EX-4 5 ex-4.htm PRESS RELEASE
Exhibit 4

 
British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified by the trustee of the British American Tobacco Employee Share Ownership Plan that on 7 February 2019 the following Executive Directors and other persons discharging managerial responsibilities acquired the following ordinary shares of 25p each in British American Tobacco p.l.c. as a result of the reinvestment of dividend income.

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
41
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
41
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)

 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Executive Designate
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
7
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
7
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
John Benedict Stevens
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
12
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
12
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
9
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
9
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Luciano Comin
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
8
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
11
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
11
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
15
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
15
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Hae In Kim
2
Reason for the notification
a)
Position/status
Director, Talent and Culture Designate
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
1
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
1
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Lageweg
2
Reason for the notification
a)
Position/status
Director, New Categories
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
1
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
1
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Director, Group Transformation
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
11
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
11
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Director, Research and Science
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
31
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
31
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
President and CEO, Reynolds American Inc.
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
7
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
7
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
25
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
25
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
8
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£27.582478
13
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
13
 
£27.582478
e)
Date of the transaction
2019-02-07
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
Name of officer of issuer responsible for making notification: Sophie Kerr
 
Date of notification: 12 February 2019