-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ejr6Axyzh8WUIAiu4nCWu4PwnL/T1SVanmzYZO/NsrWeFLCmd+wclylXgBtlQP8h FuZjJTlUA7OjoOTLyZFo4g== 0001193125-07-183944.txt : 20070815 0001193125-07-183944.hdr.sgml : 20070815 20070815164251 ACCESSION NUMBER: 0001193125-07-183944 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070815 DATE AS OF CHANGE: 20070815 EFFECTIVENESS DATE: 20070815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sowood Capital Management LP CENTRAL INDEX KEY: 0001304294 IRS NUMBER: 743113983 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11058 FILM NUMBER: 071060160 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-603-3400 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 29, 2007 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sowood Capital Management LP Address: 500 Boylston Street, 17th Floor, Boston, MA 02116 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Michelle Gillespie Title: Director of Operations Phone: 617-603-3460 Signature, Place and Date of Signing: /s/ Michelle Gillespie, Boston, MA, August 15, 2007 ------------------------ ------------------------ ------------------------ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 339 Form 13F Information Table Value Total: 7,973,132 FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE OF VALUE SHARES / SH/ PUT / INVSTMNT ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN OTHER MANAGERS SOLE SHARED NONE - -------------- --------- --------- -------- --------- --------- ----- -------- --------------------------- ---- ------ ---- A.G.EDWARDS COMMON 281760108 48,194 570,000 570,000 -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK STOCK ADVANCED OPTIONS - 007903PMA 14,193 992,500 992,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MICRO DEVIC PUTS ES INC CO ADVANCED OPTIONS - 007903PMB 14,300 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MICRO DEVIC PUTS ES INC CO AES CORP COM OPTIONS - 00130H1MB 111,807 5,110,000 5,110,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS AES CORP COM OPTIONS - 00130H2MW 10,940 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS AFFILIATED COMMON 008190100 34,156 602,190 602,190 -- Sowood Cap Mgmt LP [equity] -- -- -- COMPUTER STOCK SVCS-A INC-CL A AIRCASTLE OPTIONS - 99ACNVX63 7,962 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- LTD COM STK PUTS ALCATEL- OPTIONS - 99ACQLB58 5,250 375,000 375,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- LUCENT ADS PUTS ALCOA INC OPTIONS - 0138173MG 486 12,000 12,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS ALCOA INC OPTIONS - 0138174ME 4,742 117,000 117,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS ALCOA INC OPTIONS - 0138174MF 571 14,100 14,100 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS ALCOA INC OPTIONS - 99O98HJR3 527 13,000 13,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS ALLIANCE COMMON 18581108 159,817 2,068,032 2,068,032 -- Sowood Cap Mgmt LP [equity] -- -- -- DATA SYS CO STOCK RP COM ST ALLIED WASTE OPTIONS - 0195891MA 4,038 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INDS INC PUTS ALLIED WASTE OPTIONS - 0195891MU 6,730 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INDS INC PUTS ALLIED WASTE OPTIONS - 0195892MB 5,384 400,000 400,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INDS INC PUTS ALLTEL CORP OPTIONS - 99ACYZ2Q2 21,684 321,000 321,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK CALLS AMAZON.COM CONVRT 023135AF3 2,038 2,000,000 2,000,000 -- Sowood Cap Mgmt LP [equity] -- -- -- INC SER B BONDS SUB DEB C AMERICAN OPTIONS - 0240610MD 133,897 4,520,500 4,520,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- AXLE & MFG PUTS HLDGS INC AMERICAN OPTIONS - 0240611ME 55,286 1,866,500 1,866,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- AXLE & MFG PUTS HLDGS INC AMERICAN OPTIONS - 0240611MF 403 13,600 13,600 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- AXLE & MFG PUTS HLDGS INC AMERICAN OPTIONS - 99O9GX3T2 5,332 180,000 180,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- AXLE & MFG PUTS HLDGS INC AMERICAN OPTIONS - 99O9GWLF4 16,800 400,000 400,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- TOWER PUTS AMERICREDIT OPTIONS - 03060R3MD 13,275 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK AMR CORP COM OPTIONS - 0017651MB 2,635 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS AMR CORP COM OPTIONS - 99O9J0866 17,128 650,000 650,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS AMR CORP COM OPTIONS - 99O9J0874 19,763 750,000 750,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS AMR CORP COM OPTIONS - 99O9J0882 21,739 825,000 825,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS AMR CORP COM OPTIONS - 99O9J0890 17,391 660,000 660,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS AMR CORP COM OPTIONS - 99O9J08F6 5,270 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS ANADARKO OPTIONS - 99O9J8GZ6 5,199 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PETE CORP PUTS COM STK APACHE CORP OPTIONS - 0374112ML 