-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnFI7RkvihcOqKqGD1FrQPpqr+GxH4bBj2BU2SaQPn4nUexrmHddpTRW+fq6ncd8 gZ4ztNrR1QMysqlMHByFyA== 0000930413-06-006261.txt : 20060829 0000930413-06-006261.hdr.sgml : 20060829 20060829090906 ACCESSION NUMBER: 0000930413-06-006261 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20060615 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Life Global Funding Trust 2004-001 CENTRAL INDEX KEY: 0001302833 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0615 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-112244-01 FILM NUMBER: 061060422 BUSINESS ADDRESS: STREET 1: C/O WILMINGTON TRUST COMPANY STREET 2: 1100 NORTH MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19890 BUSINESS PHONE: 860-843-9263 MAIL ADDRESS: STREET 1: P. O. BOX 2999 CITY: HARTFORD STATE: CT ZIP: 06104-2999 FORMER COMPANY: FORMER CONFORMED NAME: Hartford Life Global Funding Trust 2004-1 DATE OF NAME CHANGE: 20040910 10-K 1 c43595_10-k.txt - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ______________________ FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 15, 2006 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ______ to _______ Commission file number 333-112244-01 HARTFORD LIFE GLOBAL FUNDING TRUST 2004-001 (BY HARTFORD LIFE INSURANCE COMPANY AS SPONSOR AND DEPOSITOR) (Exact name of registrant as specified in its charter) DELAWARE NONE (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) HARTFORD LIFE GLOBAL FUNDING TRUST 2004-001 200 HOPMEADOW STREET, SIMSBURY, CONNECTICUT 06089 (Address of principal executive offices) (860) 547-5000 (Registrant's telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: NONE Securities registered pursuant to Section 12(g) of the Act: NONE Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [ ] No [X] Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes [ ] No [X] Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [ ] No [X] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. Yes [X] No [ ] Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of "accelerated filer and large accelerated filer" in Rule 12b-2 of the Exchange Act. (Check one): Large accelerated filer [ ] Accelerated filer [ ] Non-accelerated filer [X] Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [ ] No [X] State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant's most recently completed second fiscal quarter. NONE. (APPLICABLE ONLY TO CORPORATE REGISTRANTS) Indicate the number of shares outstanding of each of the registrant's classes of common stock, as of the latest practicable date. NOT APPLICABLE. DOCUMENTS INCORPORATED BY REFERENCE None. INFORMATION PROVIDED PURSUANT TO GENERAL INSTRUCTION J(2) TO FORM 10-K Information required under Item 1112(b) "Significant Obligor Financial Information" and Item 1119 of Regulation AB "Affiliations and Certain Relationships and Related Transactions". Hartford Life Insurance Company ("HLIC"), the depositor under the program, is the sole obligor under the funding agreement securing the notes issued by the Trust identified on the cover of this Form 10-K (the "Funding Agreement") and, as such, the originator of the Funding Agreement. For information relating to HLIC, please see HLIC's (Commission file number 001-32293) periodic reports, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, and other information on file with the Securities and Exchange Commission (the "SEC"). You can read and copy these reports and other information at the public reference facilities maintained by the SEC at 100 F Street, NE, Washington, D.C. 20549. You may obtain copies of this material for a fee by writing to the SEC's Public Reference Section of the SEC at 100 F Street, NE, Washington, D.C. 20549. You may obtain information about the operation of the Public Reference Room by calling the SEC at 1-800-SEC-0330. You can also access some of this information electronically by means of the SEC's website on the Internet at http://www.sec.gov, which contains reports and other information that HLIC has filed electronically with the SEC. Information required under Item 1114(b)(2) "Credit Enhancement and Other Support, Except for Certain Derivatives Instruments" and Item 1115(b) of Regulation AB "Significant Enhancement Provider Financial Information". None. Information required under Item 1117 of Regulation AB "Legal Proceedings". None. Information required under Item 1122 of Regulation AB "Compliance With Applicable Servicing Criteria" and Item 1123 of Regulation AB "Servicer Compliance Statement". See Exhibits 33.1, 34.1 and 35.1 to this Form 10-K. 2 PART II ITEM 9B. OTHER INFORMATION. None. PART IV ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES. Exhibit 1.1 Standard Distribution Agreement Terms (incorporated by reference to Exhibit 1.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-112244)). Exhibit 1.2 Distribution Agreement relating to the notes issued by the trust identified on the cover page of this Exchange Act report (included in Section C to Exhibit 4.5 hereto). Exhibit 3.1 Schedule identifying the differences between the certificate of trust for the trust identified on the cover page of this Exchange Act report and Exhibit 3.1 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.1 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). Exhibit 3.2 Standard Trust Agreement Terms (incorporated by reference to Exhibit 4.7 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-112244)). Exhibit 3.3 Trust Agreement relating to the trust identified on the cover page of this Exchange Act report (included in Section A to Exhibit 4.5 hereto). Exhibit 4.1 Standard Indenture Terms (incorporated by reference to Exhibit 4.