0000950142-16-004358.txt : 20160819 0000950142-16-004358.hdr.sgml : 20160819 20160819161522 ACCESSION NUMBER: 0000950142-16-004358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160817 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Independence Contract Drilling, Inc. CENTRAL INDEX KEY: 0001537028 STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381] IRS NUMBER: 371653648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1211 BUSINESS ADDRESS: STREET 1: 11616 GALAYDA STREET CITY: HOUSTON STATE: TX ZIP: 77086 BUSINESS PHONE: 2818207895 MAIL ADDRESS: STREET 1: 11616 GALAYDA STREET CITY: HOUSTON STATE: TX ZIP: 77086 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPROTT RESOURCE CORP CENTRAL INDEX KEY: 0001303390 STATE OF INCORPORATION: Z4 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36590 FILM NUMBER: 161843327 BUSINESS ADDRESS: STREET 1: 200 BAY STREET STREET 2: SUITE 2750 CITY: TORONTO STATE: A6 ZIP: M5J 2J2 BUSINESS PHONE: 416-977-7333 MAIL ADDRESS: STREET 1: 200 BAY STREET STREET 2: SUITE 2750 CITY: TORONTO STATE: A6 ZIP: M5J 2J2 FORMER NAME: FORMER CONFORMED NAME: SPROTT RESOURCES CORP DATE OF NAME CHANGE: 20080402 FORMER NAME: FORMER CONFORMED NAME: GENERAL MINERALS CORP DATE OF NAME CHANGE: 20040916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sprott Resource Partnership CENTRAL INDEX KEY: 0001616870 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36590 FILM NUMBER: 161843328 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2750, P.O. BOX 90 CITY: TORONTO STATE: A6 ZIP: M5J 2J2 BUSINESS PHONE: 1-416-977-7333 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2750, P.O. BOX 90 CITY: TORONTO STATE: A6 ZIP: M5J 2J2 4 1 es1600932_4-sprott.xml OWNERSHIP DOCUMENT X0306 4 2016-08-17 0 0001537028 Independence Contract Drilling, Inc. ICD 0001303390 SPROTT RESOURCE CORP ROYAL BANK PLAZA, SOUTH TOWER 200 BAY STREET, SUITE 2750, P.O. BOX 90 TORONTO A6 M5J 2J2 ONTARIO, CANADA 0 0 1 0 0001616870 Sprott Resource Partnership ROYAL BANK PLAZA, SOUTH TOWER 200 BAY STREET, SUITE 2750, P.O. BOX 90 TORONTO A6 M5J 2J2 ONTARIO, CANADA 0 0 1 0 Common Stock 2016-08-17 4 S 0 1000000 4.50 D 3525000 I By Sprott Resource Partnership Common Stock 12272 I See Footnotes The reported securities are owned directly by Sprott Resource Partnership ("SRP"), which is controlled by Sprott Resource Corp. ("SRC"). SRC is an indirect beneficial owner of the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Represents Restricted Shares granted to Mr. Arthur Einav on August 20, 2014 that will vest ratably on each of the first three anniversaries of the date of grant. On August 19, 2015, Mr. Einav and SRP entered into an Investee Director Compensation Agreement pursuant to which the Restricted Shares are held by Mr. Einav for the benefit of SRP, which is controlled by SRC (Mr. Einav serves as as Managing Director, General Counsel and Corporate Secretary of SRC). Under the Investee Director Compensation Agreement, upon vesting, direct ownership of the Restricted Shares will be transferred to SRP and SRP will directly own such shares. /s/ Arthur Einav, as Managing Director, General Counsel and Corporate Secretary of Sprott Resource Corp. 2016-08-19 By: Sprott Resource Consulting LP, Sprott Resource Partnership's managing partner, By: Sprott Resource Consulting GP Inc., its general partner, By: /s/ Arthur Einav, General Counsel and Corporate Secretary 2016-08-19