0001127602-17-025328.txt : 20170809 0001127602-17-025328.hdr.sgml : 20170809 20170809135221 ACCESSION NUMBER: 0001127602-17-025328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170807 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan James J CENTRAL INDEX KEY: 0001308185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51331 FILM NUMBER: 171017328 MAIL ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BankFinancial CORP CENTRAL INDEX KEY: 0001303942 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 BUSINESS PHONE: (800) 894-6900 MAIL ADDRESS: STREET 1: 15W060 NORTH FRONTAGE ROAD CITY: BURR RIDGE STATE: IL ZIP: 60527 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-08-07 0001303942 BankFinancial CORP BFIN 0001308185 Brennan James J 15W060 NORTH FRONTAGE ROAD BURR RIDGE IL 60527 1 EVP and Corporate Secretary Common Stock 2017-08-07 4 S 0 11365 16.0124 D 73635 D Common Stock 2017-08-08 4 S 0 3635 16.216 D 70000 D Common Stock 84146.5291 I By 401k Common Stock 18166.9446 I By Employee Stock Ownership Plan Common Stock 300 I By spouse The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.0801, inclusive. The reporting person undertakes to provide to BankFinancial Corporation, any security holder of BankFinancial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.20 to $16.2401, inclusive. The reporting person undertakes to provide to BankFinancial Corporation, any security holder of BankFinancial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The information in this report is based on the 401(k) report dated August 1, 2017. Reflects ESOP allocations that occurred as of December 31, 2016. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ F. Morgan Gasior, pursuant to power of attorney 2017-08-09