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-112244)). Exhibit 4.2 Indenture relating to the notes issued by the trust identified on the cover page of this Exchange Act report (included in Section B to Exhibit 4.5 hereto). Exhibit 4.3 Schedule identifying the differences between the note issued by the trust identified on the cover page of this Exchange Act report and Exhibit 4.2 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.2 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). Exhibit 4.4 Schedule identifying the differences between the funding agreement issued by Hartford Life Insurance Company to the trust identified on the cover page of this Exchange Act report and Exhibit 4.3 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.3 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). 3 Exhibit 4.5 Schedule identifying the differences between the omnibus instrument relating to the notes issued by the trust identified on the cover page of this Exchange Act report and Exhibit 4.4 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.4 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). Exhibit 4.6 Exhibit B to the Omnibus Instrument. Exhibit 10.1 Administrative Services Agreement (incorporated by reference to Exhibit 4.9 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). Exhibit 10.2 Expense and Indemnity Agreement between Hartford Life Insurance Company and Wilmington Trust Company (incorporated by reference to Exhibit 10.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). Exhibit 10.3 Expense and Indemnity Agreement between Hartford Life Insurance Company and JPMorgan Chase Bank, N.A. (incorporated by reference to Exhibit 10.2 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). Exhibit 10.4 Expense and Indemnity Agreement between Hartford Life Insurance Company and Amacar Pacific Corporation (incorporated by reference to Exhibit 10.3 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). Exhibit 31.1 Section 302 Certification. Exhibit 33.1 Report on assessment of compliance with servicing criteria. Exhibit 34.1 Attestation Report on assessment of compliance with servicing criteria. Exhibit 35.1 Servicer compliance statement. - -------------------------------------------------------------------------------- SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Hartford Life Global Funding Trust 2004-001 (by Hartford Life Insurance Company as depositor) DATE: August 29, 2006 By: /s/ Kenneth A. McCullum Name: Kenneth A. McCullum Title: Senior Vice President 4 SUPPLEMENTAL INFORMATION TO BE FURNISHED WITH REPORTS FILED PURSUANT TO SECTION 15(d) OF THE ACT BY REGISTRANTS WHICH HAVE NOT REGISTERED SECURITIES PURSUANT TO SECTION 12 OF THE ACT No annual report or proxy materials have been sent to security holders and no such report or proxy materials are to be furnished to security holders subsequent to the filing of this Form 10-K. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- EXHIBIT INDEX EXHIBIT DESCRIPTION - -------------------------------------------------------------------------------- Exhibit 1.1 Standard Distribution Agreement Terms (incorporated by reference to Exhibit 1.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-112244)). Exhibit 1.2 Distribution Agreement relating to the notes issued by the trust identified on the cover page of this Exchange Act report (included in Section C to Exhibit 4.5 hereto). Exhibit 3.1 Schedule identifying the differences between the certificate of trust for the trust identified on the cover page of this Exchange Act report and Exhibit 3.1 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.1 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). Exhibit 3.2 Standard Trust Agreement Terms (incorporated by reference to Exhibit 4.7 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-112244)). Exhibit 3.3 Trust Agreement relating to the trust identified on the cover page of this Exchange Act report (included in Section A to Exhibit 4.5 hereto). Exhibit 4.1 Standard Indenture Terms (incorporated by reference to Exhibit 4.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-112244)). Exhibit 4.2 Indenture relating to the notes issued by the trust identified on the cover page of this Exchange Act report (included in Section B to Exhibit 4.5 hereto). Exhibit 4.3 Schedule identifying the differences between the note issued by the trust identified on the cover page of this Exchange Act report and Exhibit 4.2 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.2 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). 5 Exhibit 4.4 Schedule identifying the differences between the funding agreement issued by Hartford Life Insurance Company to the trust identified on the cover page of this Exchange Act report and Exhibit 4.3 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.3 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). Exhibit 4.5 Schedule identifying the differences between the omnibus instrument relating to the notes issued by the trust identified on the cover page of this Exchange Act report and Exhibit 4.4 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006 (incorporated by reference to Exhibit 99.4 to Hartford Life Global Funding Trust 2006-001's Report on Form 8-K filed on July 26, 2006). Exhibit 4.6 Exhibit B to the Omnibus Instrument. Exhibit 10.1 Administrative Services Agreement (incorporated by reference to Exhibit 4.9 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). Exhibit 10.2 Expense and Indemnity Agreement between Hartford Life Insurance Company and Wilmington Trust Company (incorporated by