0000950142-16-004386.txt : 20160826
0000950142-16-004386.hdr.sgml : 20160826
20160826164728
ACCESSION NUMBER: 0000950142-16-004386
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160817
FILED AS OF DATE: 20160826
DATE AS OF CHANGE: 20160826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Independence Contract Drilling, Inc.
CENTRAL INDEX KEY: 0001537028
STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381]
IRS NUMBER: 371653648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1211
BUSINESS ADDRESS:
STREET 1: 11616 GALAYDA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77086
BUSINESS PHONE: 2818207895
MAIL ADDRESS:
STREET 1: 11616 GALAYDA STREET
CITY: HOUSTON
STATE: TX
ZIP: 77086
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sprott Resource Partnership
CENTRAL INDEX KEY: 0001616870
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36590
FILM NUMBER: 161855260
BUSINESS ADDRESS:
STREET 1: ROYAL BANK PLAZA, SOUTH TOWER
STREET 2: 200 BAY STREET, SUITE 2750, P.O. BOX 90
CITY: TORONTO
STATE: A6
ZIP: M5J 2J2
BUSINESS PHONE: 1-416-977-7333
MAIL ADDRESS:
STREET 1: ROYAL BANK PLAZA, SOUTH TOWER
STREET 2: 200 BAY STREET, SUITE 2750, P.O. BOX 90
CITY: TORONTO
STATE: A6
ZIP: M5J 2J2
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPROTT RESOURCE CORP
CENTRAL INDEX KEY: 0001303390
STATE OF INCORPORATION: Z4
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36590
FILM NUMBER: 161855261
BUSINESS ADDRESS:
STREET 1: 200 BAY STREET
STREET 2: SUITE 2750
CITY: TORONTO
STATE: A6
ZIP: M5J 2J2
BUSINESS PHONE: 416-977-7333
MAIL ADDRESS:
STREET 1: 200 BAY STREET
STREET 2: SUITE 2750
CITY: TORONTO
STATE: A6
ZIP: M5J 2J2
FORMER NAME:
FORMER CONFORMED NAME: SPROTT RESOURCES CORP
DATE OF NAME CHANGE: 20080402
FORMER NAME:
FORMER CONFORMED NAME: GENERAL MINERALS CORP
DATE OF NAME CHANGE: 20040916
5
1
es1600948_5-sprott.xml
OWNERSHIP DOCUMENT
X0306
5
2016-08-17
1
0
0
0001537028
Independence Contract Drilling, Inc.
ICD
0001303390
SPROTT RESOURCE CORP
ROYAL BANK PLAZA, SOUTH TOWER
200 BAY STREET, SUITE 2750, P.O. BOX 90
TORONTO
A6
M5J 2J2
ONTARIO, CANADA
0
0
1
0
0001616870
Sprott Resource Partnership
ROYAL BANK PLAZA, SOUTH TOWER
200 BAY STREET, SUITE 2750, P.O. BOX 90
TORONTO
A6
M5J 2J2
ONTARIO, CANADA
0
0
1
0
Common Stock
3525000
I
By Sprott Resource Partnership
Common Stock
12272
I
See Footnotes
The reported securities are owned directly by Sprott Resource Partnership ("SRP"), which is controlled by Sprott Resource Corp. ("SRC"). SRC is an indirect beneficial owner of the reported securities.
The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Represents Restricted Shares granted to Mr. Arthur Einav on August 20, 2014 that will vest ratably on each of the first three anniversaries of the date of grant. On August 19, 2015, Mr. Einav and SRP entered into an Investee Director Compensation Agreement pursuant to which the Restricted Shares are held by Mr. Einav for the benefit of SRP, which is controlled by SRC (Mr. Einav serves as as Managing Director, General Counsel and Corporate Secretary of SRC). Under the Investee Director Compensation Agreement, upon vesting, direct ownership of the Restricted Shares will be transferred to SRP and SRP will directly own such shares.
This report on Form 5 is submitted to reflect the fact that the reporting persons have ceased to own 10% or more of the Issuer's common stock. As a result, the reporting persons are no longer subject to Section 16 in connection with their respective transactions in the equity securities of the Issuer and therefore will no longer report any such transactions on Form 4 or Form 5.
/s/ Arthur Einav, as Managing Director, General Counsel and Corporate Secretary of Sprott Resource Corp.
2016-08-26
By: Sprott Resource Consulting LP, Sprott Resource Partnership's managing partner, By: Sprott Resource Consulting GP Inc., its general partner, By: /s/ Arthur Einav, General Counsel and Corporate Secretary
2016-08-26