-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DzxRIus6X9q+jk9pvm3Z0VIclIuGCs4bzs2FCGj4prvh6+ZjOKSTXsH7+1glzc14 SMYyHDobs3YXDicjhW7Wjw== 0001193125-07-115081.txt : 20070515 0001193125-07-115081.hdr.sgml : 20070515 20070515123032 ACCESSION NUMBER: 0001193125-07-115081 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070515 EFFECTIVENESS DATE: 20070515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sowood Capital Management LP CENTRAL INDEX KEY: 0001304294 IRS NUMBER: 743113983 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11058 FILM NUMBER: 07850873 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-603-3400 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sowood Capital Management LP Address: 500 Boylston Street, 17th Floor, Boston, MA 02116 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Michelle Gillespie Title: Directors of Operations Phone: 617-603-3460 Signature, Place and Date of Signing: /s/ Michelle Gillespie, Boston, MA, May 15, 2007 - -------------------------------------------------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 261 Form 13F Information Table Value Total: 6371843 FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- -------- ----------- --------- --------- ---- ADVANCED MICRO OPTIONS - PUTS 0079031MV 2,612 200,000 SH PUT SOLE SOWOOD 200,000 -- -- DEVIC ES INC CO CAPITAL MGMT LP ADVANCED MICRO OPTIONS - PUTS 0079032MV 2,573 197,000 SH PUT SOLE SOWOOD 197,000 -- -- DEVIC ES INC CO CAPITAL MGMT LP AES CORP COM STK OPTIONS - PUTS 00130H1MB 109,967 5,110,000 SH PUT SOLE SOWOOD 5,110,000 -- -- CAPITAL MGMT LP AES CORP COM STK OPTIONS - PUTS 00130H2MW 10,760 500,000 SH PUT SOLE SOWOOD 500,000 -- -- CAPITAL MGMT LP AIRCASTLE LTD COM OPTIONS - PUTS 99ACNVX63 7,076 200,000 SH PUT SOLE SOWOOD 200,000 -- -- STK CAPITAL MGMT LP AIRCASTLE LTD COM OPTIONS - PUTS 99O98LGR7 4,953 140,000 SH PUT SOLE SOWOOD 140,000 -- -- STK CAPITAL MGMT LP ALCATEL-LUCENT ADS OPTIONS - PUTS 99ACQLB58 4,433 375,000 SH PUT SOLE SOWOOD 375,000 -- -- CAPITAL MGMT LP ALLEGHENY OPTIONS - PUTS 99O99PW65 5,335 50,000 SH PUT SOLE SOWOOD 50,000 -- -- TECHNOLOGI ES INC CAPITAL CO MGMT LP ALLIED WASTE INDS OPTIONS - PUTS 0195891MA 3,777 300,000 SH PUT SOLE SOWOOD 300,000 -- -- INC CAPITAL MGMT LP ALLIED WASTE INDS OPTIONS - PUTS 0195891MU 6,295 500,000 SH PUT SOLE SOWOOD 500,000 -- -- INC CAPITAL MGMT LP ALTIRIS INC COMMON STOCK 02148M100 38,170 1,159,840 SH SOLE SOWOOD 1,159,840 -- -- CAPITAL MGMT LP AMAZON COM INC COM OPTIONS - PUTS 99O993RX1 7,958 200,000 SH PUT SOLE SOWOOD 200,000 -- -- STK CAPITAL MGMT LP AMAZON.COM INC SER CONVRT BONDS 023135AF3 1,970 2,000,000 SH SOLE SOWOOD 2,000,000 -- -- B SUB DEB C CAPITAL MGMT LP
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- -------- ----------- --------- --------- ---- AMERICAN AXLE & MFG OPTIONS - PUTS 0240610MD 123,075 4,500,000 SH PUT SOLE SOWOOD 4,500,000 - - HLDGS INC CAPITAL MGMT LP AMERICAN AXLE & MFG OPTIONS - PUTS 0240611ME 27,350 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- HLDGS INC CAPITAL MGMT LP AMERICAN TOWER OPTIONS - PUTS 0299121MC 15,580 400,000 SH PUT SOLE SOWOOD 400,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 0017651MB 3,045 100,000 SH PUT SOLE SOWOOD 100,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 0017651MW 6,090 200,000 SH PUT SOLE SOWOOD 200,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 0017654MB 19,793 650,000 SH PUT SOLE SOWOOD 650,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 0017654MC 22,838 750,000 SH PUT SOLE SOWOOD 750,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 0017654MD 18,270 600,000 SH PUT SOLE SOWOOD 600,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 99O91MXR3 12,180 400,000 SH PUT SOLE SOWOOD 400,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 99O91MXS1 4,568 150,000 SH PUT SOLE SOWOOD 150,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 99O91MXT9 1,523 50,000 SH PUT SOLE