0001193125-13-340916.txt : 20130820 0001193125-13-340916.hdr.sgml : 20130820 20130820162203 ACCESSION NUMBER: 0001193125-13-340916 CONFORMED SUBMISSION TYPE: 40-17F2 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130820 DATE AS OF CHANGE: 20130820 EFFECTIVENESS DATE: 20130820 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JPMorgan Institutional Trust CENTRAL INDEX KEY: 0001303608 IRS NUMBER: 201491791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 40-17F2 SEC ACT: 1940 Act SEC FILE NUMBER: 811-21638 FILM NUMBER: 131051009 BUSINESS ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 800-480-4111 MAIL ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JPMorgan Institutional Trust CENTRAL INDEX KEY: 0001303608 IRS NUMBER: 201491791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 40-17F2 BUSINESS ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 800-480-4111 MAIL ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 40-17F2 1 d488792d4017f2.htm JPMORGAN INSTITUTIONAL TRUST JPMorgan Institutional Trust

OMB APPROVAL

OMB Number:   3235-0360
Expires:   December 31, 2014
Estimated average burden
hours per  response……………… 2.0

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-17f-2

 

 

Certificate of Accounting of Securities and Similar

Investments in the Custody of

Management Investment Companies

Pursuant to Rule 17f-2 [17 CFR 270.17F-2]

 

1. Investment Company Act File Number:   Date examination completed:
   
811-21638   October 31, 2011
2. State identification Number:
        AL   AK   AZ   AR   CA   CO
    CT   DE   DC   FL   GA   HI
    ID   IL   IN   IA   KS   KY
    LA   ME   MD   MA   MI   MN
    MS   MO   MT   NE   NV   NH
    NJ   NM   NY   NC   ND   OH
    OK   OR   PA   RI   SC   SD
    TN   TX   UT   VT   VA   WA
    WV   WI   WY   PUERTO RICO        
   

Other (specify):

 

                   

3. Exact name of investment company as specified in registration statement:

 
JPMorgan Institutional Trust

4. Address of principal executive office (number, street, city, state, zip code):

 
270 Park Avenue, New York, NY 10017

INSTRUCTIONS

This Form must be completed by investment companies that have custody of securities or similar investments.

Investment Company

 

1. All items must be completed by the investment company.

 

2. Give this Form to the independent public accountant who, in compliance with Rule 17f-2 under the Act and applicable state law, examines securities and similar investments in the custody of the investment company.

Accountant

 

3. Submit this Form to the Securities and Exchange Commission and appropriate state securities administrators when filing the certificate of accounting required by Rule 17f-2 under the Act and applicable state law. File the original and one copy with the Securities and Exchange Commission’s principal office in Washington, D.C., one copy with the regional office for the region in which the investment company’s principal business operations are conducted, and one copy with the appropriate state administrator(s), if applicable.

THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT

SEC 2198 (04-09)

 

 

 


LOGO

Report of Independent Registered Public Accounting Firm

To the Board of Trustees of JPMorgan Institutional Trust:

We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance with Certain Provisions of the Investment Company Act of 1940, that JPMorgan Institutional Trust (the “Trust”) complied with the requirements of subsections (b) and (c) of Rule 17f-2 under the Investment Company Act of 1940 (“the Act”) as of October 31, 2011. Management is responsible for the Trust’s compliance with those requirements. Our responsibility is to express an opinion on management’s assertion about the Trust’s compliance based on our examination.

Our examination was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included examining, on a test basis, evidence about the Trust’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. Included among our procedures were the following tests performed as of October 31, 2011, and with respect to agreement of security purchases and sales, for the period from May 31, 2011 (the date of our last examination), through October 31, 2011:

 

   

Count and inspection of all securities located in the vault of the J.P. Morgan Chase Bank, New York (the “Custodian”) at 4 Chase Metrotech Center, 3rd Floor, New York, NY 11245 without prior notice to management;

 

   

Confirmation of all securities of the Trust held at the Depository Trust Company and the Federal Reserve Bank of New York in book entry form;

 

   

Confirmation of all securities out on loan with Goldman Sachs Agency Lending, the securities lending agent;

 

   

Reconciliation of all such securities to the books and records of the Trust and the Custodian;

 

   

Agreement of 3 security purchases and 3 security sales or maturities since our last report from the books and records of the Trust to broker confirmations or, where broker replies were not received, the application of alternative procedures.

We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Trust’s compliance with specified requirements.

In our opinion, management’s assertion that JPMorgan Institutional Trust complied with the requirements of subsections (b) and (c) of Rule 17f-2 of the Investment Company Act of 1940 as of October 31, 2011 with respect to securities reflected in the investment account of the Trust is fairly stated, in all material respects.

