0001638397-21-000013.txt : 20210401
0001638397-21-000013.hdr.sgml : 20210401
20210401125337
ACCESSION NUMBER: 0001638397-21-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCarthy Kevin S
CENTRAL INDEX KEY: 0001304183
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 21797075
MAIL ADDRESS:
STREET 1: C/O KAYNE ANDERSON CAPITAL ADVISORS, LP
STREET 2: 1800 AVENUE OF THE STARS, SECOND FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: McCarthy Kevin
DATE OF NAME CHANGE: 20040923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLAINS GP HOLDINGS LP
CENTRAL INDEX KEY: 0001581990
STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CLAY ST
STREET 2: SUITE 1600
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-646-4100
MAIL ADDRESS:
STREET 1: 333 CLAY ST
STREET 2: SUITE 1600
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-03-31
0
0001581990
PLAINS GP HOLDINGS LP
PAGP
0001304183
McCarthy Kevin S
811 MAIN STREET, 14TH FLOOR
HOUSTON
TX
77002
1
0
0
0
Class A Shares representing limited partner interests
99069
D
Class A Units/Class B Shares/GP Units
0
2021-03-31
4
M
0
811
0
D
Class A Shares
811
15834024
I
See footnotes
Reporting person is the Vice Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), the managing member of the manager of KAFU Holdings (QP), L.P. ("KAFU"), and therefore he may be deemed to be the beneficial owner of all of the interests held by KAFU.
The limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) and from time to time, to exchange (the "Exchange Right") its Class A Units in AAP (the "AAP Units"), along with the associated Class B shares in the Issuer (the "Class B Shares") and GP Units in PAA GP Holdings LLC (the "GP Units") for Class A Shares of the Issuer on a one-for-one basis. The Exchange Right may be settled in cash at the option of the Issuer and, as a result, the Reporting Person may not be deemed to beneficially own any of the securities reported herein as indirectly owned. For reporting purposes, however, the number of securities reported as indirectly owned represents the number of AAP Units, Class B Shares and GP Units owned by KAFU that are potentially exchangeable for an equivalent number of Class A Shares.
Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein.
In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 4,891 Class A units. As a result, such Class A units were cancelled and 4,891 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction.
/s/Kevin S. McCarthy
2021-04-01