SOWOOD 50,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 99O94DVQ4 761 25,000 SH PUT SOLE SOWOOD 25,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 99O999132 3,045 100,000 SH PUT SOLE SOWOOD 100,000 -- -- CAPITAL MGMT LP AMR CORP COM STK OPTIONS - PUTS 99O999140 1,523 50,000 SH PUT SOLE SOWOOD 50,000 -- -- CAPITAL MGMT LP ARMSTRONG WLD COMMON STOCK 04247X102 8,023 157,780 SH SOLE SOWOOD 157,780 -- -- CAPITAL MGMT LP ARVINMERITOR INC OPTIONS - PUTS 99O97LM34 5,475 300,000 SH PUT SOLE SOWOOD 300,000 -- -- COM STK CAPITAL MGMT LP AT&T INC COM COMMON STOCK 00206R102 86,523 2,194,339 SH SOLE SOWOOD 2,194,339 -- -- CAPITAL MGMT LP AT&T INC COM OPTIONS - PUTS 99O990NC7 78,860 2,000,000 SH PUT SOLE SOWOOD 2,000,000 -- -- CAPITAL MGMT LP AT&T INC COM OPTIONS - PUTS 99O9F4151 94,632 2,400,000 SH PUT SOLE SOWOOD 2,400,000 -- -- CAPITAL MGMT LP AVOCENT CORP COM STK OPTIONS - 99ACRWG74 12,058 447,100 SH CALL SOLE SOWOOD 447,100 -- -- CALLS CAPITAL MGMT LP BEAZER HOMES USA OPTIONS - PUTS 99AD4HZN4 7,461 257,000 SH PUT SOLE SOWOOD 257,000 -- -- INC COM STK CAPITAL MGMT LP BIOMET INC COMMON STOCK 090613100 106,777 2,513,000 SH SOLE SOWOOD 2,513,000 -- -- CAPITAL MGMT LP BIOMET INC COM STK OPTIONS - PUTS 99ACNRJJ0 10,623 250,000 SH PUT SOLE SOWOOD 250,000 -- -- CAPITAL MGMT LP BIOMET INC COM STK OPTIONS - PUTS 99O9BQH34 42,490 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- CAPITAL MGMT LP BOSTON SCIENTIFIC OPTIONS -CALLS 1011374AE 14,540 1,000,000 SH CALL SOLE SOWOOD 1,000,000 -- -- CO RP COM ST CAPITAL MGMT LP BOSTON SCIENTIFIC OPTIONS -CALLS 99ABXSB73 29,080 2,000,000 SH CALL SOLE SOWOOD 2,000,000 -- -- CO RP COM ST CAPITAL MGMT LP BOSTON SCIENTIFIC OPTIONS -CALLS 99ABY9QF0 5,816 400,000 SH CALL SOLE SOWOOD 400,000 -- -- CO RP COM ST CAPITAL MGMT LP BOSTON SCIENTIFIC OPTIONS -CALLS 99ACH1XC3 14,540 1,000,000 SH CALL SOLE SOWOOD 1,000,000 -- -- CO RP COM ST CAPITAL MGMT LP BOWATER INC COM STK OPTIONS - PUTS 1021832MC 11,076 465,000 SH PUT SOLE SOWOOD 465,000 -- -- CAPITAL MGMT LP CABLEVISION SYS COMMON STOCK 12686C109 22,671 745,000 SH SOLE SOWOOD 745,000 -- -- CORP COM STK CAPITAL MGMT LP CABLEVISION SYS OPTIONS - PUTS 99O9B46C5 60,860 2,000,000 SH PUT SOLE SOWOOD 2,000,000 -- -- CORP COM STK CAPITAL MGMT LP CARMIKE CINEMAS INC COMMON STOCK 143436400 9,532 410,836 SH SOLE SOWOOD 410,836 -- -- CAPITAL MGMT LP CATALINA MARKETING COMMON STOCK 148867104 29,950 948,382 SH SOLE SOWOOD 948,382 -- -- CORP COM S CAPITAL MGMT LP CLAIRE'S STORES INC COMMON STOCK 179584107 79,936 2,488,676 SH SOLE SOWOOD 2,488,676 -- -- COM STK CAPITAL MGMT LP CLEAR CHANNEL COMMON STOCK 184502102 210,496 6,007,306 SH SOLE SOWOOD 6,007,306 -- -- COMMUN ICATIONS CAPITAL MGMT LP CLEAR CHANNEL OPTIONS - PUTS 1845024MF 35,040 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- COMMUN ICATIONS CAPITAL MGMT LP CLEAR CHANNEL OPTIONS - PUTS 99ACF6Z99 35,040 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- COMMUN ICATIONS CAPITAL MGMT LP
SH/ VALUE SHARES/ PRN PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT -- CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- -------- ----------- --------- --------- ---- CLEAR CHANNEL OPTIONS -PUTS 99AD2G246 73,584 2,100,000 SH PUT SOLE SOWOOD 2,100,000 -- -- COMMUN ICATIONS CAPITAL MGMT LP CLEAR CHANNEL OPTIONS -PUTS 99O9FHY72 52,560 1,500,000 SH PUT SOLE SOWOOD 1,500,000 -- -- COMMUN ICATIONS CAPITAL MGMT LP COLD SPRING CAPITAL COMMON STOCK 192865103 10,716 1,900,000 SH SOLE SOWOOD 1,900,000 -- -- INC CAPITAL MGMT LP COMMUNITY HEALTH OPTIONS -CALLS 99ACL7N93 8,813 250,000 SH CALL SOLE SOWOOD 250,000 -- -- SYS TEMS INC CAPITAL MGMT LP COMPASS BANCSHARES COMMON STOCK 20449H109 76,864 1,117,200 SH SOLE SOWOOD 1,117,200 -- -- INC COM ST CAPITAL MGMT LP Continental OPTIONS - PUTS 2107950MD 7,278 200,000 SH PUT SOLE SOWOOD 200,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 2107951ME 12,737 350,000 SH PUT SOLE SOWOOD 