This report is intended solely for the information and use of management and the Board of Trustees of JPMorgan Institutional Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ PricewaterhouseCoopers LLP

New York, New York

July 30, 2013

 

PricewaterhouseCoopers LLP, 300 Madison Avenue, New York, NY 10017
  T: (646) 471 3000, F: (646) 471 8320, www.pwc.com/us


Management Statement Regarding Compliance with Certain Provisions of the Investment Company Act of 1940

We, as members of management of JPMorgan Institutional Trust (the “Trust”), are responsible for complying with the requirements of subsections (b) and (c) of Rule 17f-2, Custody of Investments by Registered Management Investment Companies, of the Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance with those requirements. We have performed an evaluation of the Trust’s compliance with the requirements of subsections (b) and (c) of Rule 17f-2 as of October 31, 2011, and from May 31, 2011 through October 31, 2011.

Based on this evaluation, we assert that the Trust was in compliance with the requirements of subsections (b) and (c) of Rule 17f-2 of the Investment Company Act of 1940 as of October 31, 2011, and from May 31, 2011 through October 31, 2011, with respect to securities reflected in the investment account of the Trust.

JPMorgan Institutional Trust

 

By:  

/s/ Joseph Parascondola

 

Mr. Joseph Parascondola

Assistant Treasurer

 

