0000950157-17-001069.txt : 20170711 0000950157-17-001069.hdr.sgml : 20170711 20170710201647 ACCESSION NUMBER: 0000950157-17-001069 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170710 FILED AS OF DATE: 20170711 DATE AS OF CHANGE: 20170710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: British American Tobacco p.l.c. CENTRAL INDEX KEY: 0001303523 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-155563 FILM NUMBER: 17958911 BUSINESS ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG BUSINESS PHONE: 44-207-845-2000 MAIL ADDRESS: STREET 1: GLOBE HOUSE STREET 2: 4 TEMPLE PLACE CITY: LONDON STATE: X0 ZIP: WC2R 2PG 6-K 1 form6k.htm REPORT OF FOREIGN ISSUER





UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


FORM 6-K
 

 
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities and Exchange Act of 1934

July 10, 2017

Commission File Number:  333-217939
 


BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
 


Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
 


Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F              Form 40-F  

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  
 



 
 
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. to its shareholders, as of July 10, 2017.
 

EXHIBIT INDEX


Exhibit
  
Description
   
Exhibit 1
  
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 

 




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

British American Tobacco p.l.c.
   
By:
/s/ Bridget Creegan
Name:
Bridget Creegan
Title:
Assistant Secretary

Date: July 10, 2017

 
EX-1 2 ex-1.htm NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS
Exhibit 1

British American Tobacco p.l.c.

 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
The Company has been notified by the trustee of the British American Tobacco Employee Share Ownership Plan that on 5 July 2017 the following Executive Directors and other persons discharging managerial responsibilities purchased ordinary shares of 25p each in British American Tobacco p.l.c. by way of the Partnership Share Scheme.
 
 
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Nicandro Durante
2
Reason for the notification
a)
Position/status
Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
c)
Price(s) and volume(s)
   
 
Price(s)
Volume(s)
 
 
£52.0385
3
 
   
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
3
 
£52.0385
 
e)
Date of the transaction
2017-07-05
f)
Place of the transaction
London Stock Exchange (XLON)

 

 
 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
John Benedict Stevens
2
Reason for the notification
a)
Position/status
Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
c)
Price(s) and volume(s)
   
 
Price(s)
Volume(s)
 
 
£52.0385
3
 
   
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
3
 
£52.0385
e)
Date of the transaction
2017-07-05
f)
Place of the transaction
London Stock Exchange (XLON)
 
 

 
 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Jerome Abelman
2
Reason for the notification
a)
Position/status
Director, Legal & External Affairs and General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
c)
Price(s) and volume(s)
   
 
Price(s)
Volume(s)
 
 
£52.0385
3
 
   
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
3
 
£52.0385
e)
Date of the transaction
2017-07-05
f)
Place of the transaction
London Stock Exchange (XLON)
 

 

 
 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Giovanni Giordano
2
Reason for the notification
a)
Position/status
Director, Group Human Resources
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
c)
Price(s) and volume(s)
   
 
Price(s)
Volume(s)
 
 
£52.0385
2
 
   
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
2
 
£52.0385
e)
Date of the transaction
2017-07-05
f)
Place of the transaction
London Stock Exchange (XLON)

 

 
 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tadeu Marroco
2
Reason for the notification
a)
Position/status
Regional Director, Western Europe
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
c)
Price(s) and volume(s)
   
 
Price(s)
Volume(s)
 
 
£52.0385
3
 
   
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
3
 
£52.0385
e)
Date of the transaction
2017-07-05
f)
Place of the transaction
London Stock Exchange (XLON)
 

 

 
 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Naresh Sethi
2
Reason for the notification
a)
Position/status
Director, Business Development
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
c)
Price(s) and volume(s)
   
 
Price(s)
Volume(s)
 
 
£52.0385
3
 
   
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
3
 
£52.0385
e)
Date of the transaction
2017-07-05
f)
Place of the transaction
London Stock Exchange (XLON)
 

 

 
 
 
1
 
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Johan Vandermeulen
2
Reason for the notification
a)
Position/status
Regional Director, Eastern Europe, Middle East and Africa
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
British American Tobacco p.l.c.
b)
LEI
213800FKA5MF17RJKT63
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 25p each
 
 
GB0002875804
b)
Nature of the transaction
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
c)
Price(s) and volume(s)
   
 
Price(s)
Volume(s)
 
 
£52.0385
3
 
   
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
3
 
£52.0385
e)
Date of the transaction
2017-07-05
f)
Place of the transaction
London Stock Exchange (XLON)


 
Name of officer of issuer responsible for making notification: Bridget Creegan
Date of notification 10 July 2017