350,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 2107952MB 18,195 500,000 SH PUT SOLE SOWOOD 500,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 2107953MB 3,639 100,000 SH PUT SOLE SOWOOD 100,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 2107953MC 7,278 200,000 SH PUT SOLE SOWOOD 200,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 2107953MV 14,556 400,000 SH PUT SOLE SOWOOD 400,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 2107953MW 4,676 128,500 SH PUT SOLE SOWOOD 128,500 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 2107954MC 3,639 100,000 SH PUT SOLE SOWOOD 100,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 99ABRQRL6 7,278 200,000 SH PUT SOLE SOWOOD 200,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 99ABRQRM4 6,023 165,500 SH PUT SOLE SOWOOD 165,500 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 99AC1KY11 4,003 110,000 SH PUT SOLE SOWOOD 110,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 99ACLPY83 3,639 100,000 SH PUT SOLE SOWOOD 100,000 -- -- Airlines Inc CL B CAPITAL MGMT LP Continental OPTIONS - PUTS 99ACLQ1F1 1,820 50,000 SH PUT SOLE SOWOOD 50,000 -- -- Airlines Inc CL B CAPITAL MGMT LP COOPER TIRE & OPTIONS - PUTS 2168311MB 9,145 500,000 SH PUT SOLE SOWOOD 500,000 -- -- RUBBER CO COM S CAPITAL MGMT LP COOPER TIRE & OPTIONS - PUTS 2168311MV 7,371 403,000 SH PUT SOLE SOWOOD 403,000 -- -- RUBBER CO COM S CAPITAL MGMT LP COURTSIDE COMMON STOCK 22274N102 807 146,000 SH SOLE SOWOOD 146,000 -- -- ACQUISITION CORP CO CAPITAL MGMT LP CROWN HOLDINGS INC OPTIONS - PUTS 2283680MB 16,307 666,700 SH PUT SOLE SOWOOD 666,700 -- -- COM STK CAPITAL MGMT LP CVS CAREMARK CORP OPTIONS - PUTS 99O9DG412 37,554 1,100,000 SH PUT SOLE SOWOOD 1,100,000 -- -- COM STK CAPITAL MGMT LP CVS CAREMARK CORP OPTIONS -CALLS 99O9FYNH5 6,828 200,000 SH CALL SOLE SOWOOD 200,000 -- -- COM STK CAPITAL MGMT LP DILLARDS INC CL A OPTIONS - PUTS 2540671MC 15,154 463,000 SH PUT SOLE SOWOOD 463,000 -- -- COM STK CAPITAL MGMT LP DILLARDS INC CL A OPTIONS - PUTS 2540671MD 3,273 100,000 SH PUT SOLE SOWOOD 100,000 -- -- COM STK CAPITAL MGMT LP DILLARDS INC CL A OPTIONS - PUTS 2540672MF 6,546 200,000 SH PUT SOLE SOWOOD 200,000 -- -- COM STK CAPITAL MGMT LP DIOMED HLDGS INC COMMON STOCK 25454R207 2,736 1,900,000 SH SOLE SOWOOD 1,900,000 -- -- COM STK CAPITAL MGMT LP DIRECTV GROUP INC OPTIONS - PUTS 25459L4MV 10,093 437,500 SH PUT SOLE SOWOOD 437,500 -- -- COM STK CAPITAL MGMT LP DOLLAR GEN CORP COM COMMON STOCK 256669102 35,435 1,675,400 SH SOLE SOWOOD 1,675,400 -- -- STK CAPITAL MGMT LP DOLLAR GEN CORP COM OPTIONS - PUTS 99O9DGMN4 42,300 2,000,000 SH PUT SOLE SOWOOD 2,000,000 -- -- STK CAPITAL MGMT LP E TRADE FINL CORP OPTIONS - PUTS 2692460MC 19,098 900,000 SH PUT SOLE SOWOOD 900,000 -- -- COM STK CAPITAL MGMT LP E TRADE FINL CORP OPTIONS - PUTS 2692460MW 5,305 250,000 SH PUT SOLE SOWOOD 250,000 -- -- COM STK CAPITAL MGMT LP E TRADE FINL CORP OPTIONS - PUTS 2692461MD 5,305 250,000 SH PUT SOLE SOWOOD 250,000 -- -- COM STK CAPITAL MGMT LP EASTMAN KODAK CO OPTIONS - PUTS 2774611MC 3,519 156,000 SH PUT SOLE SOWOOD 156,000 -- -- COM STK CAPITAL MGMT LP EASTMAN KODAK CO OPTIONS - PUTS 99AC8Q133 24,816 1,100,000 SH PUT SOLE SOWOOD 1,100,000 -- -- COM STK CAPITAL MGMT LP ECHOSTAR OPTIONS - PUTS 2787622MD 7,896 181,800 SH PUT SOLE SOWOOD 181,800 -- -- COMMUNICATIONS CAPITAL CORP MGMT LP
