Exhibit
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Description
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Exhibit 1
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Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated February 12, 2018.
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Exhibit 2 |
Press Release entitled “B.A.T. International Finance p.l.c.: Notice of Additional Guarantor” dated February 12, 2018.
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British American Tobacco p.l.c.
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By:
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/s/ Sophie Kerr | |
Name: Sophie Kerr | |||
Title: Assistant Secretary | |||
1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Nicandro Durante
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2
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Reason for the notification
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a)
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Position/status
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Chief Executive
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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|||
4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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£45.475
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3
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d)
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Aggregated information
- Aggregated volume
- Price
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3
£45.475
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e)
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Date of the transaction
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2018-02-07
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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John Benedict Stevens
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2
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Reason for the notification
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a)
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Position/status
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Finance Director
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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a)
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Name
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British American Tobacco p.l.c.
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b)
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LEI
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213800FKA5MF17RJKT63
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|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
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||||
a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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|||
b)
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Nature of the transaction
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Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
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|||
c)
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Price(s) and volume(s)
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||||
Price(s)
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Volume(s)
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||||
£45.475
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3
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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3
£45.475
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|||
e)
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Date of the transaction
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2018-02-07
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Jerome Abelman
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2
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Reason for the notification
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a)
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Position/status
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Director, Legal & External Affairs and General Counsel
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
a)
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Name
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British American Tobacco p.l.c.
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|||
b)
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LEI
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213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
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Nature of the transaction
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Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
c)
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Price(s) and volume(s)
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||||
Price(s)
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Volume(s)
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||||
£45.475
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3
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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3
£45.475
|
|||
e)
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Date of the transaction
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2018-02-07
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|||
f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Giovanni Giordano
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2
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Reason for the notification
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a)
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Position/status
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Director, Group Human Resources
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
a)
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Name
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British American Tobacco p.l.c.
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|||
b)
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LEI
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213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
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Nature of the transaction
|
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
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|||
c)
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Price(s) and volume(s)
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||||
Price(s)
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Volume(s)
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||||
£45.475
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3
|
||||
d)
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Aggregated information
- Aggregated volume
- Price
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3
£45.475
|
|||
e)
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Date of the transaction
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2018-02-07
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|||
f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Tadeu Marroco
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2
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Reason for the notification
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a)
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Position/status
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Regional Director, Europe and North Africa
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
a)
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Name
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British American Tobacco p.l.c.
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|||
b)
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LEI
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213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
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Nature of the transaction
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Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
c)
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Price(s) and volume(s)
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||||
Price(s)
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Volume(s)
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||||
£45.475
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4
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||||
d)
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Aggregated information
- Aggregated volume
- Price
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4
£45.475
|
|||
e)
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Date of the transaction
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2018-02-07
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|||
f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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a)
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Name
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Naresh Sethi
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2
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Reason for the notification
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a)
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Position/status
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Director, Business Development
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b)
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Initial notification /Amendment
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Initial notification
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|||
3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
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Name
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British American Tobacco p.l.c.
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|||
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
|
Nature of the transaction
|
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
c)
|
Price(s) and volume(s)
|
||||
Price(s)
|
Volume(s)
|
||||
£45.475
|
3
|
||||
d)
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Aggregated information
- Aggregated volume
- Price
|
3
£45.475
|
|||
e)
|
Date of the transaction
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2018-02-07
|
|||
f)
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Place of the transaction
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London Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities/person closely associated
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||||
a)
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Name
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Johan Vandermeulen
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2
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Reason for the notification
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a)
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Position/status
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Regional Director, Asia-Pacific and Middle East
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b)
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Initial notification /Amendment
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Initial notification
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|||
3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
a)
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Name
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British American Tobacco p.l.c.
