0000950157-20-000465.txt : 20200403 0000950157-20-000465.hdr.sgml : 20200403 20200403093008 ACCESSION NUMBER: 0000950157-20-000465 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20200403 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 20771965 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6k.htm REPORT OF FOREIGN PRIVATE ISSUER

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
April 3, 2020
 
Commission File Number: 001-38159


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 


 



 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of April 2, 2020.
 

EXHIBIT INDEX

Exhibit
 
Description
     
Exhibit 1
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 2, 2020.
     
Exhibit 2
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 2, 2020.
     
Exhibit 3
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 2, 2020.
     
Exhibit 4
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 2, 2020.
     
Exhibit 5
 
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 2, 2020.
     
Exhibit 7  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 2, 2020.
     
Exhibit 8  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 2, 2020.
     
Exhibit 9  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 2, 2020.
 
 
 
 
 

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
       
       
 
By:
/s/ Bridget Creegan
 
    Name: 
Bridget Creegan   
    Title:   
Deputy Company Secretary
 
       
 
Date: April 3, 2020






EX-1 2 ex-1.htm PRESS RELEASE
Exhibit 1


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

Conditional Share Awards

On 30 March 2020, the Company granted awards of British American Tobacco p.l.c. 25p ordinary shares (the “Shares”) to the Executive Directors and other persons discharging managerial responsibilities listed below under the Deferred Share Bonus Scheme at an award price of 2,633 pence per Share.  Awards under the Deferred Share Bonus Scheme will vest after three years and and no further performance conditions apply in that period.


1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Jack Bowles
 
2

Reason for the notification
a)
Position/status
Chief Executive
 
b)

Initial notification/Amendment
Initial notification
3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
 
b)
LEI
213800FKA5MF17RJKT63
 
4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
 
c)
    
Price(s) and volume(s)
    


Price(s)
Volume(s)
 
£26.33
53,618

d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
53,618
 
£26.33
e)
Date of the transaction
2020-03-30
 
f)
Place of the transaction
London Stock Exchange (XLON)
 




1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tadeu Marroco
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Finance Director
 
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   

 
Price(s) Volume(s)
£26.33
24,388
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
24,388
 
£26.33
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)






1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jerome Abelman
 
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Director, Legal & External Affairs and General Counsel
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 

Price(s) Volume(s)
£26.33
15,824
    
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
15,824
 
£26.33
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Marina Bellini
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Director, Digital and Information
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 

Price(s) Volume(s)
£26.33
12,101
    
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
12,101
 
£26.33
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Luciano Comin
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Regional Director, Americas and Sub-Saharan Africa
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 

Price(s) Volume(s)
£26.33
13,032
    
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
13,032
 
£26.33
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Alan Davy
 
2

Reason for the notification
a)
Position/status
Director, Operations
 
b)

Initial notification/Amendment
Initial notification
3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
 
b)
LEI
213800FKA5MF17RJKT63
 
4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code

Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
 
c)
   
Price(s) and volume(s)
   
 

Price(s) Volume(s)  
£26.33
14,242
    
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
14,242
 
£26.33
 
e)
Date of the transaction
2020-03-30
 
f)
Place of the transaction
London Stock Exchange (XLON)
 




1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Hae In Kim
2
 
Reason for the notification
 
a)
 
Position/status
 
Director, Talent and Culture
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 
 
Price(s) Volume(s)
£26.33
12,411
    
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
12,411
 
£26.33
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Paul Lageweg
2
 
Reason for the notification
 
a)
 
Position/status
 
Director, New Categories
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 

Price(s) Volume(s)
£26.33
12,101
    
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
12,101
 
£26.33
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Guy Meldrum
 
2
 
Reason for the notification
 
a)
 
Position/status
 
 
Regional Director, Asia-Pacific and Middle East
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 

Price(s) Volume(s)  
£26.33
13,032
    
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
13,032
 
£26.33
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities/person closely associated
a)

Name
David O’Reilly
2

Reason for the notification
a)
Position/status
Director, Scientific Research
 
b)

Initial notification/Amendment
Initial notification
3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)

Name
British American Tobacco p.l.c.
b)

LEI
213800FKA5MF17RJKT63
4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804

b)

Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 
  Price(s) Volume(s)  
£26.33
12,659
    
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
12,659
 
£26.33
 
e)

