EX-99.77O RULE 10F-3 3 a2jpmorganinstitutionaltrust.htm EX-99.77O RULE 10F-3
JPMorgan Funds - JPMorgan Institutional Trust
Rule 10f-3 Transactions
For the period from September 1, 2016 to February 28, 2017

The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds:

Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	9/6/2016
Issuer	Home Depot Inc. (HD 2.125% September 15, 2026)
Cusip/ISIN/Sedol	437076BN1
Bonds	334,000
Offering Price	$98.90
Spread	0.45%
Cost	$330,339
Dealer Executing Trade	BoA Merrill Lynch
% of Offering	1.00%
synd_list	BAML,BARCS,BNYM,CITI,CS,DB,FIFTHI,GS,JPM,LEBENT,MIZUHO,MS,RBCCM,SUN,TDSECS,USB,WFC,WILLCP
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	9/6/2016
Issuer	Home Depot Inc. (HD 3.50% September 15, 2056)
Cusip/ISIN/Sedol	437076BP6
Bonds	196,000
Offering Price	$98.10
Spread	0.88%
Cost	$192,270
Dealer Executing Trade	BofA Merrill Lynch
% of Offering	3.13%
synd_list	BAML,BARCS,BNYM,CITI,CS,DB,FIFTHI,GS,JPM,LEBENT,MIZUHO,MS,RBCCM,SUN,TDSECS,USB,WFC,WILLCP
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	10/3/2016
Issuer	Xylem Inc. (XYL 3.25% November 1, 2026)
Cusip/ISIN/Sedol	98419MAJ9
Bonds	197,000
Offering Price	$99.79
Spread	0.65%
Cost	$196,594
Dealer Executing Trade	Wells Fargo Advisors LLC
% of Offering	1.32%
synd_list	CITI,JPM,WFC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	10/3/2016
Issuer	Xylem Inc. (XYL 4.375% November 1, 2046)
Cusip/ISIN/Sedol	98419MAK6
Bonds	224,000
Offering Price	$98.96
Spread	0.88%
Cost	$221,664
Dealer Executing Trade	Citigroup Global Markets
% of Offering	2.09%
synd_list	CITI,JPM,WFC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	10/6/2016
Issuer	President & Fellows of Harvard College (HARVRD 3.30% July 15, 2056)
Cusip/ISIN/Sedol	740816AN3
Bonds	643,000
Offering Price	$99.26
Spread	0.33%
Cost	$638,229
Dealer Executing Trade	Goldman Sachs and Company New York
% of Offering	3.00%
synd_list	GS,JPM,MS
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	10/14/2016
Issuer	New Residential Advance Receivables Trust 2016-T2 AT2 (NRART 2016-T2 AT2 2.5751% October 15, 2049 144A)
Cusip/ISIN/Sedol	62942QBC6
Bonds	2,565,000
Offering Price	$100.00
Spread	0.25%
Cost	$2,564,997
Dealer Executing Trade	Credit Suisse Securities (USA) LLC
% of Offering	12.27%
synd_list	BARC, CS, MS, JPM
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	10/26/2016
Issuer	Danone SA (BNFP 2.589% November 2, 2023 144A)
Cusip/ISIN/Sedol	23636TAD2
Bonds	500,000
Offering Price	$100.00
Spread	0.40%
Cost	$500,000
Dealer Executing Trade	Citigroup Global Markets
% of Offering	1.39%
synd_list	BARCS,BNPP,CACIB,CITI,HSBCL,ING,JPM,MUFG,NATIX,RBS,SANT,SG
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	10/27/2016
Issuer	Buckeye Partners LP (BPL 3.95% December 1, 2026)
Cusip/ISIN/Sedol	118230AQ4
Bonds	95,000
Offering Price	$99.64
Spread	0.65%
Cost	$94,662
Dealer Executing Trade	Barclays Capital Inc.
% of Offering	1.59%
synd_list	BARCS,BB&T,BNPP,DB,JPM,MS,PNCFIN,SMFGRP,SUN,WFC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	11/16/2016
Issuer	Santander Drive Auto Receivables Trust 2016-C D (DRIVE 2016-C D 4.18% March 15, 2024 144A)
Cusip/ISIN/Sedol	26208BAN0
Bonds	3,101,000
Offering Price	$99.98
Spread	0.60%
Cost	$3,100,392
Dealer Executing Trade	Deutsche Bank Securities
% of Offering	22.21%
synd_list	DB, JPM, SOCGEN, WELLS
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	12/8/2016
Issuer	Roper Technologies Inc (ROP 3.80% December 15, 2026)
Cusip/ISIN/Sedol	776743AD8
Bonds	134,000
Offering Price	$99.98
Spread	0.65%
Cost	$133,979
Dealer Executing Trade	Mizuho Securities USA Inc.
