0001246360-16-007287.txt : 20161205 0001246360-16-007287.hdr.sgml : 20161205 20161205184222 ACCESSION NUMBER: 0001246360-16-007287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 FILED AS OF DATE: 20161205 DATE AS OF CHANGE: 20161205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JMP GROUP LLC CENTRAL INDEX KEY: 0001302350 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358900 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lehmann Mark L CENTRAL INDEX KEY: 0001398108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36802 FILM NUMBER: 162034881 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-12-01 false 0001302350 JMP GROUP LLC JMP 0001398108 Lehmann Mark L 600 MONTGOMERY STREET, SUITE 1100 SAN FRANCISCO CA 94111 true true false false President, JMP Securities Common Shares 720826 I By Trust Common Shares 2016-12-01 4 M false 10232 0 A 20257 D Common Shares 2016-12-01 4 F false 3845 6.22 D 16412 D Restricted Share Unit 0 2016-12-01 4 M false 10232 0 D 2016-12-01 2016-12-01 Common Shares 10232 0 D Held by the Lehmann Trust dtd 3/4/2009. Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015. Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date. Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015. Walter Conroy on behalf of Mark L. Lehmann 2016-12-05