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- ---------- --- ---- -------- ----------- ---------- --------- ---- EGL INC COM STK COMMON STOCK 268484102 29,723 750,000 SH SOLE SOWOOD 750,000 -- -- CAPITAL MGMT LP EL PASO CORP COM OPTIONS - PUTS 28336L3MB 2,285 157,900 SH PUT SOLE SOWOOD 157,900 -- -- CAPITAL MGMT LP EL PASO CORP COM OPTIONS - PUTS 28336L3MU 11,576 800,000 SH PUT SOLE SOWOOD 800,000 -- -- CAPITAL MGMT LP ELAN CORP PLC ADR OPTIONS - PUTS 2841312MB 3,987 300,000 SH PUT SOLE SOWOOD 300,000 -- -- CAPITAL MGMT LP ELAN CORP PLC ADR OPTIONS - PUTS 99ACF4902 19,935 1,500,000 SH PUT SOLE SOWOOD 1,500,000 -- -- CAPITAL MGMT LP ELAN CORP PLC ADR OPTIONS - PUTS 99ACNRMV9 9,968 750,000 SH PUT SOLE SOWOOD 750,000 -- -- CAPITAL MGMT LP ELAN CORP PLC ADR OPTIONS - PUTS 99ACNRMW7 19,935 1,500,000 SH PUT SOLE SOWOOD 1,500,000 -- -- CAPITAL MGMT LP ELAN CORP PLC ADR OPTIONS - PUTS 99ACNRN89 33,225 2,500,000 SH PUT SOLE SOWOOD 2,500,000 -- -- CAPITAL MGMT LP EVERGREEN SOLAR INC OPTIONS - PUTS 99O9BCW38 2,340 240,000 SH PUT SOLE SOWOOD 240,000 -- -- COM STK CAPITAL MGMT LP FIRST SOLAR INC OPTIONS - PUTS 99O9F9W07 2,340 45,000 SH PUT SOLE SOWOOD 45,000 -- -- CAPITAL MGMT LP FLORIDA ROCK COMMON STOCK 341140101 22,879 340,000 SH SOLE SOWOOD 340,000 -- -- INDUSTR IES INC C CAPITAL MGMT LP FORD MOTOR COMPANY OPTIONS - PUTS 3453701MA 25,879 3,280,000 SH PUT SOLE SOWOOD 3,280,000 -- -- COM STK CAPITAL MGMT LP FORD MOTOR COMPANY OPTIONS - PUTS 3453702MU 142,257 18,030,000 SH PUT SOLE SOWOOD 18,030,000 -- -- COM STK CAPITAL MGMT LP FORD MOTOR COMPANY OPTIONS - PUTS 3453704MA 10,652 1,350,000 SH PUT SOLE SOWOOD 1,350,000 -- -- COM STK CAPITAL MGMT LP FREEPORT MCMORAN OPTIONS - PUTS 35671D3MD 18,050 272,700 SH PUT SOLE SOWOOD 272,700 -- -- COP PER & GOL CAPITAL MGMT LP GENCORP INC COMMON STOCK 368682100 41,414 2,992,400 SH SOLE SOWOOD 2,992,400 -- -- CAPITAL MGMT LP GENERAL MOTORS CORP OPTIONS - PUTS 3704421MT 39,869 1,301,200 SH PUT SOLE SOWOOD 1,301,200 -- -- COM STK CAPITAL MGMT LP GENERAL MOTORS CORP OPTIONS - PUTS 3704422MD 19,610 640,000 SH PUT SOLE SOWOOD 640,000 -- -- COM STK CAPITAL MGMT LP GENERAL MOTORS CORP OPTIONS - PUTS 3704422ME 84,444 2,756,000 SH PUT SOLE SOWOOD 2,756,000 -- -- COM STK CAPITAL MGMT LP GENERAL MOTORS CORP OPTIONS - PUTS 3704422MF 30,640 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- COM STK CAPITAL MGMT LP GENERAL MOTORS CORP OPTIONS - PUTS 3704424ME 27,270 890,000 SH PUT SOLE SOWOOD 890,000 -- -- COM STK CAPITAL MGMT LP GENESIS HEALTHCARE COMMON STOCK 37184D101 30,970 490,728 SH SOLE SOWOOD 490,728 -- -- C ORP COM S CAPITAL MGMT LP GILAT SATELLITE COMMON STOCK M51474118 20,130 2,440,000 SH SOLE SOWOOD 2,440,000 -- -- NETWORKS LTD CAPITAL MGMT LP GLAXO SMITHKLINE OPTIONS - PUTS 99ACZ6S12 27,630 500,000 SH PUT SOLE SOWOOD 500,000 -- -- SPONS PLC ADR CAPITAL MGMT LP GLAXO SMITHKLINE OPTIONS - PUTS 99ACZQJ91 22,104 400,000 SH PUT SOLE SOWOOD 400,000 -- -- SPONS PLC ADR CAPITAL MGMT LP GLOBAL LOGISTICS COMMON STOCK 379414105 210 27,270 SH SOLE SOWOOD 27,270 -- -- ACQUISITION CORP CAPITAL MGMT LP GOODYEAR TIRE & OPTIONS - PUTS 3825501MV 2,399 76,900 SH PUT SOLE SOWOOD 76,900 -- -- RUBR CO COM S CAPITAL MGMT LP GOODYEAR TIRE & OPTIONS - PUTS 3825503MA 12,476 400,000 SH PUT SOLE SOWOOD 400,000 -- -- RUBR CO COM S CAPITAL MGMT LP GOODYEAR TIRE & OPTIONS - PUTS 3825504MB 28,071 900,000 SH PUT SOLE SOWOOD 900,000 -- -- RUBR CO COM S CAPITAL MGMT LP GOODYEAR TIRE & OPTIONS - PUTS 3825504MV 15,595 500,000 SH PUT SOLE SOWOOD 500,000 -- -- RUBR CO COM S CAPITAL MGMT LP GOODYEAR TIRE & OPTIONS - PUTS 99O98QHH7 21,833 700,000 SH PUT SOLE SOWOOD 700,000 -- -- RUBR CO COM S CAPITAL MGMT LP GOODYEAR TIRE & OPTIONS - PUTS 99O98QHJ3 23,393 750,000 SH PUT SOLE SOWOOD 750,000 -- -- RUBR CO COM S CAPITAL MGMT LP GOODYEAR TIRE & OPTIONS - PUTS 99O98QHK0 23,393 750,000 SH PUT SOLE SOWOOD 750,000 -- -- RUBR CO COM S CAPITAL MGMT LP GRANAHAN MC CURT COMMON STOCK 385034103 226 29,900 SH SOLE SOWOOD 29,900 -- -- CAPITAL MGMT LP GRUBB & ELLIS COMMON STOCK 400096103 61 10,800 SH SOLE SOWOOD 10,800 -- -- REALTY ADVISORS CAPITAL MGMT LP HARBOR ACQUISITION COMMON STOCK 41145X107 121 22,200 SH SOLE SOWOOD 22,200 -- -- C ORP COM S CAPITAL MGMT LP HARRAHS COMMON STOCK 413619107 71,802 850,227 SH SOLE SOWOOD 850,227 -- -- ENTERTAINMEN T CAPITAL INC COM MGMT LP