4,080 50,000 50,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS AQUANTIVE OPTIONS - 99ADBD1P7 78,155 1,225,000 1,225,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK CALLS AQUANTIVE OPTIONS - 99ADBD2L5 19,140 300,000 300,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK CALLS ARCHSTONE- COMMON 039583109 44,409 751,300 751,300 -- Sowood Cap Mgmt LP [equity] -- -- -- SMITH TR STOCK ARCHSTONE- REITS/ 39583109 86,833 1,469,000 1,469,000 -- Sowood Cap Mgmt LP [equity] -- -- -- SMITH TR RICS COM REIT ARMOR HLDGS COMMON 42260109 32,733 376,808 376,808 -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK STOCK ARMSTRONG COMMON 04247X102 7,913 157,780 157,780 -- Sowood Cap Mgmt LP [equity] -- -- -- WLD STOCK ARROW OPTIONS - 99AD70C60 961 25,000 25,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ELECTRS INC PUTS COM STK ARROW OPTIONS - 99AD70C78 769 20,000 20,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ELECTRS INC PUTS COM STK ARROW OPTIONS - 99AD7JTN4 576 15,000 15,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ELECTRS INC PUTS COM STK ARVINMERITOR OPTIONS - 99O97LM34 6,660 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS AVAYA INC COMMON 053499109 136,552 8,108,800 8,108,800 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK AVAYA INC OPTIONS - 0534992MC 75,780 4,500,000 4,500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS AVOCENT CORP OPTIONS - 99ACRWG74 12,970 447,100 447,100 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK CALLS BANK OF NEW COMMON 064057102 6,759 163,100 163,100 -- Sowood Cap Mgmt LP [equity] -- -- -- YORK CO INC STOCK BEAZER HOMES OPTIONS - 99O9J0WR3 6,340 257,000 257,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- USA INC COM PUTS STK BIOMET INC OPTIONS - 090613950 45 9,000 9,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS BIOMET INC COMMON 090613100 86,868 1,900,000 1,900,000 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK BIOMET INC OPTIONS - 99ACNRJJ0 11,430 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS BIOMET INC OPTIONS - 99O9GXFW2 45,720 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS BOSTON OPTIONS - 99O9J0T63 15,340 1,000,000 1,000,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- SCIENTIFIC CALLS CO RP COM ST BOSTON OPTIONS - 99O9J0TG1 6,136 400,000 400,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- SCIENTIFIC CALLS CO RP COM ST BOSTON OPTIONS - 99O9J0TH9 30,680 2,000,000 2,000,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- SCIENTIFIC CALLS CO RP COM ST BOWATER INC OPTIONS - 1021831MB 51,422 2,061,000 2,061,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS BOWATER INC OPTIONS - 1021832MC 79,366 3,181,000 3,181,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS
VOTING AUTHORITY TITLE OF VALUE SHARES / SH/ PUT / INVSTMNT ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN OTHER MANAGERS SOLE SHARED NONE - -------------- --------- --------- -------- --------- --------- ----- -------- --------------------------- ---- ------ ---- BROADRIDG FIN COMMON 11133T103 20,941 1,095,223 1,095,223 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK BROADRIDGE COMMON 11133T103 2,222 116,200 116,200 -- Sowood Cap Mgmt LP [equity] -- -- -- FINANCIAL STOCK SOLUTIONS BURLINGTON OPTIONS - 12189T1ML 613 7,200 7,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NORTHERN PUTS SANTA FE C BURLINGTON OPTIONS - 99ABXPR23 409 4,800 4,800 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NORTHERN PUTS SANTA FE C BURLINGTON OPTIONS - 99O91P3W8 528 6,200 6,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NORTHERN PUTS SANTA FE C BURLINGTON OPTIONS - 99O91P3X6 468 5,500 5,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NORTHERN PUTS SANTA FE C CABLEVISION SYS COMMON 12686C109 63,785 1,762,506 1,762,506 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM STK STOCK CARMIKE COMMON 143436400 9,022 410,836 410,836 -- Sowood Cap Mgmt LP [equity] -- -- -- CINEMAS INC STOCK CATALINA COMMON 148867104 59,268 1,881,515 1,881,515 -- Sowood Cap Mgmt LP [equity] -- -- -- MARKETING C STOCK ORP COM S CATERPILLAR INC OPTIONS - 1491231ML 7,830 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS CDW CORP OPTIONS - 12512N955 375 2,500 2,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS CDW CORP COMMON 12512N105 135,213 1,591,299 1,591,299 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK CDW CORP COM OPTIONS - 99O9GZ2V3 21,243 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS CDW CORP COM OPTIONS - 99O9GZ2W1 21,243 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS CERIDIAN CORP COMMON 156779100 48,426 1,383,596 1,383,596 -- Sowood Cap Mgmt LP [equity] -- -- -- NEW STOCK CERIDIAN CORP OPTIONS - 99O9FCSB1 22,925 655,000 655,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- (NEW) COM STK CALLS CIGNA CORP COM OPTIONS - 99O93V4S1 548 10,500 10,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS CIGNA CORP COM OPTIONS - 99O93V4V4 579 11,100 11,100 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS CLEAR CHANNEL OPTIONS - 99ACZNM60 37,820 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMMUN PUTS ICATIONS CLEAR CHANNEL OPTIONS - 99O9GXZX8 37,820 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMMUN PUTS ICATIONS CLEAR CHANNEL COMMON 184502102 108,733 2,875,000 2,875,000 -- Sowood Cap Mgmt LP [equity] -- -- -- COMMUN STOCK ICATIONS CLEAR CHANNEL OPTIONS - 184502952 600 30,000 30,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMMUNICATIONS PUTS INC COMMUNITY OPTIONS - 2036682MF 12,135 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- HEALTH SYS PUTS TEMS INC COMPASS COMMON 20449H109 39,146 567,500 567,500 -- Sowood Cap Mgmt LP [equity] -- -- -- BANCSHARES I STOCK NC COM ST CONSTELLATION OPTIONS - 99O93SZF2 5,160 59,200 59,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY GROUP PUTS IN CONSTELLATION OPTIONS - 99O98H8B0 706 8,100 8,100 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY GROUP PUTS IN CONSTELLATION OPTIONS - 99O9FNM64 662 7,600 7,600 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY GROUP PUTS IN CONSTELLATION OPTIONS - 99O9FZFN8 628 7,200 7,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY GROUP PUTS IN Continental OPTIONS - 2107950MD 6,774 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 2107951ME 11,855 350,000 350,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 2107952MB 16,935 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 2107953MB 3,387 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 2107953MC 6,774 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 2107953MV 13,548 400,000 400,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 2107953MW 4,352 128,500 128,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 2107954MC 3,387 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 99ABRQRL6 11,736 346,500 346,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS Continental OPTIONS - 99ABRQRM4 5,605 165,500 165,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- Airlines Inc CL B PUTS COOPER TIRE & OPTIONS - 2168311MV 11,131 403,000 403,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- RUBBER CO COM PUTS S COOPER TIRE & OPTIONS - 2168314MW 1,259 45,600 45,600 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- RUBBER CO COM PUTS S COOPER TIRE & OPTIONS - 99O9J1CM4 13,810 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- RUBBER CO COM PUTS S CRESCENT REAL REITS/ 225756105 75,062 3,345,000 3,345,000 -- Sowood Cap Mgmt LP [equity] -- -- -- ESTATE RICS EQUITIES CRESCENT REAL COMMON 225756105 24,430 1,088,700 1,088,700 -- Sowood Cap Mgmt LP [equity] -- -- -- ESTATE STOCK EQUITIES CO CROWN HOLDINGS OPTIONS - 99O9GXYH4 16,647 666,700 666,700 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS CSX CORP COM OPTIONS - 1264081MI 406 9,000 9,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS CSX CORP COM OPTIONS - 1264083MF 586 13,000 13,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS CSX CORP COM OPTIONS - 1264083MG 500 11,100 11,100 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS CSX CORP COM OPTIONS - 1264083MH 437 9,700 9,700 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS CYTYC CORP COMMON 232946103 49,046 1,137,700 1,137,700 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK DEERE & CO COM OPTIONS - 99O94RN41 2,415 20,000 20,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS DELUXE CORP OPTIONS - 99O9FCQT4 10,153 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS DILLARDS INC CL OPTIONS - 99O9J1GC2 16,636 463,000 463,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- A COM STK PUTS DILLARDS INC CL OPTIONS - 99O9J1GD0 3,593 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- A COM STK PUTS DILLARDS INC CL OPTIONS - 99O9J1GF5 12,037 335,000 335,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- A COM STK PUTS DILLARDS INC CL OPTIONS - 99O9J1GG3 7,186 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- A COM STK PUTS DILLARDS INC CL OPTIONS - 99O9J1GH1 4,671 130,000 130,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- A COM STK PUTS DIOMED HLDGS COMMON 25454R207 3,069 2,691,712 2,691,712 -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK STOCK DIRECTV GROUP OPTIONS - 25459L4MV 10,111 437,500 437,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS DOLLAR GEN CORP OPTIONS - 99O9DGMN4 43,840 2,000,000 2,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS
VOTING AUTHORITY TITLE OF VALUE SHARES / SH/ PUT / INVSTMNT ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN OTHER MANAGERS SOLE SHARED NONE - -------------- --------- --------- -------- ---------- ---------- ----- -------- --------------------------- ---- ------ ---- DOLLAR GEN COMMON 256669102 73,069 3,333,465 3,333,465 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM STOCK STK DYNEGY INC OPTIONS - 26816Q4MZ 15,104 1,600,000 1,600,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- DEL CL A COM PUTS STK E TRADE FINL OPTIONS - 99O9GZH47 19,881 900,000 900,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK E TRADE FINL OPTIONS - 99O9GZH54 5,523 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK E TRADE FINL OPTIONS - 99O9GZHB1 5,523 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK EASTMAN CHEM OPTIONS - 2774323MJ 6,433 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CO COM STK PUTS EASTMAN OPTIONS - 2774611MC 4,341 156,000 156,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- KODAK CO PUTS COM STK EASTMAN OPTIONS - 99AC8Q133 30,613 1,100,000 1,100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- KODAK CO PUTS COM STK ECHOSTAR OPTIONS - 2787622MD 7,885 181,800 181,800 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMMUNICATI PUTS ONS CORP EGL INC COMMON 268484102 69,165 1,488,053 1,488,053 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK EL PASO CORP OPTIONS - 99O9GZD74 2,721 157,900 157,900 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS EL PASO CORP OPTIONS - 99O9GZDC3 13,784 800,000 800,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS ELAN CORP PLC OPTIONS - 99ACNRMV9 16,448 750,000 750,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ADR PUTS ELAN CORP PLC OPTIONS - 99ACNRMW7 32,895 1,500,000 1,500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ADR PUTS ELAN CORP PLC OPTIONS - 99ACNRN89 54,825 2,500,000 2,500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ADR PUTS ELAN CORP PLC OPTIONS - 99O9GZ730 6,579 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ADR PUTS ELAN CORP PLC OPTIONS - 99O9GZ748 6,579 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ADR PUTS EXELON CORP OPTIONS - 30161N3MJ 958 13,200 13,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS EXELON CORP OPTIONS - 30161N3ML 799 11,000 11,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS EXELON CORP OPTIONS - 30161N3MM 726 10,000 10,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS EXELON CORP OPTIONS - 99O969WX5 704 9,700 9,700 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS FIRST DATA COMMON 319963104 174,612 5,344,700 5,344,700 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP STOCK FIRST DATA OPTIONS - 99AD2ZK28 32,670 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK FORD MOTOR OPTIONS - 3453701MA 30,898 3,280,000 3,280,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMPANY PUTS COM STK FORD MOTOR OPTIONS - 3453702MU 171,727 18,230,000 18,230,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMPANY PUTS COM STK FORD MOTOR OPTIONS - 3453704MA 12,717 1,350,000 1,350,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMPANY PUTS COM STK FREEPORT OPTIONS - 99O9J1VG6 22,585 272,700 272,700 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MCMORAN PUTS COP PER & GOL GENCORP INC COMMON 368682100 39,111 2,992,400 2,992,400 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK GENERAL OPTIONS - 3704421MT 49,185 1,301,200 1,301,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOTORS CORP PUTS COM STK GENERAL OPTIONS - 3704422MD 24,192 640,000 640,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOTORS CORP PUTS COM STK GENERAL OPTIONS - 3704422ME 185,447 4,906,000 4,906,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOTORS CORP PUTS COM STK GENERAL OPTIONS - 3704422MF 18,900 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOTORS CORP PUTS COM STK GENERAL OPTIONS - 3704424ME 33,642 890,000 890,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOTORS CORP PUTS COM STK GILAT COMMON M51474118 23,497 2,440,000 2,440,000 -- Sowood Cap Mgmt LP [equity] -- -- -- SATELLITE STOCK NETWORKS LTD GLOBAL COMMON 379414105 833 105,800 105,800 -- Sowood Cap Mgmt LP [equity] -- -- -- LOGISTICS STOCK ACQ UISITION GOODRICH OPTIONS - 99AD2FSH1 328 5,500 5,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK GOODRICH OPTIONS - 99AD2G4Z5 387 6,500 6,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK GOODRICH OPTIONS - 99AD2GF83 715 12,000 12,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK GOODRICH OPTIONS - 99AD2YY00 298 5,000 5,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK GOODYEAR OPTIONS - 99ACR1FN8 27,808 800,000 800,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- TIRE & RUBR PUTS CO COM S GOODYEAR OPTIONS - 99O9H06L7 13,904 400,000 400,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- TIRE & RUBR PUTS CO COM S GOODYEAR OPTIONS - 99O9H06M5 10,977 315,800 315,800 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- TIRE & RUBR PUTS CO COM S GOODYEAR OPTIONS - 99O9H06W3 2,673 76,900 76,900 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- TIRE & RUBR PUTS CO COM S GRANAHAN MC COMMON 385034103 312 39,930 39,930 -- Sowood Cap Mgmt LP [equity] -- -- -- CURT STOCK GRUBB & ELLIS COMMON 400096103 590 100,500 100,500 -- Sowood Cap Mgmt LP [equity] -- -- -- REALTY STOCK ADVISORS HARBOR COMMON 41145X107 124 21,900 21,900 -- Sowood Cap Mgmt LP [equity] -- -- -- ACQUISITION STOCK C ORP COM S HARMAN COMMON 413086109 157,351 1,347,186 1,347,186 -- Sowood Cap Mgmt LP [equity] -- -- -- INTERNATIONAL STOCK INDUSTRI HARRAHS OPTIONS - 99ACRK2S9 5,934 69,600 69,600 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- ENTERTAINMEN CALLS