-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dms0UVQHTz+Q3C/FMQW5iBzTDFk2uUsaSQL6SeRzsjJO5KHykgmhUTNr60IU3Yo7 ifLv8OAnpPI87M5m3WBeqA== 0000930413-05-005624.txt : 20050810 0000930413-05-005624.hdr.sgml : 20050810 20050810112146 ACCESSION NUMBER: 0000930413-05-005624 CONFORMED SUBMISSION TYPE: 10-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20050615 FILED AS OF DATE: 20050810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Life Global Funding Trust 2004-1 CENTRAL INDEX KEY: 0001302833 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0615 FILING VALUES: FORM TYPE: 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-112244-01 FILM NUMBER: 051012349 BUSINESS ADDRESS: STREET 1: 200 HOPMEADOW ST STREET 2: P O BOX 2999 CITY: SIMSBURY STATE: CT ZIP: 06089 BUSINESS PHONE: 8608435445 MAIL ADDRESS: STREET 1: 200 HOPMEADOW STREET STREET 2: BOX 2999 CITY: SIMSBURY STATE: CT ZIP: 06089 10-K 1 c37387_10k.txt ================================================================================ - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 15, 2005 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ______ to _______ Commission file number 333-112244-01 HARTFORD LIFE GLOBAL FUNDING TRUST 2004-001 (BY HARTFORD LIFE INSURANCE COMPANY AS DEPOSITOR) (Exact name of registrant as specified in its charter) DELAWARE NONE (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) HARTFORD LIFE GLOBAL FUNDING TRUST 2004-001 200 HOPMEADOW STREET, SIMSBURY, CONNECTICUT 06089 (Address of principal executive offices) (860) 547-5000 (Registrant's telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: NAME OF EACH EXCHANGE TITLE OF EACH CLASS ON WHICH REGISTERED - -------------------------------------------------------------------------------- 3.75% Secured IncomeNotes(sm) due 2009 New York Stock Exchange of Hartford Life Global Funding Trust 2004-001 Securities registered pursuant to Section 12(g) of the Act: NONE Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. Yes [X] No [ ] Indicate by check mark whether the registrant is an accelerated filer (as defined in Exchange Act Rule 12b-2). Yes [ ] No [X] State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant's most recently completed second fiscal quarter. NONE. (APPLICABLE ONLY TO CORPORATE REGISTRANTS) Indicate the number of shares outstanding of each of the registrant's classes of common stock, as of the latest practicable date. NOT APPLICABLE. DOCUMENTS INCORPORATED BY REFERENCE Form 10-K filed by Hartford Life Insurance Company ("Hartford Life") on February 28, 2005 and the Form 10-Qs filed by Hartford Life on May 2, 2005 and August 4, 2005. PART I ITEM 3. LEGAL PROCEEDINGS. None. ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. None. PART II ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES. None. PART III ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS. Not applicable. ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS. None. PART IV ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K. Exhibit 31.1 Section 302 Certification. Exhibit 99.1 Annual Funds Application Statement. Exhibit 99.2 Report of Independent Registered Public Accounting Firm. Exhibit 99.3 Trustee Compensation Report. Exhibit 99.4 Administrative Report of the Trust. For information relating to Hartford Life Insurance Company ("HLIC"), please see HLIC's (Commission file number 2-89516) periodic reports, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, and other information on file with the Securities and Exchange Commission (the "SEC"). You can read and copy these reports and other information at the public reference facilities maintained by the SEC at Room 1024, 450 Fifth Street, NW, Washington, D.C. 20549. You may obtain copies of this material for a fee by writing to the SEC's Public Reference Section of the SEC at 450 Fifth Street, NW, Washington, D.C. 20549. You may obtain information about the operation of the Public Reference Room by calling the SEC at 1-800-SEC-0330. You can also access some of this information electronically by means of the SEC's website on the Internet at http://www.sec.gov, which contains reports and other information that HLIC has filed electronically with the SEC. - -------------------------------------------------------------------------------- SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Hartford Life Global Funding Trust 2004-001 (by Hartford Life Insurance Company as depositor) DATE: August 10, 2005 By: /s/ Jeffrey L. Johnson ----------------------------------- Name: Jeffrey L. Johnson Title: Assistant Vice President - -------------------------------------------------------------------------------- ================================================================================ EXHIBIT INDEX EXHIBIT DESCRIPTION - -------------------------------------------------------------------------------- Exhibit 31.1 Section 302 Certification. Exhibit 99.1 Annual Funds Application Statement. Exhibit 99.2 Report of Independent Registered Public Accounting Firm. Exhibit 99.3 Trustee Compensation Report. Exhibit 99.4 Administrative Report of the Trust. ================================================================================ EX-31.1 2 c37387_ex31-1.txt EXHIBIT 31.1 - SECTION 302 CERTIFICATION CERTIFICATION I, Kenneth McCullum, certify that: 1. I have reviewed this annual report on Form 10-K, and all reports on Form 8-K containing distribution or servicing reports filed in respect of the periods included in the year covered by this annual report of Hartford Life Global Funding Trust 2004-001; 2. Based on my knowledge, the information in these reports, taken as a whole, does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading as of the last day of the period covered by this annual report; 3. Based on my knowledge, the distribution or servicing information required to be provided to the depositor by the trustee under the pooling and servicing, or similar agreement, for inclusion in these reports is included in these reports; 4. I am responsible for reviewing the activities performed by the depositor and the trustee under the pooling and servicing, or similar agreement, and based upon my knowledge and the annual