0000950157-17-001556.txt : 20171121 0000950157-17-001556.hdr.sgml : 20171121 20171121122147 ACCESSION NUMBER: 0000950157-17-001556 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171121 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 171215956 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6k.htm REPORT OF FOREIGN PRIVATE ISSUER

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 Washington, D.C. 20549

 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
November 21, 2017
 
Commission File Number: 333-217939

 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)

 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)

 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F ☒              Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 

 


 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. to its shareholders as of November 21, 2017.

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1   
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated November 21, 2017.

 
 
 
 
 
 
 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
  
       
       
       
 
By:
/s/ Bridget Creegan  
    Name:  Bridget Creegan   
    Title:    Assistant Secretary  
       
 
Date:  November 21, 2017





 EX-1 2 ex-1.htm PRESS RELEASE
Exhibit 1
 

 
British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial
responsibilities and persons closely associated with them
 

1
Details of the person discharging managerial responsibilities/person closely associated  
a)
Name
 Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Western Europe
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
  
GB0002875804
b)
Nature of the transaction
Sale of shares
c)
 
 
Price(s) and volume(s)
 
 		        
 
Price(s) 
Volume(s)
  
 
£49.851889 
2,980
  
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
2,980
 
£49.851889
 
e)
Date of the transaction
2017-11-17
f)
Place of the transaction
London Stock Exchange (XLON)

 
 
 
 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 21 November 2017