-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lp+2mMfoeDbf5vBqXQprOU63XJsbAhBJnOT1odpv2DJeckdiUxKfPF+AgJw3Duv1 FETAxonbcsxZXvrBf5gEpg== 0001209191-06-016529.txt : 20060309 0001209191-06-016529.hdr.sgml : 20060309 20060309135337 ACCESSION NUMBER: 0001209191-06-016529 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060227 FILED AS OF DATE: 20060309 DATE AS OF CHANGE: 20060309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Novelis Inc. CENTRAL INDEX KEY: 0001304280 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3399 PEACHTREE ROAD NE, SUITE 1500 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 404-814-4210 MAIL ADDRESS: STREET 1: 3399 PEACHTREE ROAD NE, SUITE 1500 CITY: ATLANTA STATE: GA ZIP: 30326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Longworth Jo-Ann CENTRAL INDEX KEY: 0001354404 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32312 FILM NUMBER: 06675563 BUSINESS ADDRESS: BUSINESS PHONE: 404 814 4200 MAIL ADDRESS: STREET 1: 3399 PEACHTREE ROAD NE, SUITE 1500 CITY: ATLANTA STATE: GA ZIP: 30326 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2006-02-27 0 0001304280 Novelis Inc. NVL 0001354404 Longworth Jo-Ann 3399 PEACHTREE ROAD, NE SUITE 1500 ATLANTA GA 30326 0 1 0 0 V.P. & Controller Employee Share Options 19.74 2007-09-24 Common Shares 2977 D Employee Share Options 23.74 2014-09-22 Common Shares 12502 D Employee Share Options 21.49 2013-09-24 Common Shares 7739 D Employee Share Options 18.94 2010-10-18 Common Shares 3572 D Employee Share Options 19.03 2011-09-26 Common Shares 4763 D Employee Share Options 18.55 2009-09-22 Common Shares 1191 D Employee Share Options 15.85 2012-09-25 Common Shares 2909 D Phantom Units Common Shares 2256.8905 D Phantom Units Common Shares 2750 D Issuer lost its foreign private issuer status as of February 27, 2006 and therefore became subject to Section 16 of the Securities Exchange Act of 1934. Option is fully vested as to 100% of the shares of the grant Option has vested as to 25% of the shares subject of the grant and will vest as to the remaining shares in accordance with the following schedule: 1/3 of the remaining unvested shares will vest on 01/06/07; 1/2 of the remaining unvested shares after 01/06/07 will vest on 01/06/08 and the option will become fully vested as to all shares on 01/06/09. Option has vested as to 75% of the shares subject of the grant and will vest as to the remaining shares in accordance with the following schedule: 1/3 of the remaining unvested shares will vest on 01/06/07; 1/2 of the remaining unvested shares after 01/06/07 will vest on 01/06/08 and the option will become fully vested as to all shares on 01/06/09. Option has vested as to 50% of the shares subject of the grant and will vest as to the remaining shares in accordance with the following schedule: 1/3 of the remaining unvested shares will vest on 01/06/07; 1/2 of the remaining unvested shares after 01/06/07 will vest on 01/06/08 and the option will become fully vested as to all shares on 01/06/09. The phantom units were awarded under the Alcan, Inc. Total Shareholder Return Performance Plan ("TSR Plan"), prior to the issuer's separation from Alcan, Inc., and the obligations were assumed by the issuer. Each phantom unit is equivalent to one Novelis common share. Phantom units will be paid only in cash on October 1, 2006 at a value per unit equal to the closing price of Novelis common shares as determined under the TSR Plan. The phantom units were awarded under the Novelis Founders Performance Award Plan ("Founders Plan"). The share price improvement targets were achieved with respect to the units reported and each unit is equivalent to one Novelis common share. The phantom units are payable only in cash at a value per unit equal to the closing price of Novelis common shares as determined under the Founders Plan. /s/ Christopher Courts, Attorney-in-Fact 2006-03-09 EX-24.3_126764 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS KNOW ALL MEN BY THESE PRESENTS, that I, the undersigned, Jo-Ann Longworth, have by these presents constituted and appointed and in my place and stead put Leslie J. Parrette, Jr., Christopher Courts, Shannon Curran, Michael Shelby, and Marion Greenhalgh, severally, to be my true and lawful attorneys, for me and in my name to sign, file or register, electronically or otherwise, with the appropriate authorities all information, documents or filings in relation to the reporting required by law of any trading of my securities in Novelis Inc. I DECLARE that the power conferred in this Power of Attorney shall remain in full force and effect until due notice in writing of its revocation shall have been given by me. FURTHER, I ratify and confirm whatsoever my attorney shall lawfully do or cause to be done by virtue of these presents. THIS Power of Attorney hereby revokes all previous Powers of Attorney in respect of the subject matter hereof. IN WITNESS WHEREOF I have set my hand this 7th day of March, 2006. /s/ Jo-Ann Longworth -----END PRIVACY-ENHANCED MESSAGE-----