T INC COM HARRAHS OPTIONS - 99ACRT8S4 127,890 1,500,000 1,500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENTERTAINMEN PUTS T INC COM HARRAHS COMMON 413619107 72,490 850,227 850,227 -- Sowood Cap Mgmt LP [equity] -- -- -- ENTERTAINMEN STOCK T INC COM HD PARTNERS COMMON 40415K100 2,064 269,870 269,870 -- Sowood Cap Mgmt LP [equity] -- -- -- ACQUISITION STOCK CORP HEALTHCARE COMMON 42224H104 2,452 38,100 38,100 -- Sowood Cap Mgmt LP [equity] -- -- -- ACQUISITION STOCK CORP HIGHLAND HOSP REITS/ 430141101 40,572 2,113,110 2,113,110 -- Sowood Cap Mgmt LP [equity] -- -- -- CP RICS HIGHLAND COMMON 430141101 9,603 500,134 500,134 -- Sowood Cap Mgmt LP [equity] -- -- -- HOSPITALITY STOCK CORP HOLOGIC INC OPTIONS - 99ACWYV69 14,430 260,900 260,900 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS HOLOGIC INC OPTIONS - 99ACWYV77 14,746 266,600 266,600 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS HOST HOTELS & OPTIONS - 99O9H0JQ2 9,671 418,300 418,300 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- RESORT S INC PUTS COM IKON OFFICE OPTIONS - 4517132MU 6,244 400,000 400,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- SOLUTION S PUTS INC COM IMCLONE SYS OPTIONS - 99O9J4KJ6 35,360 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS
VOTING AUTHORITY TITLE OF VALUE SHARES / SH/ PUT / INVSTMNT ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN OTHER MANAGERS SOLE SHARED NONE - -------------- --------- --------- -------- --------- --------- ----- -------- --------------------------- ---- ------ ---- IMCLONE SYS OPTIONS - 99O9J4KM9 7,072 200,000 200,000 PUT - Sowood Cap Mgmt LP [equity] - - - INC COM STK PUTS IMCLONE SYS OPTIONS - 99O9J4KN7 1,768 50,000 50,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS INNOPHOS COMMON 45774N108 12,155 850,000 850,000 -- Sowood Cap Mgmt LP [equity] -- -- -- HOLDING INC STOCK INTERNATIONAL COMMON 460146103 35,211 901,700 901,700 -- Sowood Cap Mgmt LP [equity] -- -- -- PAPER CO STOCK COM STK INTERPUBLIC OPTIONS - 99O9H0SR0 5,700 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- GROUP OF COS PUTS INC INTERPUBLIC OPTIONS - 99O9H0SS8 11,400 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- GROUP OF COS PUTS INC INTERPUBLIC OPTIONS - 99O9H0SW9 8,550 750,000 750,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- GROUP OF COS PUTS INC INTERPUBLIC OPTIONS - 99O9H0SX7 5,700 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- GROUP OF COS PUTS INC INVESTORS COMMON 461915100 58,945 955,800 955,800 -- Sowood Cap Mgmt LP [equity] -- -- -- FINANCIAL STOCK SERVICES CORP IRON OPTIONS - 99O9F3S96 13,718 525,000 525,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOUNTAIN PUTS INC COM STK IRON OPTIONS - 99O9F3SB1 5,879 225,000 225,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOUNTAIN PUTS INC COM STK IRON OPTIONS - 99O9F3SC9 7,839 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOUNTAIN PUTS INC COM STK IRON OPTIONS - 99O9GZCR1 7,036 269,250 269,250 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MOUNTAIN PUTS INC COM STK ISHARES DJ US OPTIONS - 99O9H10V9 23,226 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- REAL E STATE PUTS JK ACQUISITION COMMON 47759H106 2,348 404,818 404,818 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP STOCK K2 INC COMMON 482732104 34,802 2,291,100 2,291,100 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK KB HOME COM OPTIONS - 48666K3MD 11,811 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS KB HOME COM OPTIONS - 48666K3MF 9,843 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LAIDLAW COMMON 50730R102 96,210 2,784,667 2,784,667 -- Sowood Cap Mgmt LP [equity] -- -- -- INTERNATIONAL STOCK INC LAUREATE OPTIONS - 99AD2LSH8 30,830 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- EDUCATION PUTS INC LAUREATE COMMON 518613104 118,376 1,919,826 1,919,826 -- Sowood Cap Mgmt LP [equity] -- -- -- EDUCATION STOCK INC LEAR CORP COM OPTIONS - 5218650MC 17,805 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 5218651MB 72,890 2,046,900 2,046,900 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 5218651MC 71,220 2,000,000 2,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 5218651MD 3,561 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 5218651MV 78,342 2,200,000 2,200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 5218653MD 71,220 2,000,000 2,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 5218653MF 26,708 750,000 750,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 5218653MG 4,537 127,400 127,400 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 99ACWYWY7 7,122 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LEAR CORP COM OPTIONS - 99O93S9M6 5,342 150,000 150,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS LIBERTY MEDIA OPTIONS - 99O95HXD1 11,165 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- HLDG C ORP PUTS COM S LYONDELL OPTIONS - 5520781MF 2,970 80,000 80,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CHEMICAL CO PUTS COM STK LYONDELL OPTIONS - 5520783MD 5,568 150,000 