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|||
b)
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LEI
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213800FKA5MF17RJKT63
|
|||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
b)
|
Nature of the transaction
|
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
c)
|
Price(s) and volume(s)
|
||||
Price(s)
|
Volume(s)
|
||||
£45.475
|
4
|
||||
d)
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Aggregated information
- Aggregated volume
- Price
|
4
£45.475
|
|||
e)
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Date of the transaction
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2018-02-07
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|||
f)
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Place of the transaction
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London Stock Exchange (XLON)
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Name of officer of issuer responsible for making notification: Sophie Kerr
Date of notification: 12 February 2018
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·
|
Series 40 €750,000,000 2.375 per cent. Guaranteed Notes due 2023 (ISIN: XS0856014583) (the "Series 40 Notes");
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·
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Series 42 €650,000,000 2.750 per cent. Guaranteed Notes due 2025 (ISIN: XS0909359332) (the "Series 42 Notes");
|
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·
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Series 43 £650,000,000 4.000 per cent. Guaranteed Notes due 2026 (ISIN: XS0969309847) (the "Series 43 Notes");
|
|
·
|
Series 44 €600,000,000 3.125 per cent. Guaranteed Notes due 2029 (ISIN: XS1043097630) (the “Series 44 Notes”);
|
|
·
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Series 45 €400,000,000 Floating Rate Guaranteed Notes due 2018 (ISIN: XS1043096400) (the "Series 45 Notes");
|
|
·
|
Series 47 CHF400,000,000 0.625 per cent. Guaranteed Notes due 2021 (ISIN: CH0253514753) (the "Series 47 Notes");
|
|
·
|
Series 48 CHF250,000,000 1.375 per cent. Guaranteed Notes due 2026 (ISIN: CH0253514761) (the "Series 48 Notes");
|
|
·
|
Series 49 €800,000,000 0.375 per cent. Guaranteed Notes due 2019 (ISIN: XS1203851941) (the "Series 49 Notes");
|
|
·
|
Series 50 €800,000,000 0.875 per cent. Guaranteed Notes due 2023 (ISIN: XS1203854960) (the "Series 50 Notes");
|
|
·
|
Series 51 €800,000,000 1.250 per cent. Guaranteed Notes due 2027 (ISIN: XS1203859928) (the "Series 51 Notes");
|
|
·
|
Series 52 €600,000,000 2.000 per cent. Guaranteed Notes due 2045 (ISIN: XS1203860934) (the "Series 52 Notes");
|
|
·
|
Series 53 €600,000,000 1.000 per cent. Guaranteed Notes due 2022 (ISIN: XS1324928750) (the "Series 53 Notes");
|
|
·
|
Series 54 £350,000,000 4.000 per cent. Guaranteed Notes due 2055 (ISIN: XS1324911608) (the "Series 54 Notes");
|
|
·
|
Series 55 £500,000,000 1.750 per cent. Guaranteed Notes due 2021 (ISIN: XS1441635833) (the "Series 55 Notes");
|
|
·
|
Series 56 £650,000,000 2.250 per cent. Guaranteed Notes due 2052 (ISIN: XS1488409977) (the "Series 56 Notes"); and
|
|
·
|
Series 57 US$650,000,000 1.625 per cent. Guaranteed Notes due 2019 (ISIN: XS1488421592) (the "Series 57 Notes", and together with the Series 40 Notes, Series 42 Notes, Series 43 Notes, Series 44 Notes, Series 45 Notes, Series 47 Notes, Series 48 Notes, Series 49 Notes, Series 50 Notes, Series 51 Notes, Series 52 Notes, Series 53 Notes, Series 54 Notes, Series 55 Notes, and Series 56 Notes, the "Notes"),
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(i)
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BATCAP will accede as a guarantor in respect of the Notes under the Trust Deed as subsequently modified;
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(ii)
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the Notes will continue to benefit from the joint and several guarantee of BATNF, BATHTN and British American Tobacco, and, up to an including the applicable termination date as set out in the Deed of Guarantee between BATIF, BATHTN, BATNF, BATCAP, British American Tobacco, Reynolds American Inc. (“RAI”) and the Trustee dated 2 August 2017, by RAI; and
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(iii)
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the Principal Paying Agent for the above Notes is Citibank, N.A., London Branch, Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB.
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