EX-4 5 ex-4.htm PRESS RELEASE
Exhibit 4
 
 

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified by the trustee of the British American Tobacco Employee Share Ownership Plan that on 28 September 2017 the following Executive Directors and other persons discharging managerial responsibilities acquired the following ordinary shares of 25p each in British American Tobacco p.l.c. as a result of the reinvestment of dividend income.

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
25
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
25
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
John Benedict Stevens
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
7
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
7
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)



 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
4
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
4
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
3
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
3
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
6
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
6
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)



 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
9
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
9
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
     




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Andrew Gray
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
9
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
9
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Western Europe
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
6
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
6
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Group Scientific Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
19
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
19
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
Regional Director, Americas
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
5
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
5
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
15
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
15
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Eastern Europe, Middle East and Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
4
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
4
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Managing Director, Next Generation Products
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
8
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
8
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 3 October 2017