0001140361-17-035984.txt : 20170919 0001140361-17-035984.hdr.sgml : 20170919 20170919212754 ACCESSION NUMBER: 0001140361-17-035984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170615 FILED AS OF DATE: 20170919 DATE AS OF CHANGE: 20170919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Martin I CENTRAL INDEX KEY: 0001302874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 171093161 MAIL ADDRESS: STREET 1: C/O ACCENTURE STREET 2: 161 N. CLARK STREET CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1001 PAGE MILL ROAD, BUILDING 3 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 1001 PAGE MILL ROAD, BUILDING 3 CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 doc1.xml FORM 4 X0306 4 2017-06-15 0 0001535379 Cloudera, Inc. CLDR 0001302874 Cole Martin I C/O CLOUDERA, INC. 1001 PAGE MILL ROAD, BUILDING 3 PALO ALTO CA 94304 1 0 0 0 Common Stock 2017-06-15 4 M 0 1875 0 A 33477 D Common Stock 2017-09-15 4 M 0 1875 0 A 35352 D Restricted Stock Units 0 2017-06-15 4 M 0 1875 0 D Common Stock 1875 1875 D Restricted Stock Units 0 2017-09-15 4 M 0 1875 0 D Common Stock 1875 0 D Vesting and release of restricted stock units ("RSUs") granted to the Reporting Person on September 24, 2014. Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. 1/3 of the total number of RSUs granted vested on September 15, 2015, and thereafter vests as to 1/12th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. /s/ Martin Cole by Jay Wedge, Attorney-in-Fact 2017-09-19