0000950157-21-000044.txt : 20210113 0000950157-21-000044.hdr.sgml : 20210113 20210113091103 ACCESSION NUMBER: 0000950157-21-000044 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210113 FILED AS OF DATE: 20210113 DATE AS OF CHANGE: 20210113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 21525163 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6-k.htm REPORT OF FOREIGN PRIVATE ISSUER


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
 
January 13, 2021
 
Commission File Number: 001-38159

 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)

 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)

 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F ☒              Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 
 
 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of January 13, 2021.
 

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1
  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated January 13, 2021.
 
  

  

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
  
   
 
       
 
By:
/s/ Oliver Martin
  
    Name: 
Oliver Martin
  
    Title:   
Assistant Secretary
  
       
 
Date:  January 13, 2021


 EX-1 2 ex99-1.htm PRESS RELEASE

Exhibit 99.1

British American Tobacco p.l.c.

Notification and Public Disclosure of Transactions by Persons Discharging Managerial Responsibilities and Persons Closely Associated With Them

 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
Alan Davy
2
 
Reason for the notification
 
a)
 
Position/status
Director, Operations
b)
 
Initial notification /Amendment
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 Ordinary shares of 25p each
 
 GB0002875804
 
b)
Nature of the transaction
 
Acquisition of shares as a result of reinvestment by ISA Manager of income received.
c)
 
Price(s) and volume(s)
 
 
        
 
Price(s)
Volume(s)
  
 
£27.76
23
  
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
23
 
£27.76
 
e)
 
Date of the transaction
 
2021-01-13
f)
 
Place of the transaction
 
London Stock Exchange (XLON)

 

 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
Alan Davy
2
 
Reason for the notification
 
a)
 
Position/status
Director, Operations
b)
 
Initial notification /Amendment
 Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 Ordinary shares of 25p each
 
 GB0002875804
 
b)
 
Nature of the transaction
 
Acquisition of shares as a result of reinvestment by ISA Manager of income received.
c)
 
Price(s) and volume(s)
 
 
        
 
Price(s)
Volume(s)
  
 
£27.76
72
  
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
72
 
£27.76
 
e)
 
Date of the transaction
 
2021-01-13
f)
 
Place of the transaction
 
London Stock Exchange (XLON)

 
Name of officer of issuer responsible for making notification: Oliver Martin

Date of notification: 13 January 2021