-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M9LTviNtUgD2MMPI78pf0mNKMhevQNUU2FtCzVlKMNDnVVmuq/aCudBl2lBR0rHh /IQxwIMuTkrkvFmvf3uW3g== 0000910680-07-000376.txt : 20070510 0000910680-07-000376.hdr.sgml : 20070510 20070510180911 ACCESSION NUMBER: 0000910680-07-000376 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070510 FILED AS OF DATE: 20070510 DATE AS OF CHANGE: 20070510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biodel Inc CENTRAL INDEX KEY: 0001322505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 203-798-3603 MAIL ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steiner Solomon CENTRAL INDEX KEY: 0001304170 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33451 FILM NUMBER: 07839425 BUSINESS ADDRESS: BUSINESS PHONE: 201-703-2299 MAIL ADDRESS: STREET 1: C/O VYTERIS, INC. 13-01 POLLITT DRIVE CITY: FAIR LAWN STATE: NJ ZIP: 07410 3 1 f3052007s-steiner_ex.xml FORM 3 X0202 3 2007-05-10 0 0001322505 Biodel Inc BIOD 0001304170 Steiner Solomon C/O BIODEL INC. 6 CHRISTOPHER COLUMBUS AVE. DANBURY CT 06810 1 1 1 0 President and CEO Common Stock 53110 D Common Stock 4136707 I See footnote Employee Stock Option (right to buy) 1.41 2012-12-22 Common Stock 53138 D Employee Stock Option (right to buy) 5.65 2013-12-14 Common Stock 53138 D Employee Stock Option (right to buy) 12.63 2014-12-18 Common Stock 53138 D Series B Convertible Preferred Stock Common Stock 94449 D The amount shown represents the beneficial ownership of the Issuer's securities held by Steiner Ventures, LLC, which may be deemed attributable to the Reporting Person who is the sole managing member of Steiner Venturer, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent his pecuniary interest therein. This option is exercisable in four equal installments. The first two installments became exercisable on December 23, 2005 and December 23, 2006 and the next two installments become exercisable on December 23, 2007 and December 23, 2008. This option is exercisable in four equal installments. The first installment became exercisable on December 15, 2006 and the next three installments become exercisable on December 15, 2007, 2008 and 2009. This option is exercisable in four equal installments on December 19, 2007, 2008, 2009 and 2010. The Series B Convertible Preferred Stock has no expiration date. It is immediately convertible and will automatically convert into Common Stock of the Issuer upon the close of the Issuer's initial public offering on a one for one basis. /s/ Solomon S. Steiner 2007-05-10 -----END PRIVACY-ENHANCED MESSAGE-----