Date of the transaction
2020-03-30
f)

Place of the transaction
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities/person closely associated
a)

Name
Ricardo Oberlander
2

Reason for the notification
a)

Position/status
President and CEO, Reynolds American Inc.
b)

Initial notification/Amendment
Initial notification
3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)

Name
British American Tobacco p.l.c.
b)

LEI
213800FKA5MF17RJKT63
4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)

Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 
  Price(s) Volume(s)  
£26.33
18,989
    
d)

Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
18,989
 
£26.33
 
e)

Date of the transaction
2020-03-30
f)

Place of the transaction
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Johan Vandermeulen
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Regional Director, Europe and North Africa
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   


Price(s) Volume(s)
£26.33
16,290
    
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
16,290
 
£26.33
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)




1
 
Details of the person discharging managerial responsibilities/person closely associated
a)

Name
 Kingsley Wheaton
2

Reason for the notification
a)
Position/status
Chief Marketing Officer
 
b)

Initial notification/Amendment
Initial notification
3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)

Name
British American Tobacco p.l.c.
b)

LEI
213800FKA5MF17RJKT63
4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
 
b)

Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
   
Price(s) and volume(s)
   
 

Price(s) Volume(s)
£26.33 18,198
    
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
18,198
 
£26.33
 
e)

Date of the transaction
2020-03-30
f)

Place of the transaction
London Stock Exchange (XLON)

Name of officer of issuer responsible for making notification: Bridget Creegan

Date of notification: 2 April 2020

EX-2 3 ex-2.htm PRESS RELEASE
Exhibit 2

British American Tobacco p.l.c. (the “Company”)

 
Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them
 
On 30 March 2020 the independent Trustee of the British American Tobacco Group Employee Trust released the following number of British American Tobacco p.l.c. 25p ordinary shares (the “Shares”) granted to the following persons discharging managerial responsibilities under the 2017 Long-Term Incentive Plan (“2017 Award”). Subsequent sales of shares are also set out below.


1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
Luciano Comin
2
 
Reason for the notification
 
a)
 
Position/status
 
Regional Director, Americas and Sub-Saharan Africa
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
Transaction 1
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
 
Nature of the transaction
 
 
Exercise of options under the British American Tobacco Long-Term Incentive Plan (2017 Award)




c)
 
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
£nil
5,229
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
5,229
 
£nil
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
Transaction 2
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£25.5234
2,512
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
2,512
 
£25.5234
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)



1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
Alan Davy
2
 
Reason for the notification
 
a)
 
Position/status
 
Director, Operations
 
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
Transaction 1
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
 
Nature of the transaction
 
 
Exercise of options under the British American Tobacco Long-Term Incentive Plan (2017 Award)
c)
 
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
 
£nil
13,350
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
13,350
 
£nil
 


 

e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
Transaction 2
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£25.5234
6,413
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
6,413
 
£25.5234
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
Kingsley Wheaton
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Marketing Officer
 
b)
 
Initial notification/Amendment
 
Initial notification



 

3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
 
Nature of the transaction
 
 
Exercise of options under the British American Tobacco Long-Term Incentive Plan (2017 Award)
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
Volume(s)
 
 
 
£nil
14,946
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
14,946
 
£nil
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
Transaction 2
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options


 

c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£25.5234
7,180
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
7,180
 
£25.5234
 
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Bridget Creegan

Date of notification: 2 April 2020




EX-3 4 ex-3.htm PRESS RELEASE
Exhibit 3

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

Conditional Share Awards

On 30 March 2020, the Company granted awards of British American Tobacco p.l.c. 25p ordinary shares (the “Shares”) to persons discharging managerial responsibilities (the “Participants”) listed below under the British American Tobacco Restricted Share Plan at an award price of 2,633 pence per Share. Awards under the British American Tobacco Restricted Share Plan will vest after three years and no further performance conditions apply in that period.


