix Inc.

   

   

   

   

Date: August 11, 2021

/s/ Gena L. Ashe   

   

Gena L. Ashe

   

Chief Legal Officer and Corporate Secretary