-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NHFoEikEQMz1AgfMIvOERZIgAteEptJZrcOVI+fQ1wjbqLMbxLr8AjEtbt9R48Gt blIbDpE/FeRhEF8Qj9srPg== 0001127602-09-026145.txt : 20091228 0001127602-09-026145.hdr.sgml : 20091225 20091228140515 ACCESSION NUMBER: 0001127602-09-026145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091223 FILED AS OF DATE: 20091228 DATE AS OF CHANGE: 20091228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rottler Juergen CENTRAL INDEX KEY: 0001304427 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51788 FILM NUMBER: 091261505 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MANAGEMENT CORPORATION STREET 2: 6005 PLUMAS STREET, SUITE 100 CITY: RENO STATE: NV ZIP: 89519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-23 0001341439 ORACLE CORP ORCL 0001304427 Rottler Juergen C/O DELPHI ASSET MGMT CORPORATION 6005 PLUMAS STREET, SUITE 100 RENO NV 89519 1 Executive Vice President Common Stock 2009-12-23 4 M 0 250000 20.49 A 253128 D Common Stock 2009-12-23 4 S 0 250000 24.72 D 3128 D Common Stock 1872 I by Trust Stock Option 20.49 2009-12-23 4 M 0 250000 0 D 2017-07-05 Common Stock 250000 500000 D Option vests 25% annually on anniversary of grant date. This transaction was executed in multiple trades at prices ranging from $24.72 to $24.735. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Rita S. Dickson by Rita S. Dickson, Attorney in fact for Juergen Rottler (POA filed 9/27/04) 2009-12-28 -----END PRIVACY-ENHANCED MESSAGE-----