reference to Exhibit 10.1 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration File No. 333-130089)). Exhibit 10.3 Expense and Indemnity Agreement between Hartford Life Insurance Company and JPMorgan Chase Bank, N.A. (incorporated by reference to Exhibit 10.2 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). Exhibit 10.4 Expense and Indemnity Agreement between Hartford Life Insurance Company and Amacar Pacific Corporation (incorporated by reference to Exhibit 10.3 to Hartford Life Insurance Company's Registration Statement on Form S-3, as amended, (SEC Registration No. 333-130089)). Exhibit 31.1 Section 302 Certification. Exhibit 33.1 Report on assessment of compliance with servicing criteria. Exhibit 34.1 Attestation Report on assessment of compliance with servicing criteria. Exhibit 35.1 Servicer compliance statement. - -------------------------------------------------------------------------------- 6 EX-4.6 2 c43595_ex4-6.txt Exhibit 4.6 EXHIBIT B RATINGS; REQUIRED DELIVERIES RATINGS: In connection with Section 1.1.3 of the Distribution Agreement, the Program under which the Notes are issued, as well as the Notes, are anticipated to be rated Aa3 by Moody's and the Notes are rated AA- by S&P. In connection with Section 1.3.10 of the Distribution Agreement, the Company's financial strength rating is Aa3 by Moody's and AA-by S&P. REQUIRED DELIVERIES: Pursuant to Section 4.1, 4.2 and/or 4.5 of the Distribution Agreement the following opinions, negative assurances and/or comfort letter are required to be delivered on the Issuance Date (as defined in the Omnibus Instrument): 1. OPINION OF INTERNAL COUNSEL FOR THE COMPANY. 2. OPINION OF COUNSEL FOR THE COMPANY CONCERNING CERTAIN CONNECTICUT INSOLVENCY MATTERS. 3. OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN FEDERAL SECURITIES MATTERS. 4. OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN NEW YORK LAW MATTERS. 5. OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN NEW YORK SECURITY INTEREST MATTERS. 6. OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN TAX MATTERS. 7. MEMORANDUM OF AGENT APPROVED COUNSEL CONCERNING CERTAIN INSURANCE MATTERS. 8. OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN INSURANCE MATTERS. 9. OPINION OF COUNSEL FOR THE TRUST. 10. OPINION OF COUNSEL FOR THE DELAWARE TRUSTEE. 11. OPINION OF COUNSEL FOR THE TRUST CONCERNING DELAWARE SECURITY INTEREST MATTERS. 12. OPINION OF COUNSEL FOR THE ADMINISTRATOR. 13. OPINION OF COUNSEL FOR THE INDENTURE TRUSTEE. 14. NEGATIVE ASSURANCE OF COMPANY APPROVED COUNSEL. 15. NEGATIVE ASSURANCE OF AGENT APPROVED COUNSEL. 16. COMFORT LETTER FROM ACCOUNTANTS FOR THE COMPANY. EX-31.1 3 c43595_ex31-1.txt EXHIBIT 31.1 - SECTION 302 CERTIFICATION CERTIFICATION I, Kenneth A. McCullum, certify that: 1. I have reviewed this report on Form 10-K and all reports on Form 8-K required to be filed in respect of the period covered by this report on Form 10-K of Hartford Life Global Funding Trust 2004-001 (the "Exchange Act periodic reports"); 2. Based on my knowledge, the Exchange Act periodic reports, taken as a whole, do not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, all of the distribution, servicing and other information required to be provided under Form 8-K for the period covered by this report is included in the Exchange Act periodic reports; 4. Based on my knowledge and the servicer compliance statement required in this report under Item 1123 of Regulation AB, and except as disclosed in the Exchange Act periodic reports, the servicer has fulfilled its obligations under the servicing agreement in all material respects; 5. All of the reports on assessment of compliance with servicing criteria for asset-backed securities and their related attestation reports on assessment of compliance with servicing criteria for asset-backed securities required to be included in this report in accordance with Item 1122 of Regulation AB and Exchange Act Rule 13a-18 and 15d-18 have been included as an exhibit to this report, except as otherwise disclosed in this report. Any material instances of noncompliance described in such reports have been disclosed in this report on Form 10-K. In giving the certification above, I have reasonably relied on information provided to me by the following unaffiliated parties: JP Morgan Chase Bank, N.A. and its officers and agents Date: August 29, 2006 /s/ Kenneth A. McCullum Kenneth A. McCullum Senior Vice President & Actuary Hartford Life Insurance Company, as depositor EX-33.1 4 ex_33-1.txt EXHIBIT 33.1 MANAGEMENT'S ASSERTION ON COMPLIANCE WITH REGULATION AB CRITERIA JPMorgan Chase Bank, National Association (the "Asserting Party") is responsible for assessing compliance as of June 15, 2006 and for the period from June 16, 2005 through June 15, 2006 (the "Reporting Period") with the servicing criteria set forth in Section 229.1122(d) of the Code of Federal Regulations (the "CFR"), except for criteria 229.1122(d) 1(ii)-(iv); 2(iii),(vi); 4(x)-(xv); in the CFR, which we have concluded are not applicable to the servicing of our funding trust transactions backed by life insurance receivables and serviced by the Asserting Party (the "Applicable Servicing Criteria"). The Asserting Party has assessed its compliance with the Applicable Servicing Criteria for the Reporting Period and has concluded that the Asserting Party has complied, in all material respects, with the Applicable Servicing Criteria for the funding trust transactions backed by life insurance receivables serviced by the Asserting Party. PricewaterhouseCoopers LLP, an independent registered public accounting firm, has issued an attestation report on the