compliance review required under that agreement, and except as disclosed in the reports, the depositor and trustee have each fulfilled its obligations under that agreement; and 5. The reports disclose all significant deficiencies relating to the trustee's or depositor's compliance with the minimum servicing or similar standards based upon the report provided by an independent public accountant, after conducting a review in compliance with the Uniform Single Attestation Program for Mortgage Bankers or similar procedure, as set forth in the pooling and servicing, or similar agreements, that is included in these reports. In giving the certifications above, I have reasonably relied on information provided to me by the following unaffiliated parties: JPMorgan Chase Bank, N.A. and its officers and agents Date: August 9, 2005 /s/ Kenneth McCullum Kenneth McCullum Vice President & Actuary Hartford Life Insurance Company, as depositor EX-99.1 3 c37387_ex99-1.txt EXHIBIT 99.1 - ANNUAL FUNDS APPLICATION STATEMENT [LOGO] JPMORGAN June 30, 2005 Hartford Life Global Funding Trusts - Annual Funds Application Statement I, Albert P. Mari, Jr., being a duly appointed officer of JPMorgan Chase Bank, N.A. ("Indenture Trustee"), do hereby certify on behalf of the Indenture Trustee, that, with respect to Hartford Life Global Funding Trust 2004-001: 1. I have reviewed and examined the application by the Indenture Trustee, during the fiscal year ending June 15, 2005; of trust money collected by the Indenture Trustee pursuant to Section 5.02 of the Indenture, pursuant to which the trust's notes (the "Notes") were issued; and 2. Based upon my review and examination, to the best of my knowledge, during such fiscal year, the trust money collected by the Indenture Trustee was properly applied, pursuant to Section 5.02 of the Indenture. Nothing herein shall constitute a representation as to the proper application by the registered holder of the Notes or the trust of the trust monies received by it. JPMORGAN CHASE BANK, N.A., as Indenture Trustee Worldwide Securities Services 4 New York Plaza, 15th Floor New York, NY 10004 /s/ Albert P. Mari, Jr. Name: Albert P. Mari, Jr. Title: Vice President JPMORGAN CHASE BANK o Institutional Trust Services o 4 New York Plaza, Floor 15, New York, NY 10004
EX-99.2 4 c37387_ex99-2.txt EXHIBIT 99.2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Hartford Life Insurance Company We have examined management's assertion that Hartford Life Global Funding Trusts (the "Trusts") have complied as of and for the year ended June 15, 2005 with its established minimum servicing standards described in the accompanying management assertion, dated June 15, 2005. Such assertion was examined in relation to those Trusts included in the attached Appendix A. Management is responsible for the Trusts' compliance with those minimum servicing standards. Our responsibility is to express an opinion on management's assertion based on our examination. Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants as adopted by the Public Company Accounting Oversight Board and, accordingly, included examining, on a test basis, evidence about the Trusts' compliance with its minimum servicing standards and performing such other procedures as we considered necessary in the circumstances. We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Trusts' compliance with its minimum servicing standards. In our opinion, management's assertion that the Trusts complied with the aforementioned minimum servicing standards as of and for the year ended June 15, 2005 is fairly stated, in all material respects based on criteria set forth in Appendix B. /s/ DELOITTE & TOUCHE, LLP Hartford, Connecticut August 8, 2005 APPENDIX A
- ------------------------------------------------------------ --------------------------------------------------------- NAME OF TRUST APPLICABLE FUNDING AGREEMENT - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-001 Funding Agreement FA-404001 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-002 Funding Agreement FA-404002 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-003 Funding Agreement FA-404003 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-004 Funding Agreement FA-404004 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-005 Funding Agreement FA-404005 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-006 Funding Agreement FA-404006 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-007 Funding Agreement FA-404007 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-008 Funding Agreement FA-404008 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-009 Funding Agreement FA-404009 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-010 Funding Agreement FA-404010 - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-011 Funding Agreement FA-404011 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-012 Funding Agreement FA-404012 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-013 Funding Agreement FA-404013 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-014 Funding Agreement FA-404014 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-015 Funding Agreement FA-404015 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-016 Funding Agreement FA-404016 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-017 Funding Agreement FA-404017 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-018 Funding Agreement FA-404018 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-019 Funding Agreement FA-404019 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-020 Funding Agreement FA-404020 - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2004-021 Funding Agreement FA-404021 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-001 Funding Agreement FA-405001 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-002 Funding Agreement FA-405002 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-003 Funding Agreement FA-405003 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-004 Funding Agreement FA-405004 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-005 Funding Agreement FA-405005 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-006 Funding Agreement