1
|
NAME OF REPORTING PERSON
Karpus Investment Management
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
2,976,633
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
3,243,570
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,243,570
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
25.53%
|
||
14
|
TYPE OF REPORTING PERSON
IA
|
1
|
NAME OF REPORTING PERSON
George W. Karpus
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
WC, PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
5,996
*
|
|
8
|
SHARED VOTING POWER
6,746
*
|
||
9
|
SOLE DISPOSITIVE POWER
5,996
*
|
||
10
|
SHARED DISPOSITIVE POWER
6,746
*
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,742
*
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 2.
|
Identity and Background.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Item 5.
|
Interest in Securities of the Issuer.
|
A
.
|
Karpus Investment Management
|
|
(a)
|
As of the close of business on
June 11, 2020,
Karpus Investment Management
beneficially owned
3,243,570
Shares held in the Accounts.
|
|
(b)
|
1. Sole power to vote or direct vote:
2,976,633
|
|
2. Shared power to vote or direct vote:
0
|
|
3. Sole power to dispose or direct the disposition:
3,243,570
|
|
4. Shared power to dispose or direct the disposition:
0
|
|
(c)
|
The transactions in the Shares by
Karpus Investment Management
over the last 60 days are set forth in Schedule B and incorporated herein by reference.
|
B
.
|
George W. Karpus
|
|
(a)
|
As of the close of business on
June 11, 2020
,
George W. Karpus
beneficially owned
5,996
Shares. In addition,
George W. Karpus
may be deemed to beneficially own the
6,746
Shares held in the Karpus Entity.
|
|
(b)
|
1. Sole power to vote or direct vote:
5,996
|
|
2. Shared power to vote or direct vote:
6,746
|
|
3. Sole power to dispose or direct the disposition:
5,996
|
|
4. Shared power to dispose or direct the disposition:
6,746
|
|
(c)
|
Neither
George W. Karpus
nor the Karpus Entity have had any transactions in the Shares for the past 60 days.
|
KARPUS MANAGEMENT, INC.
|
|||
By:
|
/s/ Jodi Hedberg
|
||
Name:
|
Jodi Hedberg
|
||
Title:
|
Chief Compliance Officer
|
/s/ George W. Karpus
|
|
GEORGE W. KARPUS
|
Name
|
Position & Present Principal Occupation
|
Business Address
|
Shares Owned
|
George W. Karpus
|
President, CEO, and Chairman of the Board
|
183 Sully’s Trail, Pittsford, New York 14534
|
See Above
|
Kathleen Finnerty Crane
|
Chief Financial Officer
|
183 Sully’s Trail, Pittsford, New York 14534
|
100
Shares
|
Dana R. Consler
|
Executive Vice President
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Thomas M. Duffy
|
Vice President
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Sharon L. Thornton
|
Chief Compliance Officer
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Daniel L. Lippincott, CFA
|
Sr. Tax-Sensitive Manager and Director of Investment Personnel
|
183 Sully’s Trail, Pittsford, New York 14534
|
0
Shares
|
Nature of the Transaction
|
Securities
Purchased/(Sold)
|
Price Per
Share($)
|
Date of
Purchase / Sale
|
Purchase of Common Stock
|
4,075
|
$9.20
|
4/14/2020
|
Purchase of Common Stock
|
2,350
|
$9.02
|
4/17/2020
|
Purchase of Common Stock
|
5,309
|
$8.96
|
4/20/2020
|
Purchase of Common Stock
|
254
|
$8.82
|
4/21/2020
|
Purchase of Common Stock
|
228
|
$8.88
|
4/24/2020
|
Purchase of Common Stock
|
6,200
|
$8.85
|
4/27/2020
|
Purchase of Common Stock
|
100
|
$8.85
|
4/28/2020
|
Purchase of Common Stock
|
6,061
|
$9.09
|
5/1/2020
|
Purchase of Common Stock
|
3,000
|
$9.14
|
5/6/2020
|
Purchase of Common Stock
|
2,554
|
$9.14
|
5/7/2020
|
Purchase of Common Stock
|
2,698
|
$9.23
|
5/12/2020
|
Purchase of Common Stock
|
910
|
$9.12
|
5/13/2020
|
Purchase of Common Stock
|
15,750
|
$9.08
|
5/14/2020
|
Purchase of Common Stock
|
200
|
$9.25
|
5/19/2020
|
Purchase of Common Stock
|
150
|
$9.58
|
5/27/2020
|
Purchase of Common Stock
|
200
|
$9.70
|
5/29/2020
|
Purchase of Common Stock
|
4,263
|
$9.62
|
6/1/2020
|
Purchase of Common Stock
|
16,861
|
$9.70
|
6/2/2020
|
Purchase of Common Stock
|
1,095
|
$9.77
|
6/5/2020
|
Purchase of Common Stock
|
2,800
|
$9.83
|
6/8/2020
|
Purchase of Common Stock
|
7,904
|
$9.82
|
6/9/2020
|
Purchase of Common Stock
|
107,483
|
$9.81
|
6/11/2020
|
|
|
|
|
|
|
|
|