0000950157-21-000118.txt : 20210204 0000950157-21-000118.hdr.sgml : 20210204 20210204155321 ACCESSION NUMBER: 0000950157-21-000118 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210204 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 21590945 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6-k.htm REPORT OF FOREIGN ISSUER

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
 
February 4, 2021
 
Commission File Number: 001-38159


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 

 

 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of February 4, 2021.
 

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1
  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated February 4, 2021.
 
 

 

  


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
   
 
       
 
By:
/s/ Oliver Martin
 
    Name: 
Oliver Martin
 
    Title:   
Assistant Secretary
 
       
 
Date:  February 4, 2021


EX-1 2 ex-1.htm PRESS RELEASE
Exhibit 1

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified of the following transactions made during an open period by persons discharging managerial responsibilities and persons closely associated with them, notification of these transactions was not previously received by the Company due to technical issues.

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.77974
2
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
2
 
£27.77974
e)
Date of the transaction
2020-11-16
f)
Place of the transaction
London Stock Exchange (XLON)




1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Karen Claeskens
2
Reason for the notification
a)
Position/status
Person closely associated with a person discharging managerial responsibilities;
Johan Vandermeulen, Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.77974
846
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
846
 
£27.77974
e)
Date of the transaction
2020-11-16
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations (at the relevant date)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of reinvestment by ISA Manager of income received.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£26.51002
5
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
5
 
£26.51002
e)
Date of the transaction
2020-09-15
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Pei Chung Davy
2
Reason for the notification
a)
Position/status
Person closely associated with a person discharging managerial responsibilities;
Alan Davy, Director, Operations (at the relevant date)
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
Transaction 1
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£26.50863
202
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
202
 
£26.50863
e)
Date of the transaction(s)
2020-09-15
f)
Place of the transaction(s)
London Stock Exchange (XLON)
Transaction 2
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by ISA Manager.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£26.51002
10
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
10
 
£26.51002
e)
Date of the transaction(s)
2020-09-15
f)
Place of the transaction(s)
London Stock Exchange (XLON)


 Name of officer of issuer responsible for making notification: Oliver Martin
 Date of notification: 4 February 2021