assessment of compliance with the Applicable Servicing Criteria for the Reporting Period as set forth in this assertion. JPMorgan Chase Bank, N.A., as Indenture Trustee /s/ Joseph Giordano Joseph Giordano, Sr. Vice President Date: August 15, 2006 EX-34.1 5 ex_34-1.txt EXHIBIT 34.1 [PRICEWATERHOUSECOOPERS LLP LETTERHEAD] REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors: JPMorgan Chase Bank, National Association We have examined management's assertion, included in the accompanying Management's Assertion on Compliance with Regulation AB Criteria, that JPMorgan Chase Bank, National Association (the "Bank") complied with the servicing criteria set forth in Section 229.1122(d) of the Code of Federal Regulations (the "CFR") for the funding trust transactions backed by life insurance receivables listed in Appendix A. The Bank acted as servicer for these transactions as of June 15, 2006 and for the period from June 16, 2005 through June 15, 2006 (the "Reporting Period"). The servicing criteria (d)(1)(ii) - (iv), 2(iii), 2(vi) and 4(x) - (xv) described in Section 229.1122(d) of the CFR are not applicable to the servicing of the funding trust transactions backed by life insurance receivables for the period. The CFR criteria that apply to the applicable transactions are considered the "Applicable Servicing Criteria". Our responsibility is to express an opinion on management's assertion about the Bank's compliance with the Applicable Servicing Criteria based on our examination. Our examination was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included examining, on a test basis, evidence about the Bank's compliance with the Applicable Servicing Criteria and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Bank's compliance with the Applicable Servicing Criteria. In our opinion, management's assertion that the Bank complied with the Applicable Servicing Criteria as of June 15, 2006 and for the period from June 16, 2005 through June 15, 2006 is fairly stated, in all material respects. /s/ PricewaterhouseCoopers LLP August 15, 2006 APPENDIX A NAME OF TRUST APPLICABLE FUNDING AGREEMENT - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2004-001 Funding Agreement FA-404001 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-072 Funding Agreement FA-405072 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-073 Funding Agreement FA-405073 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-074 Funding Agreement FA-405074 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-075 Funding Agreement FA-405075 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-076 Funding Agreement FA-405076 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-077 Funding Agreement FA-405077 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-078 Funding Agreement FA-405078 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-079 Funding Agreement FA-405079 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-080 Funding Agreement FA-405080 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-081 Funding Agreement FA-405081 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-082 Funding Agreement FA-405082 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-083 Funding Agreement FA-405083 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-084 Funding Agreement FA-405084 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-085 Funding Agreement FA-405085 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-086 Funding Agreement FA-405086 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-087 Funding Agreement FA-405087 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-088 Funding Agreement FA-405088 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-089 Funding Agreement FA-405089 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-090 Funding Agreement FA-405090 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-091 Funding Agreement FA-405091 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-092 Funding Agreement FA-405092 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-093 Funding Agreement FA-405093 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-094 Funding Agreement FA-405094 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-095 Funding Agreement FA-405095 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-096 Funding Agreement FA-405096 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-097 Funding Agreement FA-405097 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-098 Funding Agreement FA-405098 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-099 Funding Agreement FA-405099 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-100 Funding Agreement FA-405100 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-101 Funding Agreement FA-405101 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-102 Funding Agreement FA-405102 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-103 Funding Agreement FA-405103 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-104 Funding Agreement FA-405104 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-105 Funding Agreement FA-405105 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-106 Funding Agreement FA-405106 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-107 Funding Agreement FA-405107 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-108 Funding Agreement FA-405108 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-109 Funding Agreement FA-405109 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-110 Funding Agreement FA-405110 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-111 Funding Agreement FA-405111 