0000950157-20-000467.txt : 20200403 0000950157-20-000467.hdr.sgml : 20200403 20200403130749 ACCESSION NUMBER: 0000950157-20-000467 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200403 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 20772565 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6-k.htm REPORT OF FOREIGN ISSUER





 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
April 3, 2020
 
Commission File Number: 001-38159


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 


 



 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of April 3, 2020.
 

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1
  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 3, 2020.
 
 
Exhibit 2
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 3, 2020.

 
 
 
 
 
 
 

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
       
       
 
By:
/s/ Bridget Creegan
 
    Name: 
Bridget Creegan   
    Title:   
Deputy Company Secretary
 
       
 
Date:  April 3, 2020






EX-1 2 ex-1.htm PRESS RELEASE
Exhibit 1



British American Tobacco p.l.c. (the “Company”)

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
 
Exercise of options under the British American Tobacco Long-Term Incentive Plan (2017 Award)
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
18,497
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
18,497
 
£nil
e)
Date of the transaction
2020-03-31
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 3 April 2020



EX-2 3 ex-2.htm PRESS RELEASE
Exhibit 2


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

On 1 April 2020 the trustees of the British American Tobacco Employee Share Ownership Plan and the British American Tobacco International Employee Share Ownership Plan awarded the following number of British American Tobacco p.l.c. 25p ordinary shares to the following Executive Directors and persons discharging managerial responsibilities under the 2020 Share Reward Scheme and the 2020 International Share Reward Scheme.

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Marina Bellini
2
Reason for the notification
a)
Position/status
Director, Digital and Information
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Luciano Comin
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Hae In Kim
2
Reason for the notification
a)
Position/status
Director, Talent and Culture
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Lageweg
2
Reason for the notification
a)
Position/status
Director, New Categories
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Guy Meldrum
2
Reason for the notification
a)
Position/status
Regional Director, Asia-Pacific and Middle East
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 International Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Director, Scientific Research
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
President and CEO, Reynolds American Inc.
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 International Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the 2020 Share Reward Scheme.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£27.59
125
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
125
 
£27.59
e)
Date of the transaction
2020-04-01
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Bridget Creegan

Date of notification: 3 April 2020