0000950157-18-000364.txt : 20180329 0000950157-18-000364.hdr.sgml : 20180329 20180329123549 ACCESSION NUMBER: 0000950157-18-000364 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20180329 FILED AS OF DATE: 20180329 DATE AS OF CHANGE: 20180329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 18721842 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6k.htm



 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
March 29, 2018
 
Commission File Number: 001-38159


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 


 



 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. to its shareholders, as of March 29, 2018.

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1
  
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated March 29, 2018.
 
 
Exhibit 2   
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated March 29, 2018.

 
 
 
 
 
 
 

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
       
       
 
By:
/s/ Sophie Kerr  
    Name:  Sophie Kerr  
    Title:    Assistant Secretary  
       
 
Date:  March 29, 2018




EX-1 2 ex-1.htm PRESS RELEASE
Exhibit 1

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
Conditional Share Awards

On 26 March 2018, the Company granted awards of British American Tobacco p.l.c. 25p ordinary shares (the “Shares”) to the Executive Directors and other persons discharging managerial responsibilities listed below under the Deferred Share Bonus Scheme at an award price of 3,894 pence per Share.  Awards under the Deferred Share Bonus Scheme are conditional awards of shares which are held in trust for three years and no further performance conditions apply in that period.

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
32,517
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
32,517
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
John Benedict Stevens
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
17,655
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
17,655
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
8,844
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
8,844
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
12,064
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
12,064
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
7,323
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
7,323
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
9,481
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
9,481
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Andrew Gray
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
10,843
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
10,843
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
7,783
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
7,783
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Group Scientific Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
6,713
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
6,713
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
President and CEO, Reynolds American Inc.
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
8,438
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
8,438
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
8,181
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
8,181
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Asia-Pacific and Middle East
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
8,358
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
8,358
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Deferred Share Bonus Scheme
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£38.94
8,358
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
8,358
 
£38.94
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
Name of officer of issuer responsible for making notification: Sophie Kerr
 
Date of notification: 29 March 2018
 

EX-2 3 ex-2.htm PRESS RELEASE
Exhibit 2

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
Conditional Share Awards

On 26 March 2018, the Company granted awards of British American Tobacco p.l.c. 25p ordinary shares (the “Shares”) to the Executive Directors and other persons discharging managerial responsibilities (the “Participants”) listed below under the British American Tobacco Long-Term Incentive Plan for nil consideration.  The awards for the Executive Directors are exercisable from 26 March 2023 to 25 March 2028 and the awards for the other Participants are exercisable from 26 March 2021 to 25 March 2028, subject to the satisfaction of performance conditions specified on the award date.  The maximum number of shares comprised in the awards granted to the Participants which could vest if the performance conditions are met in full is shown under the name of each Participant set out below:


1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
160,503
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
160,503
 
£nil
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)





1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
John Benedict Stevens
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
80,264
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
80,264
 
£nil
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
32,100
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
32,100
 
£nil
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
43,785
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
43,785
 
£nil
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
26,579
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
26,579
 
£nil
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
34,411
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
34,411
 
£nil
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Andrew Gray
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
39,355
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
39,355
 
£nil
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Europe and North Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
28,248
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
28,248
 
£nil
 
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Group Scientific Director
b)
Initial notification /Amendmen
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
24,364
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
24,364
 
£nil
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
President and CEO, Reynolds American Inc.
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
38,520
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
38,520
 
£nil
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
29,693
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
29,693
 
£nil
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Asia-Pacific and Middle East
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
 
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
30,335
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
30,335
 
£nil
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)




 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Regional Director, Americas and Sub-Saharan Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Award of shares under the Long-Term Incentive Plan
c)
Price(s) and volume(s)
       
 
Price(s)
Volume(s)
 
 
£nil
32,100
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
32,100
 
£nil
e)
Date of the transaction
2018-03-26
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
Name of officer of issuer responsible for making notification: Sophie Kerr
 
Date of notification: 29 March 2018