1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Jerome Abelman
 
2
Reason for the notification
a)
 
Position/status
 
Director, Legal & External Affairs and General Counsel
 
b)
 
Initial notification/Amendment
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
10,653
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
10,653
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Marina Bellini
2
Reason for the notification
a)
Position/status
 
Director, Digital and Information
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
8,146
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8,146
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Luciano Comin
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
 
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
 
Price(s) and volume(s)
 
 
       
 
Price(s)
Volume(s)
 
 
£26.33
8,773
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8,773
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
 
Alan Davy
2
Reason for the notification
 
a)
Position/status
Director, Operations
 
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
9,587
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
9,587
 
£26.33
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Hae In Kim
2
Reason for the notification
a)
Position/status
 
Director, Talent and Culture
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
8,355
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8,355
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Paul Lageweg
2
Reason for the notification
a)
Position/status
 
Director, New Categories
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
 
Price(s) and volume(s)
 
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
8,146
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8,146
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Guy Meldrum
2
Reason for the notification
a)
Position/status
 
Regional Director, Asia-Pacific and Middle East
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
British American Tobacco p.l.c.
 
b)
LEI
213800FKA5MF17RJKT63
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
8,773
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8,773
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
 
David O’Reilly
2
Reason for the notification
 
a)
Position/status
Director, Scientific Research
 
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
British American Tobacco p.l.c.
 
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
8,522
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
8,522
 
£26.33
e)
Date of the transaction

2020-03-30
f)
Place of the transaction

London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
 
Ricardo Oberlander
2
Reason for the notification
 
a)
Position/status
 
President and CEO, Reynolds American Inc.
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
Price(s) and volume(s)
 
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
12,783
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
12,783
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Johan Vandermeulen
2
 
Reason for the notification
a)
Position/status
 
Regional Director, Europe and North Africa
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
 
Price(s) and volume(s)
 
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
10,966
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
10,966
 
£26.33
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
 
Kingsley Wheaton
2
Reason for the notification
 
a)
Position/status
 
Chief Marketing Officer
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument,
type of instrument
 
Identification code
 

Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
 
Award of shares under the Restricted Share Plan
c)
Price(s) and volume(s)
 
       
 
Price(s)
Volume(s)
 
 
£26.33
12,251
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
12,251
 
£26.33
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Bridget Creegan

Date of notification: 2 April 2020

EX-4 5 ex-4.htm PRESS RELEASE
Exhibit 4


British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Alan Davy
2
 
Reason for the notification
 
a)
 
Position/status
 
Director, Operations
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Grant of options over ordinary shares under the British American Tobacco 3 year Sharesave Scheme.
c)
 
Price(s) and volume(s)
.
 
       
 
Price(s)
 
Volume(s)
 
 
 
£24.01
 
749
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
749
 
£24.01
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)

Name of officer of issuer responsible for making notification: Bridget Creegan

Date of notification: 2 April 2020

EX-5 6 ex-5.htm PRESS RELEASE
Exhibit 5


British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jerome Abelman
2
 
Reason for the notification
 
a)
 
Position/status
 
Director, Legal & External Affairs and General Counsel
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Grant of options over ordinary shares under the British American Tobacco 5 year Sharesave Scheme.
c)
 
Price(s) and volume(s)
 
 
 
 
 
       
 
Price(s)
 
Volume(s)
 
 
 
£24.01
 
1,249
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
1,249
 
£24.01
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)

Name of officer of issuer responsible for making notification: Bridget Creegan

Date of notification: 2 April 2020

EX-7 7 ex-7.htm PRESS RELEASE
Exhibit 7

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Johan Vandermeulen
2
 
Reason for the notification
 
a)
 
Position/status
 
Regional Director, Europe and North Africa
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Grant of options over ordinary shares under the British American Tobacco 5 year Sharesave Scheme.
c)
 
Price(s) and volume(s)
 
 
       
 
Price(s)
 
Volume(s)
 
 
£24.01
1,249
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
1,249
 
£24.01
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)

Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 2 April 2020

EX-8 8 ex-8.htm PRESS RELEASE
Exhibit 8

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tadeu Marroco
2
 
Reason for the notification
 
a)
 
Position/status
 
Finance Director
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
British American Tobacco p.l.c.
b)
 
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Grant of options over ordinary shares under the British American Tobacco 5 year Sharesave Scheme.
 
c)
 
Price(s) and volume(s)
 
 
       
 
Price(s)
 
Volume(s)
 
 
£24.01
624
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
624
 
£24.01
e)
 
Date of the transaction
 
2020-03-30
f)
 
Place of the transaction
 
London Stock Exchange (XLON)