FA-405006 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-007 Funding Agreement FA-405007 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-008 Funding Agreement FA-405008 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-009 Funding Agreement FA-405009 - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-010 Funding Agreement FA-405010 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-011 Funding Agreement FA-405011 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-012 Funding Agreement FA-405012 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-013 Funding Agreement FA-405013 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-014 Funding Agreement FA-405014 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-015 Funding Agreement FA-405015 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-016 Funding Agreement FA-405016 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-017 Funding Agreement FA-405017 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-018 Funding Agreement FA-405018 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-019 Funding Agreement FA-405019 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-020 Funding Agreement FA-405020 - ------------------------------------------------------------ ---------------------------------------------------------
APPENDIX A - PAGE 2
- ------------------------------------------------------------ --------------------------------------------------------- NAME OF TRUST APPLICABLE FUNDING AGREEMENT - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-021 Funding Agreement FA-405021 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-022 Funding Agreement FA-405022 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-023 Funding Agreement FA-405023 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-024 Funding Agreement FA-405024 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-025 Funding Agreement FA-405025 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-026 Funding Agreement FA-405026 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-027 Funding Agreement FA-405027 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-028 Funding Agreement FA-405028 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-029 Funding Agreement FA-405029 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-030 Funding Agreement FA-405030 - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-031 Funding Agreement FA-405031 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-032 Funding Agreement FA-405032 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-033 Funding Agreement FA-405033 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-034 Funding Agreement FA-405034 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-035 Funding Agreement FA-405035 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-036 Funding Agreement FA-405036 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-037 Funding Agreement FA-405037 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-038 Funding Agreement FA-405038 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-039 Funding Agreement FA-405039 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-040 Funding Agreement FA-405040 - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-041 Funding Agreement FA-405041 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-042 Funding Agreement FA-405042 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-043 Funding Agreement FA-405043 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-044 Funding Agreement FA-405044 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-045 Funding Agreement FA-405045 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-046 Funding Agreement FA-405046 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-047 Funding Agreement FA-405047 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-048 Funding Agreement FA-405048 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-049 Funding Agreement FA-405049 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-050 Funding Agreement FA-405050 - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-051 Funding Agreement FA-405051 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-052 Funding Agreement FA-405052 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-053 Funding Agreement FA-405053 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-054 Funding Agreement FA-405054 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-055 Funding Agreement FA-405055 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-056 Funding Agreement FA-405056 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-057 Funding Agreement FA-405057 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-058 Funding Agreement FA-405058 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-059 Funding Agreement FA-405059 - ------------------------------------------------------------ ---------------------------------------------------------
APPENDIX A - PAGE 3
- ------------------------------------------------------------ --------------------------------------------------------- NAME OF TRUST APPLICABLE FUNDING AGREEMENT - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-060 Funding Agreement FA-405060 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-061 Funding Agreement FA-405061 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-062 Funding Agreement FA-405062 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-063 Funding Agreement FA-405063 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-064 Funding Agreement FA-405064 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-065 Funding Agreement FA-405065 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-066 Funding Agreement FA-405066 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-067 Funding Agreement FA-405067 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-068 Funding Agreement FA-405068 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-069 Funding Agreement FA-405069 - ------------------------------------------------------------ --------------------------------------------------------- - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-070 Funding Agreement FA-405070 - ------------------------------------------------------------ --------------------------------------------------------- Hartford Life Global Funding Trust 2005-071 Funding Agreement FA-405071 - ------------------------------------------------------------ ---------------------------------------------------------
