0001950047-23-005504.txt : 20231130 0001950047-23-005504.hdr.sgml : 20231130 20231130171350 ACCESSION NUMBER: 0001950047-23-005504 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231130 DATE AS OF CHANGE: 20231130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC. CENTRAL INDEX KEY: 0001302215 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 952770395 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37537 FILM NUMBER: 231456590 BUSINESS ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310.553.8871 MAIL ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC DATE OF NAME CHANGE: 20040902 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEY J LINDSEY CENTRAL INDEX KEY: 0001649209 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FL CITY: LOS ANGELES STATE: CA ZIP: 90067 144 1 primary_doc.xml 144 0001649209 XXXXXXXX LIVE 0001302215 HOULIHAN LOKEY, INC. 001-37537 10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES CA 90067 310 553 8871 JAMES LINDSEY ALLEY LIVING TRUST Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

10000 1074844.00 51614392 11/30/2023 NYSE Common 05/15/2022 Restricted stock vesting under a registered plan Issuer N 10000 05/15/2022 Services Rendered Y 11/30/2023 /s/ James Lindsey Alley