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- --------------- --------- -------- --------- --- ---- -------- ----------- --------- --------- ---- HARRAHS OPTIONS - CALLS 99ACRK2S9 5,878 69,600 SH CALL SOLE SOWOOD 69,600 -- -- ENTERTAINMEN T CAPITAL INC COM MGMT LP HARRAHS OPTIONS - PUTS 99ACRT8S4 126,675 1,500,000 SH PUT SOLE SOWOOD 1,500,000 -- -- ENTERTAINMEN T CAPITAL INC COM MGMT LP HD PARTNERS COMMON STOCK 40415K100 2,024 269,870 SH SOLE SOWOOD 269,870 -- -- ACQUISITION CORP CAPITAL MGMT LP HERBALIFE LTD COM COMMON STOCK G4412G101 19,595 500,000 SH SOLE SOWOOD 500,000 -- -- STK CAPITAL MGMT LP HERBALIFE LTD COM OPTIONS - PUTS 99ACHR2T3 19,595 500,000 SH PUT SOLE SOWOOD 500,000 -- -- STK CAPITAL MGMT LP HOST HOTELS & OPTIONS - PUTS 44107P2MC 11,005 418,300 SH PUT SOLE SOWOOD 418,300 -- -- RESORT S INC COM CAPITAL MGMT LP HOUSTON EXPLORATION COMMON STOCK 442120101 502 9,300 SH SOLE SOWOOD 9,300 -- -- CO CAPITAL MGMT LP IKON OFFICE OPTIONS - PUTS 4517132MU 5,748 400,000 SH PUT SOLE SOWOOD 400,000 -- -- SOLUTION S INC COM CAPITAL MGMT LP IMCLONE SYS INC COM OPTIONS - PUTS 45245W2MF 2,039 50,000 SH PUT SOLE SOWOOD 50,000 -- -- STK CAPITAL MGMT LP IMCLONE SYS INC COM OPTIONS - PUTS 45245W3MB 40,770 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- STK CAPITAL MGMT LP IMCLONE SYS INC COM OPTIONS - PUTS 45245W3ME 8,154 200,000 SH PUT SOLE SOWOOD 200,000 -- -- STK CAPITAL MGMT LP INNOPHOS HOLDING INC COMMON STOCK 45774N108 14,697 850,000 SH SOLE SOWOOD 850,000 -- -- CAPITAL MGMT LP INTERNATIONAL PAPER COMMON STOCK 460146103 32,822 901,700 SH SOLE SOWOOD 901,700 -- -- CO COM STK CAPITAL MGMT LP INTERPUBLIC GROUP OPTIONS - PUTS 4606903MA 6,155 500,000 SH PUT SOLE SOWOOD 500,000 -- -- OF COS INC CAPITAL MGMT LP INTERPUBLIC GROUP OPTIONS - PUTS 4606903MB 12,310 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- OF COS INC CAPITAL MGMT LP INTERPUBLIC GROUP OPTIONS - PUTS 4606903MT 9,233 750,000 SH PUT SOLE SOWOOD 750,000 -- -- OF COS INC CAPITAL MGMT LP INTERPUBLIC GROUP OPTIONS - PUTS 4606903MV 6,155 500,000 SH PUT SOLE SOWOOD 500,000 -- -- OF COS INC CAPITAL MGMT LP INTRALASE CORP COM COMMON STOCK 461169104 28,266 1,131,563 SH SOLE SOWOOD 1,131,563 -- -- STK CAPITAL MGMT LP INVESTORS FINANCIAL COMMON STOCK 461915100 49,456 850,500 SH SOLE SOWOOD 850,500 -- -- SERVICES CORP CAPITAL MGMT LP IRON MOUNTAIN INC OPTIONS - PUTS 99O9F3RZ9 7,036 269,250 SH PUT SOLE SOWOOD 269,250 -- -- COM STK CAPITAL MGMT LP IRON MOUNTAIN INC OPTIONS - PUTS 99O9F3S96 13,718 525,000 SH PUT SOLE SOWOOD 525,000 -- -- COM STK CAPITAL MGMT LP IRON MOUNTAIN INC OPTIONS - PUTS 99O9F3SB1 11,759 450,000 SH PUT SOLE SOWOOD 450,000 -- -- COM STK CAPITAL MGMT LP IRON MOUNTAIN INC OPTIONS - PUTS 99O9F3SC9 7,839 300,000 SH PUT SOLE SOWOOD 300,000 -- -- COM STK CAPITAL MGMT LP ISHARES DJ US REAL OPTIONS - PUTS 99O9F0308 30,900 362,500 SH PUT SOLE SOWOOD 362,500 -- -- E STATE CAPITAL MGMT LP JA SOLAR HLD ADR ADRS STOCKS 466090107 3,241 179,184 SH SOLE SOWOOD 179,184 -- -- CAPITAL MGMT LP JK ACQUISITION CORP COMMON STOCK 47759H106 1,338 230,818 SH SOLE SOWOOD 230,818 -- -- CAPITAL MGMT LP KB HOME COM STK OPTIONS - PUTS 48666K3MH 6,401 150,000 SH PUT SOLE SOWOOD 150,000 -- -- CAPITAL MGMT LP KEANE INC COMMON STOCK 486665102 7,787 573,400 SH SOLE SOWOOD 573,400 -- -- CAPITAL MGMT LP KINDER MORGAN COM COMMON STOCK 49455P101 5,855 55,000 SH SOLE SOWOOD 55,000 -- -- STK CAPITAL MGMT LP KRONOS INC COMMON STOCK 501052104 24,018 448,944 SH SOLE SOWOOD 448,944 -- -- CAPITAL MGMT LP LAIDLAW COMMON STOCK 50730R102 59,403 1,716,867 SH SOLE SOWOOD 1,716,867 -- -- INTERNATIONAL INC CAPITAL MGMT LP LAUREATE EDUCATION COMMON STOCK 518613104 85,203 1,444,849 SH SOLE SOWOOD 1,444,849 -- -- INC CAPITAL MGMT LP LEAR CORP COM STK OPTIONS - PUTS 5218650MC 18,255 500,000 SH PUT SOLE SOWOOD 500,000 -- -- CAPITAL MGMT LP LEAR CORP COM STK OPTIONS - PUTS 5218651MB 74,732 2,046,900 SH PUT SOLE SOWOOD 2,046,900 -- -- CAPITAL MGMT LP LEAR CORP COM STK OPTIONS - PUTS 5218651MC 73,020 2,000,000 SH PUT SOLE SOWOOD 2,000,000 -- -- CAPITAL MGMT LP LEAR CORP COM STK OPTIONS - PUTS 5218651MD 3,651 100,000 SH PUT SOLE SOWOOD 100,000 -- -- CAPITAL MGMT LP LEAR CORP COM STK OPTIONS - PUTS 5218651MV 80,322 2,200,000 SH PUT SOLE SOWOOD 2,200,000 -- -- CAPITAL MGMT LP