APPENDIX B Date: June 15, 2005 The Hartford Life Global Funding trusts (the "Trusts") have responsibility for assessing compliance with the minimum servicing standards for the Trusts described below. Those minimum servicing standards were used to assess compliance. As of and for the year ended June 15, 2005, the Trusts have complied, in all material respects, with the established minimum servicing standards for the notes issued by the Trusts (the "Notes") and the related funding agreements issued by Hartford Life Insurance Company (the "Funding Agreements"), all as described below. Please note that various functions relating to the minimum servicing standards are performed by JPMorgan Chase Bank, N.A. ("JPMorgan"), as indenture trustee, paying agent and calculation agent under most of the indentures relating to the Trusts. MINIMUM SERVICING STANDARDS FOR HARTFORD LIFE GLOBAL FUNDING TRUSTS 1. Note purchase payments have been received on the Issuance Date for each Trust from The Depository Trust Company ("DTC"), or other Note purchaser, and, pursuant to the applicable closing instrument, have been remitted electronically on the same day to Hartford Life to purchase the applicable Funding Agreement. 2. With respect to each Trust for which JPMorgan acts as indenture trustee, JPMorgan received and maintains in its files (in electronic and/or paper form) the original of each Funding Agreement associated with such Trust, including a copy of the related financing statement (Form UCC-1), endorsed to reflect its filing with the Delaware Secretary of State's Office. 3. All amounts of principal and interest due on each Funding Agreement (including amounts associated with the options described in 6, below) were received when due, in the amount calculated in accordance with the applicable Funding Agreement, and applied to make payments due under the Notes issued by the applicable Trust. 4. All amounts of principal and interest due on each Note (including amounts associated with the options described in 6, below) were paid when due, in the amount calculated under the terms of the applicable Note, to Cede & Co. (as nominee for DTC) or to another holder of the particular Note. 5. With respect to each Note (and the associated Funding Agreement) that provides for a floating rate, the re-determination of the rate for each interest reset period has been accurately made, following the terms of the Notes, and consistent with the Funding Agreement. 6. For those Notes with the particular feature set forth below, the indicated actions have been taken, as required: a. For Notes with a "survivor's option", JPMorgan has processed requests for payment under the option in a timely manner, consistent with the terms of the Notes. b. For Notes including an extendable feature, upon the failure of a Note holder to provide a timely notice to extend the term of a Note, JPMorgan has submitted a Funding Agreement put notice to Hartford Life within three business days of the end of the extension election period. c. For Notes granting the Trust a call option, upon receipt of a Funding Agreement call election, JPMorgan has provided a call notice to DTC or other Note holder at least 30 days prior to the call date. HARTFORD LIFE INSURANCE COMPANY By /s/ KENNETH MCCULLUM ----------------------------------------------- Kenneth McCullum, Vice President & Actuary EX-99.3 5 c37387_ex99-3.txt EXHIBIT 99.3 - TRUSTEE COMPENSATION REPORT [LOGO] JPMorgan June 30, 2005 Hartford Life Global Funding Trusts - Trustee Compensation Report During the period concluded on June 15, 2005, the total amount of fees received by the Indenture Trustee was as follows: 1. Paid by Hartford Life Insurance Company under its expense and indemnity agreement with respect to all trusts under the Hartford Life Global Funding program. i) A one-time initial acceptance fee of $4,000. ii) An annual administration fee of $4,000. iii) A one-time shelf acceptance fee of $1,000. 2. No compensation, fees or other payments were received from any trust. JPMORGAN CHASE BANK, N.A. Worldwide Securities Services 4 New York Plaza, 15th Floor New York, NY 10004 /s/ Albert P. Mari, Jr. Name: Albert P. Mari, Jr. Title: Vice President JPMORGAN CHASE BANK o Institutional Trust Services o 4 New York Plaza, Floor 15, New York, NY 10004
EX-99.4 6 c37387_ex99-4.txt Exhibit 99.4 - Administrative Report of the Trust Administrative Report for Hartford Life Global Funding Trust 2004-001 (the "Trust") Payment Date March 15, 2005 CUSIP Number 41659FAA2 (i) the amount received by the Indenture Trustee from Hartford Life Insurance Company ("Hartford Life") as of the payment date in respect of the principal, interest and premium, if any, on Funding Agreement No. 404001 (the "Funding Agreement") issued by Hartford Life Insurance Company ("Hartford Life"). Interest: $ 93,750.00 Principal: $ 0.00 (ii) the amount of payment on such Payment Date to holders allocable to principal and interest on the notes of the Trust. Interest: $ 93,750.00 Principal: $ 0.00 (iii) the aggregate stated principal amount of the Funding Agreement, the current interest rate or rates thereon at the close of business on such Payment Date, and the current rating assigned to the Funding Agreement. Aggregate Principal Amount: $ 5,000,015.00 Interest Rate: 3.75% Ratings: Moody's Investor Services: Aa3 Standard & Poors' Rating Service: AA- (iv) the aggregate principal balance of the notes of the Trust at the close of business on such Payment Date and the current rating assigned to such notes. Aggregate Principal Amount: $ 5,000,000.00 Ratings: Moody's Investor Services: Aa3 Standard & Poors' Rating Service: AA- AMACAR Pacific Corp., as administrator of Hartford Life Global Funding Trust 2004-001 By: /s/ Evelyn Echevarria ------------------------- Name: Evelyn Echevarria Title: Vice President -----END PRIVACY-ENHANCED MESSAGE-----