0001123292-19-000012.txt : 20190102
0001123292-19-000012.hdr.sgml : 20190102
20190102171528
ACCESSION NUMBER: 0001123292-19-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181228
FILED AS OF DATE: 20190102
DATE AS OF CHANGE: 20190102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kullman Ellen Jamison
CENTRAL INDEX KEY: 0001303141
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 19502599
MAIL ADDRESS:
STREET 1: UNITED TECHNOLOGIES CORP
STREET 2: 10 FARM SPRINGS ROAD
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dell Technologies Inc
CENTRAL INDEX KEY: 0001571996
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 800890963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: ONE DELL WAY
CITY: ROUND ROCK
STATE: TX
ZIP: 78682
BUSINESS PHONE: 800-289-3355
MAIL ADDRESS:
STREET 1: ONE DELL WAY
CITY: ROUND ROCK
STATE: TX
ZIP: 78682
FORMER COMPANY:
FORMER CONFORMED NAME: Denali Holding Inc.
DATE OF NAME CHANGE: 20130313
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-12-28
0001571996
Dell Technologies Inc
DELL
0001303141
Kullman Ellen Jamison
ONE DELL WAY
ROUND ROCK
TX
78682
1
0
0
0
Class V Common Stock
2018-12-28
5
J
0
3153
0
D
0
D
Class C Common Stock
2018-12-28
5
J
0
5695
0
A
11969
D
Options to Acquire Class V Common Stock
48.35
2018-12-28
5
J
0
39811
0
D
2026-09-14
Class V Common Stock
39811
0
D
Options to Acquire Class C Common Stock
26.76
2018-12-28
5
J
0
71922
0
A
2026-09-14
Class C Common Stock
71922
71922
D
Options to Acquire Class V Common Stock
77.15
2018-12-28
5
J
0
3227
0
D
2027-09-28
Class V Common Stock
3227
0
D
Options to Acquire Class C Common Stock
42.70
2018-12-28
5
J
0
5829
0
A
2027-09-28
Class C Common Stock
5829
5829
D
On December 28, 2018 (the "Closing Date"), in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer (the "Merger"), (a) each share of Class V common stock ("Class V Common Stock") of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock ("Class C Common Stock") of the Issuer, and (b) each deferred stock unit with respect to Class V Common Stock owned by the reporting person (each of which was vested as of such time) was exchanged for 1.8066 vested deferred stock units with respect to Class C Common Stock. Deferred stock units are reported in Table I of this report as shares of the applicable class of common stock.
On December 28, 2018, in connection with the Merger, each of the reporting person's options to purchase Class V Common Stock (each, a "Class V Stock Option") was exchanged for an option to purchase 1.8066 shares of Class C Common Stock (each, a "Class C Stock Option"). The exercise price per share of each Class C Stock Option was determined by dividing the exercise price per share of the corresponding Class V Stock Option by 1.8066.
Of 39,811 Class V Stock Options disposed of, 22,056 Class V Stock Options were fully vested as of the Closing Date, 8,878 Class V Stock Options were to vest on September 14, 2019 and 8,877 Class V Stock Options were to vest on September 14, 2020. Of 71,922 Class C Stock Options acquired in the Merger, 39,846 Class C Stock Options were fully vested as of the Closing Date and 16,038 Class C Stock Options vest on each of September 14, 2019 and September 14, 2020.
The 3,227 Class V Stock Options disposed of were fully vested as of the Closing Date. All 5,829 Class C Stock Options acquired were fully vested as of the Closing Date.
/s/ Janet Bawcom, Attorney-in-Fact
2019-01-02