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- -------- ----------- --------- --------- ---- LEAR CORP COM STK OPTIONS - PUTS 5218653MD 73,020 2,000,000 SH PUT SOLE SOWOOD 2,000,000 -- -- CAPITAL MGMT LP LEAR CORP COM STK OPTIONS - PUTS 5218653MG 4,651 127,400 SH PUT SOLE SOWOOD 127,400 -- -- CAPITAL MGMT LP LEAR CORP COM STK OPTIONS - PUTS 99O93S9M6 5,477 150,000 SH PUT SOLE SOWOOD 150,000 -- -- CAPITAL MGMT LP LIBERTY MEDIA HLDG OPTIONS - PUTS 99O95HXD1 11,910 500,000 SH PUT SOLE SOWOOD 500,000 -- -- C ORP COM S CAPITAL MGMT LP LYONDELL CHEMICAL OPTIONS - PUTS 5520783MD 4,496 150,000 SH PUT SOLE SOWOOD 150,000 -- -- CO COM STK CAPITAL MGMT LP MACDERMID INC COMMON STOCK 554273102 38,751 1,111,287 SH SOLE SOWOOD 1,111,287 -- -- CAPITAL MGMT LP MGIC INVT CORP COM OPTIONS - PUTS 99ACX03B2 11,784 200,000 SH PUT SOLE SOWOOD 200,000 -- -- STK CAPITAL MGMT LP MGM MIRAGE COM STK OPTIONS - PUTS 5529530MD 31,951 459,600 SH PUT SOLE SOWOOD 459,600 -- -- CAPITAL MGMT LP MID-STATE COMMON STOCK 595440108 16,142 439,944 SH SOLE SOWOOD 439,944 -- -- BANCSHARES COM STK CAPITAL MGMT LP MIRANT CORP NEW COM OPTIONS - PUTS 99O94L098 4,855 120,000 SH PUT SOLE SOWOOD 120,000 -- -- STK CAPITAL MGMT LP MOBILE TELESYSTEMS OPTIONS - PUTS 6074092MD 13,990 250,000 SH PUT SOLE SOWOOD 250,000 -- -- SP ADR CAPITAL MGMT LP MOSAIC CO BROOKLYN OPTIONS - PUTS 99O9BQHR1 7,998 300,000 SH PUT SOLE SOWOOD 300,000 -- -- COM STK CAPITAL MGMT LP MULTIMEDIA GAMES INC COMMON STOCK 625453105 27,338 2,297,284 SH SOLE SOWOOD 2,297,284 -- -- CAPITAL MGMT LP NATIONAL PRESTO COMMON STOCK 637215104 6,164 100,000 SH SOLE SOWOOD 100,000 -- -- INDUSTRIES INC CAPITAL MGMT LP NORTEL NETWORKS CORP OPTIONS - PUTS 99O9C7CY2 4,810 200,000 SH PUT SOLE SOWOOD 200,000 -- -- CAPITAL MGMT LP NORTEL NETWORKS CORP OPTIONS - PUTS 99O9C7CZ9 2,405 100,000 SH PUT SOLE SOWOOD 100,000 -- -- CAPITAL MGMT LP NORTH AMERN INS COMMON STOCK 65687M104 1,120 148,280 SH SOLE SOWOOD 148,280 -- -- LEAD ERS INC C CAPITAL MGMT LP NOVELIS INC COMMON STOCK 67000X106 70,135 1,590,000 SH SOLE SOWOOD 1,590,000 -- -- CAPITAL MGMT LP NOVELISINC OPTIONS - PUTS 99ACXTNH4 66,165 1,500,000 SH PUT SOLE SOWOOD 1,500,000 -- -- CAPITAL MGMT LP NRG ENERGY INC COM OPTIONS - PUTS 6293771MH 21,612 300,000 SH PUT SOLE SOWOOD 300,000 -- -- STK CAPITAL MGMT LP NRG ENERGY INC COM OPTIONS - PUTS 6293772MF 19,998 277,600 SH PUT SOLE SOWOOD 277,600 -- -- STK CAPITAL MGMT LP NRG ENERGY INC COM OPTIONS - PUTS 6293772MG 91,311 1,267,500 SH PUT SOLE SOWOOD 1,267,500 -- -- STK CAPITAL MGMT LP NRG ENERGY INC COM OPTIONS - PUTS 99O91T2H4 9,906 137,500 SH PUT SOLE SOWOOD 137,500 -- -- STK CAPITAL MGMT LP NRG ENERGY INC COM OPTIONS - PUTS 99O96CLW2 5,403 75,000 SH PUT SOLE SOWOOD 75,000 -- -- STK CAPITAL MGMT LP OCCULOGIX INC COM COMMON STOCK 67461T107 5,664 3,496,749 SH SOLE SOWOOD 3,496,749 -- -- STK CAPITAL MGMT LP OFFICEMAX INC OPTIONS - PUTS 67622P1MF 10,548 200,000 SH PUT SOLE SOWOOD 200,000 -- -- CAPITAL MGMT LP OIL SVC HOLDRS TR OPTIONS - PUTS 6780021MB 21,858 150,000 SH PUT SOLE SOWOOD 150,000 -- -- DEPOSTRY RCP CAPITAL MGMT LP OMEGA NAVIGATION COMMON STOCK Y6476R105 10,941 700,000 SH SOLE SOWOOD 700,000 -- -- ENT CL-A COM CAPITAL MGMT LP OSI RESTAURANT PART COMMON STOCK 67104A101 67,635 1,712,268 SH SOLE SOWOOD 1,712,268 -- -- INC COM CAPITAL MGMT LP OWENS ILL INC COM OPTIONS - PUTS 99O97LLB7 6,443 250,000 SH PUT SOLE SOWOOD 250,000 -- -- STK CAPITAL MGMT LP PACIFIC ETHANOL INC OPTIONS - PUTS 99ACWYY41 1,214 71,300 SH PUT SOLE SOWOOD 71,300 -- -- COM STK CAPITAL MGMT LP PACIFIC ETHANOL INC OPTIONS - PUTS 99ACX0WZ7 3,406 200,000 SH PUT SOLE SOWOOD 200,000 -- -- COM STK CAPITAL MGMT LP PACIFIC ETHANOL INC OPTIONS - PUTS 99ACX0X11 2,129 125,000 SH PUT SOLE SOWOOD 125,000 -- -- COM STK CAPITAL MGMT LP PAXAR CORP COMMON STOCK 704227107 30,143 1,050,264 SH SOLE SOWOOD 1,050,264 -- -- CAPITAL MGMT LP RADIAN GROUP INC COMMON STOCK 750236101 100,413 1,829,682 SH SOLE SOWOOD 1,829,682 -- -- CAPITAL MGMT LP REALOGY CORP EACH COMMON STOCK 75605E100 84,241 2,845,000 SH SOLE SOWOOD 2,845,000 -- -- SHARE EXCH F CAPITAL MGMT LP RELIANT ENERGY INC OPTIONS - PUTS 75952B1MV 7,112 350,000 SH PUT SOLE SOWOOD 350,000 -- -- COM STK CAPITAL MGMT LP