August 20, 2013

  Date
GRAPHIC 2 g488792g61k50.jpg GRAPHIC begin 644 g488792g61k50.jpg M_]C_X``02D9)1@`!`@``9`!D``#_[``11'5C:WD``0`$````9```_^X`#D%D M;V)E`&3``````?_;`(0``0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$! M`0$!`0$!`0$!`0$!`0("`@("`@("`@("`P,#`P,#`P,#`P$!`0$!`0$"`0$" M`@(!`@(#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,# M`P,#`P,#`P,#_\``$0@`4`!I`P$1``(1`0,1`?_$`,D``0`"`P`"`P`````` M```````)"@8'"`4+`0,$`0$``@("`P``````````````"`D&!P,%`0($$``` M!@$#`P($`04)$0`````!`@,$!08'`!$($A,)%`HA,14605%A(E65TU34)=66 MUA>7<8$R0E(S0Y0U5E=WMQ@X&1H1``$"!`,$`P<,$`<````````!`A$#!`42 M!@&2HB,S0Y06&+%"LM)3D[-$5&1T)55E%PGB M4O(I:ER%K,: M,.9^*N*X1WW@?`VZ>Y9+4EV^@6JV^W9WWW_'Y:JXYTJ=9NJM&Z,/W))[GZQ4 MECW*/E];IIK5U'%X<+Q-;##'=(IUC&*=)&O_`%VD_P!VC?M8/X!J(G8UZWL> MV2C^AJ_I/O/\1M;!7(,D#FC%LQ]I'=?3[O!K>G":*B*N[GM=/=&-4Z/\YOOT MC\M9SIE6_1S42RWU6\9*2XR9F".'%!T(8H.AOWP7UC$-0=/UN>1KO;^UHSBT M$UN+AQAXL8PQI'=TH6AL2Y&+E*IC:"Q!H0`F9>(]$9\$@/\`%3H6W?\`4`U9 MALOMU=/1^C\MQU=!DW,J9ML4N]I)[.CWO;@Q8X8'*V.+"W?".[85)9LR\N5[ MT^SK.X^!C'8\.".-J.AAQ.W1AOVFS=928T-`-`-`-`-`-`-`-`-`56/-K9IN M'Y84UK'/`00/@^MK&(+=LKNH:X7<@FZE4CF#EZ"'G[\M7ZR+_`*DR_@^HCQ4F7Z)M_4]\ MOA,WQK?[8ED"G+$DRE40GV"Z1O1,1Z545.XF;86X@/2@L#8 M'Y*9GA<>-6T;;DVZ*LS..E"#`5Y;J7E.DMCY&JCA:1UK81_?L[ M_CTI"JUO*CETW;?20)WUTD>L'1S=/=.4G5T^G#?;?Y;ZBC-L+94ITWC1PM5? M)3N)'I)FI615$AO]4WOCHA_ORJ!TF_VTU#_!'\IOS:PJ[N;Z+G[4^*4^:^JG MH:I_R7$XF&TE1H;'9-0?XQEO\0W[Z_N:CK>W-](.VIY+?L$-J+F#-\%_,[=^4K"(_ M,4YJT-I1%15XM1]S))&M6VD6AH!H!H!H!H!H!H!H"BI[EV0D&O//'2;5^];) MCQEIIQ3;NET""<Z^TU-.SC(=-ERW.[!+VJU%7 MXR=W50M[Y"Y5`0<(B`A(O`$![A?B M`][X#K1,^AH>"_X&3Y*_:-Z/6)O2)$GCL\1OEIW$Z3=];L=B3L$0=.P3A#E? M)&*<3(`BJ(B(%(_`H"(_/6#U=CLCI MZJZBI%6"?(R_O3![A8[),JE=,HJ1SL*;5DRU7=ZK3K?CSD[);-[:A9Y&OS05 M&D4"@M;G9&XG`J[P2@<4I,@F`O4.V_RWU-KDFMELI;KF-:6FIY2K2T<<$MC8 MPF3H1PM2,(K#UU-5ZB97RQ4R:1*BVV^8B/F0Q4TET-C=T6+`Z>_K=RS_`,4\ MD_S\M7\K:L`X$GJ,[R>`U?\`0S)W\(M?S2G\V7#]804JC0#0#0#0',/-7+%P MP3Q(Y&YEQ]]-^^,8X>O-UJGUB/4E8KZ]7X)W(1OU"-2<-5'S3U*)>M(JA!.7 MX=0:Z'-%QJ+1EVMNE)#M-/3/>V*13$UJJD4-@:4Y8/G_P"BGR;?Y.#_`.QJ5_ICI_6_.W5IOQ2^$\?4AT$_ MFWSUGF22?AAQ;H?G+,^@9 M".M3AW._7;](]UWZDI3H=I,$R]KI,Y3EWRO&"&Y1`0W#[) M^(;AK)':&Y*>U6JM9!4AY^MDZ;Z:Y=))M=41?&@&@&@&@/K51 M27241723615*)%4E2%424(8-C$43.`E.4P?,!#8=>%1%2"[4/9KG,[6-8D&(B)ZFPX9DV;.=BFN=N*=TMJ2SBE9DYMT9Y3[&K"1DJV0DIFH8-E(%>&F!5*0S<';J M;>MFQE@ZVQC@!0`Y2B_MEDG[WS-<\5$8KC+A"C5 MJ94B4J)3/M*LOZ9D.>A#JOU61&S@R)'*8&TO"Q[K?D/E#E/4 M^-WD=>TBUT_/-LKE*QYFN"@ZKBTF([A*>KCXMG<(R&C64+8*A;YIPS:&=J'; M.(EP<%3G5;F.5$"2KR^>Y-Y$\!IK+N+\=^-'/,`>"M=FQ;0>5_(*.FZG@.QV MEF$NUB;=0&<;5)&,R3"R248I)1CG6+Z]!57'=:H2-7@X&BU.S+R#Y6ON`^LJV1U;Q`HK-T/3` MP$""<#F$H%6/$5+M`3HPQZ]5\ M@R,=9#K,I*9JDS(*+QZB:B2R13$,4"=[W./E(YA>,7"?$JV\2[G M5ZA9\MY!OM?N\C8*%6KHW>QE;JD!)LD6,?:&LJA&&%_)G.)DQ$XEV*)AVWT! MC/"CW(V/F/AMB.?//HAV66Z_DBYX$:UBA0249)\DLG5>.:6"(<8W@5",X6** M[KTNW^O."JA$PRZ"RAC)]YLT$"%W!/FV]P]Y)9WESG/AD7#&'>+W'FNW/*5I M-=<>T69JN,*77:W-VV,H"-\GZC)V?).2'U$7.>(;RF<\FO[*]PQFZE04-!5VQ.HB"=V-SC>W4>NP\KL/2B)$F]07>FC4B_`Z96@%,`'`0T!=_]URXMSGPB\%5[[(O)6\. M'%VDG\?](>R=N4XXY!/89!]$%_1C'CN84744;_Z`YQ('RT!7S\IG+]..8`(=L[<6GG#KR)R/$^7LB5JF,,9VQY0+%9&32I$061GPJLXFW;.""IV6R3?;](@E`#KCQ\^V/\?'COY+ M17*G'UDSWE/)5+<2SC%266+G6EX''"\W$R<"_D64?1J;236*7-!S#AJ123.Y M;IIJ"]_\`D]P:_P"0V2_^H,?H#/\`Q`^9#DAP M[\/V*L!\9O%IS5Y0Y883N:BT#+]=Q%:YOC%+SMJRI;9E!=.TTJ-GK!8QJ+B5 M!M(QJ*+,RCQLHAZM#?N$`T#XMO;4\ZN87+=IS$\GU+D\-XD>Y>E,T9-IN073 M6-S1GRVRLR^NKZ++2XXCY>DU2=N#@A9I66^F/#,%%DF*(G,5=$"P![O#!N9\ M[^.S#%1P5B#)F8[+&T[\*>2\!5:03;+^+)\Y).3I#29D3)1PAGB[5BH#M\@LJ0RR*B8% M0;Q>\NO-3X0KEDK&L#P+Y!7W&MUF6TK>\#Y.P=G)"#;6Q@V+&!=J#/UN$4:P M4_*1K9!JZ?()2+.3:-6X'(IV$#I@6E.%W/CW$?D`Y="_!2N7>-G M$;=9E/E;B]OG3*%EH$ MA3+2TC%*-+9CE)E*;AKG],5J3\C9K=XTJS<7B3LJJY@*B8I#'T!<$T`T`T`T /`T`T`T`T`T`T`T`T!__9 ` end