Name of officer of issuer responsible for making notification: Bridget Creegan

Date of notification: 2 April 2020

EX-9 9 ex-9.htm PRESS RELEASE
Exhibit 9

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

Conditional Share Awards

On 30 March 2020, the Company granted awards of British American Tobacco p.l.c. 25p ordinary shares (the “Shares”) to the Executive Directors and other persons discharging managerial responsibilities (the “Participants”) listed below under the British American Tobacco Long-Term Incentive Plan at an award price of 2,633 pence per Share.  The awards will vest three years from the grant date, subject to the satisfaction of performance conditions specified on the award date.  The Executive Directors’ awards are subject to an additional two-year vesting period.  The maximum number of shares comprised in the awards granted to the Participants which could vest if the performance conditions are met in full is shown under the name of each Participant set out below:

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
Jack Bowles
 
2
Reason for the notification
 
a)
Position/status
 
Chief Executive
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
 
GB0002875804
 
b)
Nature of the transaction
 
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
 
       
 
Price(s)
Volume(s)
 
 
£26.33
223,129
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
223,129
 
£26.33
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Tadeu Marroco
2
Reason for the notification
 
a)
Position/status
 
Finance Director
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
 
Nature of the transaction
 
 
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
 
       
 
Price(s)
Volume(s)
 
 
£26.33
113,938
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
113,938
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Jerome Abelman
2
Reason for the notification
a)
 
Position/status
 
 
Director, Legal & External Affairs and General Counsel
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
 
 
Award of shares under the Long-Term Incentive Plan
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
40,676
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
40,676
 
£26.33
 
e)
Date of the transaction
2020-03-30
 
f)
Place of the transaction
London Stock Exchange (XLON)
 



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Marina Bellini
2
Reason for the notification
a)
Position/status
 
Director, Digital and Information
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Long-Term Incentive Plan
c)
 
Price(s) and volume(s)
 
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
31,105
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
31,105
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Luciano Comin
2
Reason for the notification
a)
Position/status
 
Regional Director, Americas and Sub-Saharan Africa
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Long-Term Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
       
 
Price(s)
Volume(s)
 
 
£26.33
33,497
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
33,497
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
 
Alan Davy
2
Reason for the notification
 
a)
Position/status
Director, Operations
 
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
 
c)
Price(s) and volume(s)
 
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
36,608
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
36,608
 
£26.33
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Hae In Kim
2
Reason for the notification
a)
Position/status
 
Director, Talent and Culture
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Long-Term Incentive Plan
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
31,902
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
31,902
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Paul Lageweg
2
Reason for the notification
 
a)
Position/status
 
Director, New Categories
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
 
Award of shares under the Long-Term Incentive Plan
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
31,105
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
31,105
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Guy Meldrum
2
Reason for the notification
 
a)
Position/status
 
Regional Director, Asia-Pacific and Middle East
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Long-Term Incentive Plan
 
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
33,497
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
33,497
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
 
David O’Reilly
2
Reason for the notification
 
a)
Position/status
Director, Scientific Research
 
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
 
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
 
 
       
 
Price(s)
Volume(s)
 
 
£26.33
32,540
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
32,540
 
£26.33
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
 
Ricardo Oberlander
2
Reason for the notification
 
a)
Position/status
 
President and CEO, Reynolds American Inc.
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
 
Award of shares under the Long-Term Incentive Plan
 
c)
Price(s) and volume(s)
 
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
48,811
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
48,811
 
£26.33
 
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
 
Johan Vandermeulen
2
 
Reason for the notification
 
a)
Position/status
 
Regional Director, Europe and North Africa
b)
 
Initial notification/Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
 
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument,
type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
 
Nature of the transaction
 
Award of shares under the Long-Term Incentive Plan
 
c)
 
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
41,872
 
       
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
41,872
 
£26.33
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
 
a)
Name
 
Kingsley Wheaton
2
Reason for the notification
 
a)
Position/status
Chief Marketing Officer
 
b)
Initial notification/Amendment
 
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
British American Tobacco p.l.c.
b)
LEI
 
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument,
type of instrument
 
Identification code
 
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
 
c)
Price(s) and volume(s)
 
       
 
Price(s)
 
Volume(s)
 
 
£26.33
46,777
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
46,777
 
£26.33
e)
Date of the transaction
 
2020-03-30
f)
Place of the transaction
 
London Stock Exchange (XLON)

Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 2 April 2020