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- -------- ----------- --------- --------- ---- RELIANT ENERGY INC OPTIONS - PUTS 75952B3MA 20,930 1,030,000 SH PUT SOLE SOWOOD 1,030,000 -- -- COM STK CAPITAL MGMT LP RELIANT ENERGY INC OPTIONS - PUTS 75952B3MB 20,320 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- COM STK CAPITAL MGMT LP RELIANT ENERGY INC OPTIONS - PUTS 75952B3MU 45,820 2,254,900 SH PUT SOLE SOWOOD 2,254,900 -- -- COM STK CAPITAL MGMT LP RELIANT ENERGY INC OPTIONS - PUTS 75952B4MB 25,400 1,250,000 SH PUT SOLE SOWOOD 1,250,000 -- -- COM STK CAPITAL MGMT LP RITE AID CORP COM OPTIONS - PUTS 7677542MZ 10,386 1,800,000 SH PUT SOLE SOWOOD 1,800,000 -- -- STK CAPITAL MGMT LP RITE AID CORP COM OPTIONS - PUTS 7677543MA 2,019 350,000 SH PUT SOLE SOWOOD 350,000 -- -- STK CAPITAL MGMT LP RITE AID CORP COM OPTIONS - PUTS 7677544MA 1,154 200,000 SH PUT SOLE SOWOOD 200,000 -- -- STK CAPITAL MGMT LP RITE AID CORP COM OPTIONS - PUTS 99ACNVSH5 1,154 200,000 SH PUT SOLE SOWOOD 200,000 -- -- STK CAPITAL MGMT LP SABRE HOLDINGS CORP COMMON STOCK 785905100 73,316 2,238,674 SH SOLE SOWOOD 2,238,674 -- -- CL A CAPITAL MGMT LP SANMINA-SCI CORP OPTIONS - PUTS 8009073MZ 2,413 666,700 SH PUT SOLE SOWOOD 666,700 -- -- COM STK CAPITAL MGMT LP SCHOLASTIC CORP COM COMMON STOCK 807066105 2,333 75,000 SH SOLE SOWOOD 75,000 -- -- STK CAPITAL MGMT LP SCHOLASTIC CORP COM OPTIONS - PUTS 99ACWYHL2 2,333 75,000 SH PUT SOLE SOWOOD 75,000 -- -- STK CAPITAL MGMT LP SCHOLASTIC CORP COM OPTIONS - PUTS 99O9BH3B1 9,330 300,000 SH PUT SOLE SOWOOD 300,000 -- -- STK CAPITAL MGMT LP SERVICEMASTER CO COMMON STOCK 81760N109 18,699 1,215,000 SH SOLE SOWOOD 1,215,000 -- -- COM STK CAPITAL MGMT LP SIERRA HEALTH COMMON STOCK 826322109 69,801 1,695,446 SH SOLE SOWOOD 1,695,446 -- -- SERVICES INC CAPITAL MGMT LP SMITHFIELD FOODS INC COMMON STOCK 832248108 449 15,000 SH SOLE SOWOOD 15,000 -- -- CAPITAL MGMT LP SMITHFIELD FOODS OPTIONS - PUTS 8322482MC 24,912 831,800 SH PUT SOLE SOWOOD 831,800 -- -- INC COM STK CAPITAL MGMT LP SMITHFIELD FOODS OPTIONS - PUTS 8322482MD 29,950 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- INC COM STK CAPITAL MGMT LP SMITHFIELD FOODS OPTIONS - PUTS 8322483MD 14,975 500,000 SH PUT SOLE SOWOOD 500,000 -- -- INC COM STK CAPITAL MGMT LP SMURFIT-STONE OPTIONS - PUTS 8327270MU 4,166 370,000 SH PUT SOLE SOWOOD 370,000 -- -- CONTAINER CORP CAPITAL MGMT LP SMURFIT-STONE OPTIONS - PUTS 99AC9YLW9 5,630 500,000 SH PUT SOLE SOWOOD 500,000 -- -- CONTAINER CORP CAPITAL MGMT LP SMURFIT-STONE OPTIONS - PUTS 99O902KP6 8,445 750,000 SH PUT SOLE SOWOOD 750,000 -- -- CONTAINER CORP CAPITAL MGMT LP STARWOOD HOTELS COM OPTIONS - PUTS 99AC3G668 5,590 86,200 SH PUT SOLE SOWOOD 86,200 -- -- STK CAPITAL MGMT LP STARWOOD HOTELS COM OPTIONS - PUTS 99O94NVR0 5,590 86,200 SH PUT SOLE SOWOOD 86,200 -- -- STK CAPITAL MGMT LP STATION CASINOS INC COMMON STOCK 857689103 79,679 920,400 SH SOLE SOWOOD 920,400 -- -- COM STK CAPITAL MGMT LP SUNPOWER CORP COM OPTIONS - PUTS 99O9BD7N0 2,184 48,000 SH PUT SOLE SOWOOD 48,000 -- -- STK CAPITAL MGMT LP SUNTECH PWR HLDGS OPTIONS - PUTS 99ACQL6R6 1,938 56,000 SH PUT SOLE SOWOOD 56,000 -- -- CO LTD ADR CAPITAL MGMT LP SWIFT COMMON STOCK 870756103 82,159 2,636,694 SH SOLE SOWOOD 2,636,694 -- -- TRANSPORTATION CAPITAL INC COM MGMT LP SWIFT OPTIONS - PUTS 99ACP1T54 52,829 1,695,400 SH PUT SOLE SOWOOD 1,695,400 -- -- TRANSPORTATION CAPITAL INC COM MGMT LP TECHNICAL OLYMPIC OPTIONS - PUTS 99O98FH65 6,767 1,696,000 SH PUT SOLE SOWOOD 