150,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CHEMICAL CO PUTS COM STK LYONDELL OPTIONS - 5520784MD 7,424 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CHEMICAL CO PUTS COM STK LYONDELL OPTIONS - 99O9FBSL1 3,712 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CHEMICAL CO PUTS COM STK MARRIOTT OPTIONS - 99O96L9K2 2,162 50,000 50,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INTERNATION PUTS AL INC MEDIMMUNE OPTIONS - 99AD5CZC8 28,980 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC CASH PUTS MERGER MEDIMMUNE OPTIONS - 99O9GB7W9 28,980 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC CASH PUTS MERGER METROPCS OPTIONS - 99O9GLNP4 8,260 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMMUNICATI PUTS ONS INC C METROPCS OPTIONS - 99O9GLNQ2 8,260 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMMUNICATI PUTS ONS INC C MGM MIRAGE OPTIONS - 5529530MD 37,908 459,600 459,600 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS MILLENNIUM COMMON 60039Q101 1,065 142,200 142,200 -- Sowood Cap Mgmt LP [equity] -- -- -- INDIA STOCK ACQUISITION COMPANY INC MIRANT CORP OPTIONS - 99ACCRMP4 832 19,500 19,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NEW COM STK PUTS MIRANT CORP OPTIONS - 99ACLY628 640 15,000 15,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NEW COM STK PUTS MIRANT CORP OPTIONS - 99ACLYDM6 725 17,000 17,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NEW COM STK PUTS MIRANT CORP OPTIONS - 99AD62JR4 597 14,000 14,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NEW COM STK PUTS MIRANT CORP OPTIONS - 99O94L098 5,118 120,000 120,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NEW COM STK PUTS MOBILE OPTIONS - 6074092MD 15,143 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- TELESYSTEMS PUTS SP ADR MULTIMEDIA COMMON 625453105 29,313 2,297,284 2,297,284 -- Sowood Cap Mgmt LP [equity] -- -- -- GAMES INC STOCK NATIONAL COMMON 637215104 11,997 192,446 192,446 -- Sowood Cap Mgmt LP [equity] -- -- -- PRESTO INDS STOCK INC COM NORTEL OPTIONS - 99O9C7CY2 4,810 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NETWORKS PUTS CORP NORTEL OPTIONS - 99O9C7CZ9 2,405 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- NETWORKS PUTS CORP NORTH COMMON 65687M104 1,235 160,980 160,980 -- Sowood Cap Mgmt LP [equity] -- -- -- AMERICAN STOCK INSURANCE LEADERS INC NRG ENERGY OPTIONS - 6293770MH 333 8,000 8,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS NRG ENERGY OPTIONS - 6293771MF 449 10,800 10,800 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS NRG ENERGY OPTIONS - 6293772MG 6,236 150,000 150,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS NRG ENERGY OPTIONS - 99O9BQGM3 24,942 600,000 600,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS NRG ENERGY OPTIONS - 99O9FZBL6 105,380 2,535,000 2,535,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS
VOTING AUTHORITY TITLE OF VALUE SHARES / SH/ PUT / INVSTMNT ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN OTHER MANAGERS SOLE SHARED NONE - -------------- --------- --------- -------- ----------- ----------- ----- -------- --------------------------- ---- ------ ---- NRG ENERGY OPTIONS - 99O9G9LC2 11,432 275,000 275,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS NRG ENERGY OPTIONS - 99O9HN306 23,080 555,200 555,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS NRG ENERGY OPTIONS - 99O9HVMC1 6,610 159,000 159,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS NRG ENERGY OPTIONS - 99O9HVMF4 308 7,400 7,400 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS OCCULOGIX INC COMMON 67461T107 3,758 3,648,649 3,648,649 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK OFFICEMAX INC OPTIONS - 99O9J4488 7,860 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS OIL SVC HOLDRS OPTIONS - 99O9H3466 26,210 150,000 150,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- TR DEPOSTRY PUTS RCP OMEGA COMMON Y6476R105 15,225 700,000 700,000 -- Sowood Cap Mgmt LP [equity] -- -- -- NAVIGATION STOCK ENT CL-A COM OWENS ILL INC OPTIONS - 99AD48NW7 809 23,100 23,100 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS OWENS ILL INC OPTIONS - 99O97LLB7 8,750 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS OWENS ILL INC OPTIONS - 99O97MMM0 1,085 31,000 31,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS OWENS ILL INC OPTIONS - 99O97MMN8 973 27,800 27,800 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS OWENS ILL INC OPTIONS - 99O9G82H4 700 20,000 20,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS OWENS ILL INC OPTIONS - 99O9J4298 3,675 105,000 105,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS PACIFIC OPTIONS - 99ACWYY41 941 71,300 71,300 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ETHANOL INC PUTS COM STK PACIFIC OPTIONS - 99ACX0WZ7 2,640 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ETHANOL INC PUTS COM STK PACIFIC OPTIONS - 99AD76JK9 3,300 250,000 250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ETHANOL INC PUTS COM STK PENN NATIONAL COMMON 707569109 17,192 286,100 286,100 -- Sowood Cap Mgmt LP [equity] -- -- -- GAMING INC STOCK COM PEP BOYS- OPTIONS - 7132782MC 10,080 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- MANNY PUTS MOE & JACK COM PUBLIC SVC OPTIONS - 99O9GLNW9 4,389 50,000 50,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ELEC & GA S PUTS CO COM RADIAN GROUP COMMON 750236101 130,144 2,410,082 2,410,082 -- Sowood Cap Mgmt LP [equity] -- -- -- INC STOCK RADIOSHACK OPTIONS - 99O9H4C40 4,143 125,000 125,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP DEL PUTS COM STK RELIANT OPTIONS - 75952B0MC 8,085 300,000 300,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 75952B1MV 9,433 350,000 350,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 75952B1MW 1,019 37,800 37,800 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 75952B4MB 33,688 1,250,000 1,250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 99AD3T5G7 889 33,000 33,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 99AD48SP7 795 29,500 29,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 99O9FWLM0 943 35,000 35,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 99O9J5451 27,759 1,030,000 1,030,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 99O9J5469 26,950 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 99O9J5485 6,064 225,000 225,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RELIANT OPTIONS - 99O9J54F9 60,770 2,254,900 2,254,900 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY INC PUTS COM STK RITE AID CORP OPTIONS - 7677544MA 1,276 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS RITE AID CORP OPTIONS - 99ACNVSH5 1,276 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS RITE AID CORP OPTIONS - 99O9H47R5 2,233 350,000 350,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS RITE AID CORP OPTIONS - 99O9H47T1 11,484 1,800,000 1,800,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS SANMINA-SCI OPTIONS - 99O9H4TN0 2,087 666,700 666,700 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK SCHOLASTIC OPTIONS - 99ACWYHL2 2,696 75,000 75,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM PUTS STK SERVICEMASTER COMMON 81760N109 18,784 1,215,000 1,215,000 -- Sowood Cap Mgmt LP [equity] -- -- -- CO COM STK STOCK SIERRA HEALTH COMMON 826322109 100,380 2,414,146 2,414,146 -- Sowood Cap Mgmt LP [equity] -- -- -- SERVICES INC STOCK SLM CORP OPTIONS - 99O9H4PR5 28,790 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- EDNOTES BOO PUTS K ENTRY C SLM CORP COMMON 78442P106 90,406 1,570,086 1,570,086 -- Sowood Cap Mgmt LP [equity] -- -- -- EDNOTES BOO STOCK K ENTRY C SMITHFIELD OPTIONS - 99O9H4JV3 25,611 831,800 831,800 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- FOODS INC PUTS COM STK SMITHFIELD OPTIONS - 99O9H4JY7 4,003 130,000 130,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- FOODS INC PUTS COM STK SMURFIT-STONE OPTIONS - 99AC9YLW9 6,655 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CONTAINER PUTS CORP SMURFIT-STONE OPTIONS - 99O902KP6 19,968 1,500,200 1,500,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CONTAINER PUTS CORP SMURFIT-STONE OPTIONS - 99O9J34D9 4,925 370,000 370,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CONTAINER PUTS CORP SOLECTRON COMMON 834182107 58,317 15,847,100 15,847,100 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP STOCK SOLECTRON CONVRT 834182AT4 112,155 117,133,000 117,133,000 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP EXCH SR BONDS UNS CON STARWOOD OPTIONS - 99O94NVR0 5,781 86,200 86,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- HOTELS COM PUTS STK STARWOOD OPTIONS - 99O9J2L83 5,781 86,200 86,200 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- HOTELS COM PUTS STK STATION COMMON 857689103 88,571 1,020,400 1,020,400 -- Sowood Cap Mgmt LP [equity] -- -- -- CASINOS INC STOCK STRIDE RITE COMMON 863314100 12,497 616,832 616,832 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP STOCK SUPERVALUE OPTIONS - 99ACZFH89 9,264 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC USD C OM PUTS TENARIS S A OPTIONS - 99ACX2XJ8 24,480 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ADR PUTS TENET OPTIONS - 99O9J5J89 3,255 500,000 500,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- HEALTHCARE PUTS COR P COM STK THERAVANCE COMMON 88338T104 107,510 3,359,687 3,359,687 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK TLC VISION COMMON 872549100 28,856 5,581,368 5,581,368 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP STOCK