% of Offering	2.19%
synd_list	BAML,BB&T,JPM,MIZUHO,MUFG,PNCFIN,RBCCM,REGFIN,SUN,TDSECS,WFC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/4/2017
Issuer	American Airlines, Inc. 2017-1 AA PTT (AAL 2017-1 AA AAL 3.65% February 15, 2029)
Cusip/ISIN/Sedol	023761AA7
Bonds	565,000
Offering Price	$100.00
Spread	1.05%
Cost	$565,000
Dealer Executing Trade	Credit Suisse Securities (USA) LLC
% of Offering	5.62%
synd_list	BAML,BARCS,BNPP,CACIB,CITI,CS,DB,GS,ICBKC,JPM,MS,USB
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/4/2017
Issuer	Ford Motor Credit Company LLC (F 3.81% January 9, 2024)
Cusip/ISIN/Sedol	345397YG2
Bonds	378,000
Offering Price	$100.00
Spread	0.40%
Cost	$378,000
Dealer Executing Trade	Credit Agricole Securities USA Inc.
% of Offering	4.16%
synd_list	BARCS,CACIB,CS,JPM,MIZUHO,RBCCM,SMFGRP
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/9/2017
Issuer	Mash & McLennan Companies, Inc. (MMC 2.75% January 30, 2022)
Cusip/ISIN/Sedol	571748BB7
Bonds	192,000
Offering Price	$99.86
Spread	0.60%
Cost	$191,737
Dealer Executing Trade	Deutsche Bank Securities
% of Offering	0.91%
synd_list	ANZ SEC, DB, ML, US BANC, BNP PAR, BNY, SCOTIA CAP,  WILLIAMS, JPM
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/11/2017
Issuer	Broadcom Corporation and Broadcom Cayman Finance Limited (AVGO 3.625% Janury 15, 2024 144A)
Cusip/ISIN/Sedol	11134LAE9
Bonds	1,747,000
Offering Price	$99.90
Spread	0.45%
Cost	$1,745,183
Dealer Executing Trade	Credit Suisse Securities (USA) LLC
% of Offering	1.99%
synd_list	BAML,BARCS,BMO,CITI,CS,DB,GS,JPM,MIZUHO,MS,MUFG,RBCCM,SCOTIA,SMFGRP,WFC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/11/2017
Issuer	Broadcom Corporation and Broadcom Cayman Finance Limited (AVGO 3.875% Janury 15, 2027 144A)
Cusip/ISIN/Sedol	11134LAG4
Bonds	1,626,000
Offering Price	$99.56
Spread	0.55%
Cost	$1,618,813
Dealer Executing Trade	Deutsche Bank Securities
% of Offering	1.14%
synd_list	BAML,BARCS,BMO,CITI,CS,DB,GS,JPM,MIZUHO,MS,MUFG,RBCCM,SCOTIA,SMFGRP,WFC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/17/2017
Issuer	The Guardian Life Insurance Company of America (GUARDN 4.85% January 24, 2077 144A)
Cusip/ISIN/Sedol	401378AC8
Bonds	208,000
Offering Price	$99.04
Spread	0.88%
Cost	$205,993
Dealer Executing Trade	Credit Suisse Securities (USA) LLC
% of Offering	2.54%
synd_list	CS,DB,JPM,MS
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/23/2017
Issuer	AerCap Ireland Capital Designated Activity Company and AerCap Global Aviation Trust (AER 3.50% May 26, 2022)
Cusip/ISIN/Sedol	00774MAA3
Bonds	390,000
Offering Price	$99.68
Spread	0.65%
Cost	$388,736
Dealer Executing Trade	BofA Merrill Lynch
% of Offering	3.80%
synd_list	BAML,BARCS,CACIB,CITI,CS,DB,GS,JPM,MIZUHO,MS,RBCCM,WFC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/25/2017
Issuer	Smithfield Foods Inc. (SFD 4.25% February 1, 2027 144A)
Cusip/ISIN/Sedol	832248AZ1
Bonds	157,000
Offering Price	$99.88
Spread	0.65%
Cost	$156,810
Dealer Executing Trade	Barclays Capital Inc.
% of Offering	1.86%
synd_list	BANK OF CHINA, BARC, GS, ML, MS, BMO, JPM, RABO SEC, US BANC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/30/2017
Issuer	Crown Castle International Corp (CCI 4.00% March 1, 2027)
Cusip/ISIN/Sedol	22822VAE1
Bonds	264,000
Offering Price	$99.58
Spread	0.65%
Cost	$262,886
Dealer Executing Trade	RBC Capital Markets LLC
% of Offering	1.62%
synd_list	BAML,BARCS,CACIB,CITI,FIFTHI,JPM,MIZUHO,MS,MUFG,PNCFIN,RBCCM,SMFGRP,SUN,TDSECS
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/30/2017
Issuer	Microsoft Corporation (MSFT 2.875% February 6, 2024)
Cusip/ISIN/Sedol	594918BX1
Bonds	902,000
Offering Price	$99.27
Spread	0.35%
Cost	$895,433
Dealer Executing Trade	HSBC Securities (USA) Inc.
