0000950157-18-000900.txt : 20180813 0000950157-18-000900.hdr.sgml : 20180813 20180813123240 ACCESSION NUMBER: 0000950157-18-000900 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180813 DATE AS OF CHANGE: 20180813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 181011244 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6-k.htm CURRENT REPORT OF FOREIGN ISSUER

 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
August 13, 2018
 
Commission File Number: 001-38159


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 


 



 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. to its shareholders, as of August 13, 2018.

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1
  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated August 13, 2018.
Exhibit 2   Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated August 13, 2018.
Exhibit 3   Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated August 13, 2018.
Exhibit 4   Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated August 13, 2018.
Exhibit 5   Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated August 13, 2018.

 
 
 
 
 
 
 

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
       
       
 
By:
/s/ Bridget Creegan  
    Name:  Bridget Creegan  
    Title:    Deputy Company Secretary  
       
 
Date:  August 13, 2018






EX-1 2 ex-1.htm
Exhibit 1
 
 
British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified by the trustee of the British American Tobacco Employee Share Ownership Plan that on 8 August 2018 the following Executive Directors and other persons discharging managerial responsibilities acquired the following ordinary shares of 25p each in British American Tobacco p.l.c. as a result of the reinvestment of dividend income.
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
26
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
26
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
John Benedict Stevens
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
Volume(s)
 
     
£42.124532
7
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
7
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
5
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
5
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
4
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
4
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
7
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
7
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
10
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
10
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Andrew Gray
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
9
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
9
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
7
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
7
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Group Scientific Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
19
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
19
 
£42.12453
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
President and CEO, Reynolds American Inc.
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
4
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
4
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
16
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
16
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Asia-Pacific and Middle East
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
5
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
5
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£42.124532
8
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
8
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 13 August 2018
 
 
 
 
 
 
EX-2 3 ex-2.htm
Exhibit 2
 

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Asia-Pacific and Middle East
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
2
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
2
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 13 August 2018
 

EX-3 4 ex-3.htm
Exhibit 3
 

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Karen Claeskens
2
Reason for the notification
a)
Position/status
Person closely associated with a person
discharging managerial responsibilities;
Johan Vandermeulen, Regional Director, Asia-Pacific and Middle East
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
69
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
69
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 13 August 2018
 

EX-4 5 ex-4.htm
Exhibit 4
 
 
British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified by Computershare Company Nominees Limited, as administrator of the Company’s vested share account, that on 8 August 2018 the following Executive Director and other persons discharging managerial responsibilities acquired the following ordinary shares of 25p each in British American Tobacco p.l.c. as a result of the reinvestment of dividend income.

1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
2080
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
2080
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 


 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
135
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
135
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 


 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
549
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
549
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
410
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
410
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)



 

1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
29
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
29
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 

1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
174
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
174
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)





1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Group Scientific Director
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
333
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
333
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)





1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
President and CEO, Reynolds American Inc.
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
409
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
409
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)





1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
483
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
483
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)





1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Asia-Pacific and Middle East
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£42.124532
227
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
227
 
£42.124532
e)
Date of the transaction
2018-08-08
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 13 August 2018
 


EX-5 6 ex-5.htm
Exhibit 5
 
 
British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them

1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
Transaction 1
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Sale of shares
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£41.9079
1,645
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
1,645
 
£41.9079
e)
Date of the transaction
2018-08-09
f)
Place of the transaction
London Stock Exchange (XLON)
Transaction 2
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Sale of shares
c)
Price(s) and volume(s)
 
     
Price(s)
Volume(s)
 
     
£41.908
1,645
 
     
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
1,645
 
£41.908
e)
Date of the transaction
2018-08-10
f)
Place of the transaction
London Stock Exchange (XLON)

 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 13 August 2018