VOTING AUTHORITY TITLE OF VALUE SHARES / SH/ PUT / INVSTMNT ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN OTHER MANAGERS SOLE SHARED NONE - -------------- --------- --------- --------- ---------- ---------- ----- -------- --------------------------- ---- ------ ---- TOUSA INC COM OPTIONS - 99O9988B9 9,113 2,175,000 2,175,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- PUTS TOUSA INC. COMMON 872962105 1,174 280,246 280,246 -- Sowood Cap Mgmt LP [equity] -- -- -- STOCK TRIAD HOSPITAL COMMON 89579K109 155,318 2,889,100 2,889,100 -- Sowood Cap Mgmt LP [equity] -- -- -- INC STOCK TRIAD HOSPS INC OPTIONS - 99AD3QQ54 107,520 2,000,000 2,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS TRIBUNE CO COM OPTIONS - 99O9J5P25 58,800 2,000,000 2,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS TRIBUNE CO COM COMMON 896047107 64,636 2,198,500 2,198,500 -- Sowood Cap Mgmt LP [equity] -- -- -- STK STOCK TRW OPTIONS - 99O9FVG14 36,830 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- AUTOMOTIVE PUTS HLDGS CORP COM TXU CORP COM OPTIONS - 99ACZDHP6 67,300 1,000,000 1,000,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS TXU CORP COM OPTIONS - 99O9H5HM2 107,680 1,600,000 1,600,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS TXU CORP COM COMMON 873168108 70,894 1,053,400 1,053,400 -- Sowood Cap Mgmt LP [equity] -- -- -- STK STOCK TYSON FOODS OPTIONS - 9024943MB 20,736 900,000 900,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC CL A COM PUTS STK TYSON FOODS OPTIONS - 99O92X8Q8 10,138 440,000 440,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC CL A COM PUTS STK UAL CORP COM OPTIONS - 99O93F563 4,059 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS UAL CORP COM OPTIONS - 99O93F571 3,044 75,000 75,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- STK PUTS UNION PACIFIC OPTIONS - 9078182MN 1,186 10,300 10,300 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM STK PUTS UNION PACIFIC OPTIONS - 9078183MP 1,036 9,000 9,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM STK PUTS UNION PACIFIC OPTIONS - 99O91VXC6 921 8,000 8,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM STK PUTS UNION PACIFIC OPTIONS - 99O93S995 864 7,500 7,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM STK PUTS UNISYS CORP USD OPTIONS - 9092141MU 16,452 1,800,000 1,800,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS UNISYS CORP USD OPTIONS - 9092144MA 16,543 1,810,000 1,810,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM PUTS UNITED RENTALS OPTIONS - 9113630ME 732 22,500 22,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS UNITED RENTALS OPTIONS - 9113630MF 618 19,000 19,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS UNITED RENTALS OPTIONS - 9113631MD 7,435 228,500 228,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS UNITED RENTALS OPTIONS - 99ACFPK77 10,449 321,100 321,100 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS UNITED RENTALS OPTIONS - 99O92WCB8 521 16,000 16,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS US AIRWAYS OPTIONS - 99O932Z51 19,972 659,800 659,800 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- GROUP PUTS US AIRWAYS OPTIONS - 99O932Z69 9,838 325,000 325,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- GROUP PUTS US BIOENERGY COMMON 90342V109 1,136 100,000 100,000 -- Sowood Cap Mgmt LP [equity] -- -- -- CORP COM STK STOCK VERASUN OPTIONS - 99O9F7WS0 869 60,000 60,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- ENERGY CORP PUTS COM STK VIMPEL OPTIONS - 99O9H6402 19,312 183,300 183,300 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COMMUNICATION PUTS S OJSC M VIRGIN MEDIA OPTIONS - 99ABYKN01 2,437 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS VIRGIN MEDIA OPTIONS - 99ABZ70Q7 4,874 200,000 200,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS VIRGIN MEDIA OPTIONS - 99O93S0Q6 1,523 62,500 62,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS VIRGIN MEDIA OPTIONS - 99O98DPV6 2,437 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS VIRGIN MEDIA OPTIONS - 99O98DPW4 2,437 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- INC COM STK PUTS VISTEON CORP OPTIONS - 92839U3MA 10,125 1,250,000 1,250,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS VISTEON CORP OPTIONS - 92839U4MU 82,215 10,150,000 10,150,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS WACHOVIA CORP OPTIONS - 99ACZBLZ3 28,756 561,100 561,100 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS WHIRLPOOL OPTIONS - 9633202ML 21,462 193,000 193,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP PUTS WHIRLPOOL OPTIONS - 9633202MN 11,120 100,000 100,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP PUTS WHIRLPOOL OPTIONS - 9633202MR 3,336 30,000 30,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- CORP PUTS WYNDHAM OPTIONS - 99O98FS48 61,642 1,700,000 1,700,000 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- WORLDWIDE PUTS CO RP WYNN RESORTS OPTIONS - 9831341MH 9,440 105,300 105,300 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- LTD COM STK PUTS WYNN RESORTS OPTIONS - 9831341MI 3,452 38,500 38,500 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- LTD COM STK PUTS XEROX CORP OPTIONS - 99O9H6QY4 7,921 428,600 428,600 PUT -- Sowood Cap Mgmt LP [equity] -- -- -- COM STK PUTS XM SATELLITE OPTIONS - 99ACZ4BJ6 11,770 1,000,000 1,000,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- RADIO H LDGS CALLS INC XM SATELLITE OPTIONS - 99O9H43N8 5,885 500,000 500,000 CALL -- Sowood Cap Mgmt LP [equity] -- -- -- RADIO H LDGS CALLS INC ***339 Records 7,972,969
-----END PRIVACY-ENHANCED MESSAGE-----