0001123292-19-000012.txt : 20190102 0001123292-19-000012.hdr.sgml : 20190102 20190102171528 ACCESSION NUMBER: 0001123292-19-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181228 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kullman Ellen Jamison CENTRAL INDEX KEY: 0001303141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 19502599 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: 10 FARM SPRINGS ROAD CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-28 0001571996 Dell Technologies Inc DELL 0001303141 Kullman Ellen Jamison ONE DELL WAY ROUND ROCK TX 78682 1 0 0 0 Class V Common Stock 2018-12-28 5 J 0 3153 0 D 0 D Class C Common Stock 2018-12-28 5 J 0 5695 0 A 11969 D Options to Acquire Class V Common Stock 48.35 2018-12-28 5 J 0 39811 0 D 2026-09-14 Class V Common Stock 39811 0 D Options to Acquire Class C Common Stock 26.76 2018-12-28 5 J 0 71922 0 A 2026-09-14 Class C Common Stock 71922 71922 D Options to Acquire Class V Common Stock 77.15 2018-12-28 5 J 0 3227 0 D 2027-09-28 Class V Common Stock 3227 0 D Options to Acquire Class C Common Stock 42.70 2018-12-28 5 J 0 5829 0 A 2027-09-28 Class C Common Stock 5829 5829 D On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock. On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066. Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020. The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date. /s/ Janet Bawcom, Attorney-in-Fact 2019-01-02