Exhibit
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Description
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Exhibit 1
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Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 4, 2018.
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Exhibit 2 | Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 4, 2018. | |
Exhibit 3 | Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 4, 2018. | |
Exhibit 4 | Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated April 4, 2018. |
British American Tobacco p.l.c.
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By:
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/s/ Sophie Kerr | |
Name: Sophie Kerr | |||
Title: Assistant Secretary | |||
1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Kingsley Wheaton
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2
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Reason for the notification
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a)
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Position/status
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Regional Director, Americas and Sub-Saharan Africa
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Grant of options over ordinary shares under the British American Tobacco 5 year Sharesave Scheme.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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||||
£33.76
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888
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d)
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Aggregated information
- Aggregated volume
- Price
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888
£33.76
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e)
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Date of the transaction
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2018-03-28
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Sophie Kerr
Date of notification: 4 April 2018
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1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Naresh Sethi
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2
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Reason for the notification
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a)
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Position/status
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Director, Business Development
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
a)
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Name
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British American Tobacco p.l.c.
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|||
b)
|
LEI
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213800FKA5MF17RJKT63
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|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
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|||
b)
|
Nature of the transaction
|
Grant of options over ordinary shares under the British American Tobacco 5 year Sharesave Scheme.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£33.76
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444
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d)
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Aggregated information
- Aggregated volume
- Price
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444
£33.76
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e)
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Date of the transaction
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2018-03-28
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Sophie Kerr
Date of notification: 4 April 2018
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1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Tadeu Marroco
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2
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Reason for the notification
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a)
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Position/status
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Regional Director, Europe and North Africa
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b)
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Initial notification /Amendment
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Initial notification
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|||
3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
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British American Tobacco p.l.c.
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|||
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
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|||
b)
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Nature of the transaction
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Grant of options over ordinary shares under the British American Tobacco 3 year Sharesave Scheme.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£33.76
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266
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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266
£33.76
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e)
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Date of the transaction
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2018-03-28
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Sophie Kerr
Date of notification: 4 April 2018
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1
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Details of the person discharging managerial responsibilities / person closely associated
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a)
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Name
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Nicandro Durante
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2
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Reason for the notification
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a)
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Position/status
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Chief Executive
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b)
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Initial notification /Amendment
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Initial notification
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|||
3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
a)
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Name
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British American Tobacco p.l.c.
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|||
b)
|
LEI
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213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
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||||
Transaction 1
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|||||
a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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|||
b)
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Nature of the transaction
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Exercise of options under the British American Tobacco Long-Term Incentive Plan (2015 Award)
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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||||
£nil
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122,477
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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122,477
£nil
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e)
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Date of the transaction
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2018-03-28
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Transaction 2
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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|||
b)
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Nature of the transaction
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Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£40.43037
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58,921
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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58,921
£40.43037
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e)
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Date of the transaction
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2018-03-28
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Andrew Gray
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2
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Reason for the notification
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a)
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Position/status
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Chief Marketing Officer
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b)
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Initial notification /Amendment
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Initial notification
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|||
3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
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British American Tobacco p.l.c.
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|||
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
Transaction 1
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
|
Nature of the transaction
|
Exercise of options under the British American Tobacco Long-Term Incentive Plan (2015 Award)
|
|||
c)
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Price(s) and volume(s)
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||||
Price(s)
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Volume(s)
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||||
£nil
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35,788
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||||
d)
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Aggregated information
- Aggregated volume
- Price
|
35,788
£nil
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|||
e)
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Date of the transaction
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2018-03-28
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|||
f)
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Place of the transaction
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London Stock Exchange (XLON)
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Transaction 2
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|||||
a)
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Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
|
Nature of the transaction
|
Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options
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|||
c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£39.245
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17,189
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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17,189
£39.245
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e)
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Date of the transaction
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2018-03-28
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities / person closely associated
|
||||
a)
|
Name
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Tadeu Marroco
|
|||
2
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Reason for the notification
|
||||
a)
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Position/status
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Regional Director, Europe and North Africa
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|||
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
Transaction 1
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
|
Nature of the transaction
|
Exercise of options under the British American Tobacco Long-Term Incentive Plan (2015 Award)
|
|||
c)
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Price(s) and volume(s)
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||||
Price(s)
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Volume(s)
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||||
£nil
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23,195
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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23,195
£nil
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|||
e)
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Date of the transaction
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2018-03-28
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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Transaction 2
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
|
Nature of the transaction
|
Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options
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|||
c)
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Price(s) and volume(s)
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||||
Price(s)
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Volume(s)
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||||
£39.88
|
11,149
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||||
d)
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Aggregated information
- Aggregated volume
- Price
|
11,149
£39.88
|
|||
e)
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Date of the transaction
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2018-03-28
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|||
f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
|
||||
a)
|
Name
|
Kingsley Wheaton
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|||
2
|
Reason for the notification
|
||||
a)
|
Position/status
|
Regional Director, Americas and Sub-Saharan Africa
|
|||
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
Transaction 1
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
|
Nature of the transaction
|
Exercise of options under the British American Tobacco Long-Term Incentive Plan (2015 Award)
|
|||
c)
|
Price(s) and volume(s)
|
||||
Price(s)
|
Volume(s)
|
||||
£nil
|
28,332
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
28,332
£nil
|
|||
e)
|
Date of the transaction
|
2018-03-28
|
|||
f)
|
Place of the transaction
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London Stock Exchange (XLON)
|
|||
Transaction 2
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
|
Nature of the transaction
|
Sale of shares to meet tax liability arising on exercise of Long-Term Incentive Plan options
|
|||
c)
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Price(s) and volume(s)
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||||
Price(s)
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Volume(s)
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||||
£40.445
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13,619
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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13,619
£40.445
|
|||
e)
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Date of the transaction
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2018-03-28
|
|||
f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Sophie Kerr
Date of notification: 4 April 2018
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