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-112 Funding Agreement FA-405112 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-113 Funding Agreement FA-405113 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-114 Funding Agreement FA-405114 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-115 Funding Agreement FA-405115 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-116 Funding Agreement FA-405116 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-117 Funding Agreement FA-405117 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-118 Funding Agreement FA-405118 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-119 Funding Agreement FA-405119 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-120 Funding Agreement FA-405120 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-121 Funding Agreement FA-405121 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-122 Funding Agreement FA-405122 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-123 Funding Agreement FA-405123 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-124 Funding Agreement FA-405124 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-125 Funding Agreement FA-405125 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-126 Funding Agreement FA-405126 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-127 Funding Agreement FA-405127 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-128 Funding Agreement FA-405128 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-129 Funding Agreement FA-405129 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-130 Funding Agreement FA-405130 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-131 Funding Agreement FA-405131 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-132 Funding Agreement FA-405132 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-133 Funding Agreement FA-405133 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-134 Funding Agreement FA-405134 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-135 Funding Agreement FA-405135 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-136 Funding Agreement FA-405136 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-137 Funding Agreement FA-405137 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-138 Funding Agreement FA-405138 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-139 Funding Agreement FA-405139 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-140 Funding Agreement FA-405140 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-141 Funding Agreement FA-405141 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-142 Funding Agreement FA-405142 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-143 Funding Agreement FA-405143 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-144 Funding Agreement FA-405144 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-145 Funding Agreement FA-405145 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-146 Funding Agreement FA-405146 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-147 Funding Agreement FA-405147 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-148 Funding Agreement FA-405148 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-149 Funding Agreement FA-405149 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-150 Funding Agreement FA-405150 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-151 Funding Agreement FA-405151 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-152 Funding Agreement FA-405152 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-153 Funding Agreement FA-405153 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-154 Funding Agreement FA-405154 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2005-155 Funding Agreement FA-405155 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-001 Funding Agreement FA-406001 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-002 Funding Agreement FA-406002 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-003 Funding Agreement FA-406003 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-004 Funding Agreement FA-406004 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-005 Funding Agreement FA-406005 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-006 Funding Agreement FA-406006 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-007 Funding Agreement FA-406007 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-008 Funding Agreement FA-406008 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-009 Funding Agreement FA-406009 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-010 Funding Agreement FA-406010 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-011 Funding Agreement FA-406011 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-012 Funding Agreement FA-406012 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-013 Funding Agreement FA-406013 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-014 Funding Agreement FA-406014 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-015 Funding Agreement FA-406015 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-016 Funding Agreement FA-406016 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-017 Funding Agreement FA-406017 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-018 Funding Agreement FA-406018 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-019 Funding Agreement FA-406019 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-020 Funding Agreement FA-406020 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-021 Funding Agreement FA-406021 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-022 Funding Agreement FA-406022 