0000950157-17-001395.txt : 20171003 0000950157-17-001395.hdr.sgml : 20171003 20171003140434 ACCESSION NUMBER: 0000950157-17-001395 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20171003 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38159 FILM NUMBER: 171117182 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6k.htm REPORT OF FOREIGN ISSUER

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934
 
October 3, 2017
 
Commission File Number: 333-217939


 
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)


 
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)


 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F               Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
 


 



 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. to its shareholders as of October 3, 2017.

EXHIBIT INDEX
 
Exhibit
 
Description
   
Exhibit 1
  
Press Release entitled “Board Committee Appointments” dated October 3, 2017.
Exhibit 2   
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated October 3, 2017.
Exhibit 3   
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated October 3, 2017.
Exhibit 4   
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated October 3, 2017. 
Exhibit 5   
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated October 3, 2017. 

 
 
 
 
 
 
 

 



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
British American Tobacco p.l.c.
 
       
       
       
 
By:
/s/ Bridget Creegan  
    Name:  Bridget Creegan   
    Title:    Assistant Secretary  
       
 
Date:  October 3, 2017





EX-1 2 ex-1.htm PRESS RELEASE
Exhibit 1

British American Tobacco p.l.c. (the “Company”)

Board Committee Appointments

The Company announces that Lionel L. Nowell III, Holly Keller Koeppel and Luc Jobin, who were appointed as independent Non-Executive Directors of the Company with effect from 25 July 2017, have been appointed to the following Committees of the Board with effect from 2 October 2017:

Lionel L. Nowell, III
Member of the Audit Committee and Nominations Committee.

Holly Keller Koeppel
Member of the Audit Committee and Nominations Committee.

Luc Jobin
Member of the Remuneration Committee and Nominations Committee.


Paul McCrory
Company Secretary
British American Tobacco p.l.c.

3 October 2017

Enquiries:

Investor Relations
 
Mike Nightingale/Rachael Brierley
+44 20 7845 1180/1519
   
British American Tobacco Press Office
 
Anna Vickerstaff/Joanne Walia
+44 20 7845 2888

 
EX-2 3 ex-2.htm PRESS RELEASE
Exhibit 2

 
British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified by Computershare Company Nominees Limited, as administrator of the Company’s vested share account, that on 28 September 2017 the following Executive Director and other persons discharging managerial responsibilities acquired the following ordinary shares of 25p each in British American Tobacco p.l.c. as a result of the reinvestment of dividend income.

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
1,238
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
1,238
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
123
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
123
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
156
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
156
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
232
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
232
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
29
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
29
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Western Europe
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
47
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
47
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Group Scientific Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
196
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
196
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
Regional Director, Americas
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
193
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
193
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
220
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
220
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Eastern Europe, Middle East and Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
70
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
70
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 

 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Managing Director, Next Generation Products
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by Computershare Company Nominees Limited as administrator of the Company’s vested share account.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
80
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
80
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 3 October 2017
 

EX-3 4 ex-3.htm PRESS RELEASE
Exhibit 3

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Eastern Europe, Middle East and Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income under the British American Tobacco Dividend Reinvestment Plan.
c)
Price(s) and volume(s)
       
 
Price(s)
 
Volume(s)
 
 
 
£46.594956
 
2
 
 
       
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
2
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 3 October 2017
 

EX-4 5 ex-4.htm PRESS RELEASE
Exhibit 4
 
 

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

The Company has been notified by the trustee of the British American Tobacco Employee Share Ownership Plan that on 28 September 2017 the following Executive Directors and other persons discharging managerial responsibilities acquired the following ordinary shares of 25p each in British American Tobacco p.l.c. as a result of the reinvestment of dividend income.

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
25
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
25
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
John Benedict Stevens
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
7
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
7
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)



 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
4
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
4
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jack Bowles
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
3
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
3
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Alan Davy
2
Reason for the notification
a)
Position/status
Director, Operations
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
6
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
6
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)



 

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
9
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
9
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
     




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Andrew Gray
2
Reason for the notification
a)
Position/status
Chief Marketing Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
9
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
9
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Western Europe
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
6
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
6
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David O’Reilly
2
Reason for the notification
a)
Position/status
Group Scientific Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
19
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
19
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ricardo Oberlander
2
Reason for the notification
a)
Position/status
Regional Director, Americas
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
5
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
5
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
15
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
15
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Eastern Europe, Middle East and Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
4
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
4
 
£46.594956
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Kingsley Wheaton
2
Reason for the notification
a)
Position/status
Managing Director, Next Generation Products
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income by the Trustee of the British American Tobacco Employee Share Ownership Plan.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.594956
 
8
 
 
           
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
8
 
£46.594956
 
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)




 
Name of officer of issuer responsible for making notification: Bridget Creegan
 
Date of notification: 3 October 2017
 
EX-5 6 ex-5.htm PRESS RELEASE
Exhibit 5
 
 

British American Tobacco p.l.c.

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
 Maria Oberlander
2
Reason for the notification
a)
Position/status
Person closely associated with a person discharging managerial responsibilities; Ricardo Oberlander, Regional Director, Americas
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 25p each
 
GB0002875804
b)
Nature of the transaction
Acquisition of shares as a result of the reinvestment of dividend income.
c)
Price(s) and volume(s)
       
     
Price(s)
 
Volume(s)
 
 
     
£46.60
 
377
 
 
           
d)
Aggregated information
 
 
- Aggregated volume
 
 
- Price
 
 
 
 
377
 
 
£46.60
e)
Date of the transaction
2017-09-28
f)
Place of the transaction
London Stock Exchange (XLON)

 
 
Name of officer of issuer responsible for making notification: Bridget Creegan

Date of notification: 3 October 2017