-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTEwfGH7Ovh9qN5yAk+w17KTYFTWN9jX4OJkDFfeqOvRryBOy7Xkn2IIX15ih5Hr wJ72LdB6p4H8BJSbP7GF8A== 0000910680-07-000435.txt : 20070518 0000910680-07-000435.hdr.sgml : 20070518 20070518160730 ACCESSION NUMBER: 0000910680-07-000435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070516 FILED AS OF DATE: 20070518 DATE AS OF CHANGE: 20070518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biodel Inc CENTRAL INDEX KEY: 0001322505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 203-798-3603 MAIL ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steiner Solomon CENTRAL INDEX KEY: 0001304170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33451 FILM NUMBER: 07864900 BUSINESS ADDRESS: BUSINESS PHONE: 201-703-2299 MAIL ADDRESS: STREET 1: C/O VYTERIS, INC. 13-01 POLLITT DRIVE CITY: FAIR LAWN STATE: NJ ZIP: 07410 4 1 f4052007steiner-s_ex.xml STEINER SOLOMON X0202 4 2007-05-16 0 0001322505 Biodel Inc BIOD 0001304170 Steiner Solomon C/O BIODEL INC. 6 CHRISTOPHER COLUMBUS AVE. DANBURY CT 06810 1 1 1 0 President & CEO Common Stock 2007-05-16 4 C 0 94449 0 A 147559 D Common Stock 4136707 I See footnote Series B Convertible Preferred Stock 2007-05-16 4 C 0 94449 0 D Common Stock 94449 0 D Employee Stock Option (right to buy) 1.41 2012-12-22 Common Stock 53138 53138 D Employee Stock Option (right to buy) 5.65 2013-12-14 Common Stock 53138 53138 D Employee Stock Option (right to buy) 12.63 2014-12-18 Common Stock 53138 53138 D The amount shown represents the beneficial ownership of the Issuer's securities by Steiner Venture, LLC, which may be deemed attributable to the Reporting Person because the Reporting Person is the sole managing members of Steiner Ventures, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. The Series B Convertible Preferred Stock had no expiration date. It was immediately exercisable and was converted into Common Stock of the Issuer on a one for one basis upon the close of the Issuer's initial public offering. This option is exercisable in four equal installments. The first two installments became exercisable on December 23, 2005 and December 23, 2006 and the next two installments become exercisable on December 23, 2007 and December 23, 2008. This option is exercisable in four equal installments. The first installment became exercisable on December 15, 2006 and the next three installments become exercisable on December 15, 2007, 2008 and 2009. This option is exercisable in four equal installments on December 19, 2007, 2008, 2009 and 2010. /s/ Solomon S. Steiner 2007-05-16 -----END PRIVACY-ENHANCED MESSAGE-----