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-023 Funding Agreement FA-406023 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-024 Funding Agreement FA-406024 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-025 Funding Agreement FA-406025 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-026 Funding Agreement FA-406026 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-027 Funding Agreement FA-406027 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-028 Funding Agreement FA-406028 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-029 Funding Agreement FA-406029 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-030 Funding Agreement FA-406030 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-031 Funding Agreement FA-406031 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-032 Funding Agreement FA-406032 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-033 Funding Agreement FA-406033 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-034 Funding Agreement FA-406034 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-035 Funding Agreement FA-406035 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-036 Funding Agreement FA-406036 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-037 Funding Agreement FA-406037 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-038 Funding Agreement FA-406038 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-039 Funding Agreement FA-406039 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-040 Funding Agreement FA-406040 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-041 Funding Agreement FA-406041 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-042 Funding Agreement FA-406042 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-043 Funding Agreement FA-406043 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-044 Funding Agreement FA-406044 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-045 Funding Agreement FA-406045 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-046 Funding Agreement FA-406046 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-047 Funding Agreement FA-406047 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-048 Funding Agreement FA-406048 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-049 Funding Agreement FA-406049 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-050 Funding Agreement FA-406050 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-051 Funding Agreement FA-406051 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-052 Funding Agreement FA-406052 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-053 Funding Agreement FA-406053 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-054 Funding Agreement FA-406054 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-055 Funding Agreement FA-406055 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-056 Funding Agreement FA-406056 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-057 Funding Agreement FA-406057 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-058 Funding Agreement FA-406058 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-059 Funding Agreement FA-406059 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-060 Funding Agreement FA-406060 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-061 Funding Agreement FA-406061 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-062 Funding Agreement FA-406062 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-063 Funding Agreement FA-406063 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-064 Funding Agreement FA-406064 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-065 Funding Agreement FA-406065 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-066 Funding Agreement FA-406066 - -------------------------------------------------------------------------------- Hartford Life Global Funding Trust 2006-067 Funding Agreement FA-406067 - -------------------------------------------------------------------------------- Genworth Global Funding Trust 2006-A Funding Agreement FA-I6001 - -------------------------------------------------------------------------------- Genworth Global Funding Trust 2006-B Funding Agreement FA-I6002 - -------------------------------------------------------------------------------- Genworth Global Funding Trust 2006-C Funding Agreement FA-I6003 - -------------------------------------------------------------------------------- EX-35.1 6 ex_35-1.txt EXHIBIT 35.1 SERVICER COMPLIANCE STATEMENT WITH RESPECT TO THE INDENTURE ("THE INDENTURE") FOR THE HARTFORD LIFE GLOBAL FUNDING TRUST [2004-001], [2005-072 - 2005-155], [2006-001 - 2006-067] FOR THE PERIOD ENDING JUNE 15, 2006 (THE "REPORTING PERIOD") I, Joseph Giordano, being a duly appointed officer of JPMorgan Chase Bank, N.A., either as the Indenture Trustee (the "Indenture Trustee") or as Paying Agent and Registrar under the Indenture delivered with respect to the Global Funding Trust described above, do hereby certify, on behalf of the Indenture Trustee or Paying Agent and Registrar with respect to its activities as servicer under the Indenture (the "Servicer"), that: 1. A review of the Servicer's activities during the Reporting Period and of its performance under the Indenture has been made under my supervision. 2. To the best of my knowledge, based on such review, the Servicer has fulfilled all of its obligations under the Indenture in all material respects throughout the Reporting Period. Dated: August 15, 2006 JPMORGAN CHASE BANK, N.A., as Servicer under the Indenture By: /s/ Joseph Giordano Joseph Giordano Sr. Vice President -----END PRIVACY-ENHANCED MESSAGE-----