1,696,000 -- -- US A INC COM CAPITAL MGMT LP TECHNICAL OLYMPIC OPTIONS - PUTS 99O9988B9 10,673 2,675,000 SH PUT SOLE SOWOOD 2,675,000 -- -- US A INC COM CAPITAL MGMT LP TENET HEALTHCARE OPTIONS - PUTS 88033G3MA 3,215 500,000 SH PUT SOLE SOWOOD 500,000 -- -- COR P COM STK CAPITAL MGMT LP THERAVANCE COMMON STOCK 88338T104 92,739 3,143,706 SH SOLE SOWOOD 3,143,706 -- -- CAPITAL MGMT LP TLC VISION CORP COMMON STOCK 872549100 29,581 5,581,368 SH SOLE SOWOOD 5,581,368 -- -- CAPITAL MGMT LP TRIAD HOSPITAL INC COMMON STOCK 89579K109 179,693 3,439,100 SH SOLE SOWOOD 3,439,100 -- -- CAPITAL MGMT LP TRIAD HOSPS INC COM OPTIONS - PUTS 99AD3QQ54 104,500 2,000,000 SH PUT SOLE SOWOOD 2,000,000 -- -- STK CAPITAL MGMT LP TRIBUNE CO COM STK COMMON STOCK 896047107 26,491 825,000 SH SOLE SOWOOD 825,000 -- -- CAPITAL MGMT LP
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------------- --------- --------- ---------- --- ---- -------- ----------- ---------- --------- ---- TRIBUNE CO COM STK OPTIONS - PUTS 99O99LZJ3 12,844 400,000 SH PUT SOLE SOWOOD 400,000 -- -- CAPITAL MGMT LP TRW AUTOMOTIVE OPTIONS - PUTS 99O9FVG14 34,820 1,000,000 SH PUT SOLE SOWOOD 1,000,000 -- -- HLDGS CORP COM CAPITAL MGMT LP TXU CORP COM STK COMMON STOCK 873168108 51,498 803,400 SH SOLE SOWOOD 803,400 -- -- CAPITAL MGMT LP TXU CORP COM STK OPTIONS - PUTS 99ACZDHP6 32,050 500,000 SH PUT SOLE SOWOOD 500,000 -- -- CAPITAL MGMT LP TYSON FOODS INC CL OPTIONS - PUTS 9024943MB 17,469 900,000 SH PUT SOLE SOWOOD 900,000 -- -- A COM STK CAPITAL MGMT LP TYSON FOODS INC CL OPTIONS - PUTS 99O92X8Q8 8,540 440,000 SH PUT SOLE SOWOOD 440,000 -- -- A COM STK CAPITAL MGMT LP UNISYS CORP USD COM OPTIONS - PUTS 9092144MA 13,572 1,610,000 SH PUT SOLE SOWOOD 1,610,000 -- -- CAPITAL MGMT LP UNITED RENTALS INC OPTIONS - PUTS 9113631MD 5,500 200,000 SH PUT SOLE SOWOOD 200,000 -- -- COM STK CAPITAL MGMT LP UNITED RENTALS INC OPTIONS - PUTS 99ACFPK77 8,830 321,100 SH PUT SOLE SOWOOD 321,100 -- -- COM STK CAPITAL MGMT LP UNITED SURGICAL COMMON STOCK 913016309 64,385 2,089,731 SH SOLE SOWOOD 2,089,731 -- -- PART NERS INTE CAPITAL MGMT LP US AIRWAYS GROUP OPTIONS - PUTS 99AC49GZ8 7,959 175,000 SH PUT SOLE SOWOOD 175,000 -- -- CAPITAL MGMT LP US AIRWAYS GROUP OPTIONS - PUTS 99O932Z77 6,495 142,800 SH PUT SOLE SOWOOD 142,800 -- -- CAPITAL MGMT LP US AIRWAYS GROUP OPTIONS - PUTS 99O932Z85 7,672 168,700 SH PUT SOLE SOWOOD 168,700 -- -- CAPITAL MGMT LP US AIRWAYS GROUP OPTIONS - PUTS 99O9B88R1 1,560 34,300 SH PUT SOLE SOWOOD 34,300 -- -- CAPITAL MGMT LP VERASUN ENERGY CORP OPTIONS - PUTS 99O9F7WS0 1,192 60,000 SH PUT SOLE SOWOOD 60,000 -- -- COM STK CAPITAL MGMT LP VIMPEL OPTIONS - PUTS 68370R2ME 17,384 183,300 SH PUT SOLE SOWOOD 183,300 -- -- COMMUNICATION S CAPITAL OJSC M MGMT LP VIRGIN MEDIA INC OPTIONS - PUTS 99O93S0Q6 1,578 62,500 SH PUT SOLE SOWOOD 62,500 -- -- COM STK CAPITAL MGMT LP VISTEON CORP COM STK OPTIONS - PUTS 92839U3MA 10,675 1,250,000 SH PUT SOLE SOWOOD 1,250,000 -- -- CAPITAL MGMT LP VISTEON CORP COM STK OPTIONS - PUTS 92839U4MU 86,681 10,150,000 SH PUT SOLE SOWOOD 10,150,000 -- -- CAPITAL MGMT LP WHIRLPOOL CORP OPTIONS - PUTS 9633202ML 16,388 193,000 SH PUT SOLE SOWOOD 193,000 -- -- CAPITAL MGMT LP WITNESS SYSTEMS INC COMMON STOCK 977424100 35,822 1,329,218 SH SOLE SOWOOD 1,329,218 -- -- CAPITAL MGMT LP WYNDHAM WORLDWIDE OPTIONS - PUTS 99O98FS48 58,055 1,700,000 SH PUT SOLE SOWOOD 1,700,000 -- -- CO RP CAPITAL MGMT LP WYNN RESORTS LTD OPTIONS - PUTS 9831341MH 9,989 105,300 SH PUT SOLE SOWOOD 105,300 -- -- COM STK CAPITAL MGMT LP WYNN RESORTS LTD OPTIONS - PUTS 9831341MI 3,652 38,500 SH PUT SOLE SOWOOD 38,500 -- -- COM STK CAPITAL MGMT LP XEROX CORP COM STK OPTIONS - PUTS 9841213MB 7,239 428,600 SH PUT SOLE SOWOOD 428,600 -- -- CAPITAL MGMT LP XM SATELLITE RADIO OPTIONS - PUTS 99O98YKP8 1,240 96,000 SH PUT SOLE SOWOOD 96,000 -- -- H LDGS INC CAPITAL MGMT LP 6,371,843
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