% of Offering	1.63%
synd_list	ACADSE,BAML,BARCS,BLYLCK,BNP
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/30/2017
Issuer	Microsoft Corporation (MSFT 3.30% February 6, 2027)
Cusip/ISIN/Sedol	594918BY9
Bonds	836,000
Offering Price	$99.65
Spread	0.40%
Cost	$833,032
Dealer Executing Trade	HSBC Securities (USA) Inc.
% of Offering	2.14%
synd_list	ACADSE,BAML,BARCS,BLYLCK,BNPP,BNYM,CAVUSC,CITI,CLKING,CS,DRXHAM,GS,HSBCL,JPM,MISCH,MS,RAM,SIEBRT,USB
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/30/2017
Issuer	Microsoft Corporation (MSFT 4.10% February 6, 2037)
Cusip/ISIN/Sedol	594918BZ6
Bonds	1,359,000
Offering Price	$99.78
Spread	0.75%
Cost	$1,356,051
Dealer Executing Trade	HSBC Securities (USA) Inc.
% of Offering	3.10%
synd_list	ACADSE,BAML,BARCS,BLYLCK,BNPP,BNYM,CAVUSC,CITI,CLKING,CS,DRXHAM,GS,HSBCL,JPM,MISCH,MS,RAM,SIEBRT,USB
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/30/2017
Issuer	Microsoft Corporation (MSFT 4.50% February 6, 2057)
Cusip/ISIN/Sedol	594918CB8
Bonds	1,190,000
Offering Price	$99.71
Spread	0.75%
Cost	$1,186,490
Dealer Executing Trade	HSBC Securities (USA) Inc.
% of Offering	3.02%
synd_list	ACADSE,BAML,BARCS,BLYLCK,BNPP,BNYM,CAVUSC,CITI,CLKING,CS,DRXHAM,GS,HSBCL,JPM,MISCH,MS,RAM,SIEBRT,USB
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	1/31/2017
Issuer	National Rural Utilities Corporation (NRUC 2.95% February 7, 2024)
Cusip/ISIN/Sedol	637432NL5
Bonds	306,000
Offering Price	$99.81
Spread	0.63%
Cost	$305,403
Dealer Executing Trade	MUFG Securities Americas Inc.
% of Offering	4.04%
synd_list	MUFG, SEC, RBC CAP, SCOTIA CAP, US BANC, JPM, KEYBANC, MIZUHO, PNC SEC, REGIONS SEC, SUNTRUST, ICBC STANDARD,
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	2/2/2017
Issuer	Apple Inc (AAPL 3.00% February 9, 2024)
Cusip/ISIN/Sedol	037833CG3
Bonds	586,000
Offering Price	$99.96
Spread	0.15%
Cost	$585,742
Dealer Executing Trade	Goldman Sachs and Company
% of Offering	2.91%
synd_list	ACADSE,BAML,BARCS,CASOAK,DB,GS,HSBCL,JPM,MISCH,MS,RAM,STAN,WFC
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	2/6/2017
Issuer	Vale Overseas Limited (VALEBZ 6.25% August 10, 2026)
Cusip/ISIN/Sedol	91911TAP8
Bonds	306,000
Offering Price	$107.79
Spread	0.27%
Cost	$329,847
Dealer Executing Trade	MUFG Securities Americas Inc.
% of Offering	4.28%
synd_list	BBVA,BRADSC,JPM,MIZUHO,MUFG,SANT,SMFGRP
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	2/23/2017
Issuer	Danske Bank A/S (DANBNK 2.70% March 2, 2022 144A)
Cusip/ISIN/Sedol	23636AAM3
Bonds	387,000
Offering Price	$99.84
Spread	0.35%
Cost	$386,369
Dealer Executing Trade	BNP Paribas Securities
% of Offering	1.50%
synd_list	BAML,BNPP,DANBNK,GS,JPM,UBS
Fund	JPMorgan Core Bond Trust
Account Number	159360
Trade Date	2/28/2017
Issuer	Chevron Corporation (CVX 2.895% March 3, 2024)
Cusip/ISIN/Sedol	166764BT6
Bonds	215,000
Offering Price	$100.00
Spread	0.17%
Cost	$215,000
Dealer Executing Trade	Barclays Capital Inc.
% of Offering	3.73%
synd_list	BAML,BARCS,BNPP,CITI,GS,HSBCL,JPM,MUFG,SMFGRP,WFC