0001140361-18-014116.txt : 20180319 0001140361-18-014116.hdr.sgml : 20180319 20180319182859 ACCESSION NUMBER: 0001140361-18-014116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180319 DATE AS OF CHANGE: 20180319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Martin I CENTRAL INDEX KEY: 0001302874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 18700150 MAIL ADDRESS: STREET 1: C/O ACCENTURE STREET 2: 161 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1001 PAGE MILL ROAD, BUILDING 3 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 1001 PAGE MILL ROAD, BUILDING 3 CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 doc1.xml FORM 4 X0306 4 2018-03-15 0 0001535379 Cloudera, Inc. CLDR 0001302874 Cole Martin I C/O CLOUDERA, INC. 395 PAGE MILL ROAD PALO ALTO CA 94306 1 0 0 0 Common Stock 2018-03-15 4 M 0 12900 0 A 48252 D Common Stock 50000 I By Cole Family Holdings, LLLP Restricted Stock Units 0 2018-03-15 4 M 0 12900 0 D Common Stock 12900 0 D Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on March 8, 2017. Shares directly held by the Cole Family Holdings, LLLP, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. 100% of the shares will vest on March 15, 2018, subject to the continuing service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. /s/ Martin Cole by Jay Wedge, Attorney-in-Fact 2018-03-19