0000950157-20-000633.txt : 20200518 0000950157-20-000633.hdr.sgml : 20200518 20200518160617 ACCESSION NUMBER: 0000950157-20-000633 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200518 DATE AS OF CHANGE: 20200518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 20889559 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6-k.htm REPORT OF FOREIGN ISSUER





 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
May 18, 2020
 
Commission File Number: 001-38159


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 


 



 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of May 18, 2020.
 

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1

Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them dated May 18, 2020
Exhibit 2

Press Release entitled "Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them" dated May 18, 2020
Exhibit 3

Press Release entitled "Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them" dated May 18, 2020
Exhibit 4

Press Release entitled "Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them" dated May 18, 2020
Exhibit 5

Press Release entitled "Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them" dated May 18, 2020

 
 

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
       
       
 
By:
/s/ Sophie Kerr  
    Name: 
Sophie Kerr
 
    Title:   
Assistant Company Secretary
 
       
 
Date:  May 18, 2020




EX-1.HTM 2 ex-1.htm PRESS RELEASE
Exhibit 1

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them


1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Karen Claeskens
2
Reason for the notification
a)
Position/status
Person closely associated with a person
discharging managerial responsibilities;
Johan Vandermeulen, Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
729
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
729
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Sophie Kerr

Date of notification: 18 May 2020


EX-2 3 ex-2.htm PRESS RELEASE
Exhibit 2


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them


1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
2
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
2
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Sophie Kerr

Date of notification: 18 May 2020


EX-3 4 ex-3.htm PRESS RELEASE
Exhibit 3


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified by Computershare Company Nominees Limited, as administrator of the Company’s vested share account, that on 13 May 2020 the following Executive Directors and other persons discharging managerial responsibilities acquired the following ordinary shares of 25p each in British American Tobacco p.l.c. as a result of the reinvestment of dividend income.


1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Executive
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
1,373
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
1,373
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Finance Director
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
505
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
505
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
296
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
296
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Luciano Comin
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
288
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
288
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
906
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
906
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Hae In Kim
2
Reason for the notification
a)
Position/status
Director, Talent and Culture
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
154
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
154
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Lageweg
2
Reason for the notification
a)
Position/status
Director, New Categories
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
69
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
69
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Guy Meldrum
2
Reason for the notification
a)
Position/status
Regional Director, Asia-Pacific and Middle East
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
172
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
172
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Director, Scientific Research
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
755
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
755
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
President and CEO, Reynolds American Inc.
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
857
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
857
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
1
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
1
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Sophie Kerr

Date of notification: 18 May 2020

EX-4 5 ex-4.htm PRESS RELEASE
Exhibit 4

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified by the trustee of the British American Tobacco Employee Share Ownership Plan that on 13 May 2020 the following Executive Directors and other persons discharging managerial responsibilities acquired the following ordinary shares of 25p each in British American Tobacco p.l.c. as a result of the reinvestment of dividend income.


1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Executive
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
9
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
9
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
14
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
14
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
12
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
12
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Marina Bellini
2
Reason for the notification
a)
Position/status
Director, Digital and Information
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
2
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
2
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Luciano Comin
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
13
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
13
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
13
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
13
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Hae In Kim
2
Reason for the notification
a)
Position/status
Director, Talent and Culture
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
3
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
3
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 


1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Lageweg
2
Reason for the notification
a)
Position/status
Director, New Categories
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
3
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
3
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Director, Scientific Research
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
34
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
34
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
President and CEO, Reynolds American Inc.
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
7
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
7
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code

Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
11
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
11
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)





1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
 
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.0727
15
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
15
 
£31.0727
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Sophie Kerr

Date of notification: 18 May 2020


EX-5 6 ex-5.htm PRESS RELEASE
Exhibit 5


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them


1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Maria Oberlander
2
Reason for the notification
a)
Position/status
Person closely associated with a person discharging managerial responsibilities; Ricardo Oberlander, President and CEO, Reynolds American Inc.
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£31.155
492
 
       
d)
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
 
492
 
 
£31.155
e)
Date of the transaction
2020-05-13
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Sophie Kerr
 
Date of notification: 18 May 2020