0001302215-20-000143.txt : 20201203
0001302215-20-000143.hdr.sgml : 20201203
20201203161627
ACCESSION NUMBER: 0001302215-20-000143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201202
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRAIN CHRISTOPHER M
CENTRAL INDEX KEY: 0001649160
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 201367105
MAIL ADDRESS:
STREET 1: C/O HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC.
CENTRAL INDEX KEY: 0001302215
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 952770395
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.553.8871
MAIL ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC
DATE OF NAME CHANGE: 20040902
4
1
wf-form4_160703017392804.xml
FORM 4
X0306
4
2020-12-02
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001649160
CRAIN CHRISTOPHER M
C/O HOULIHAN LOKEY, INC.
10250 CONSTELLATION BLVD., 5TH FLOOR
LOS ANGELES
CA
90067
0
1
0
0
GENERAL COUNSEL
CLASS A COMMON STOCK
2020-12-02
4
C
0
100
0
A
100
D
CLASS A COMMON STOCK
2020-12-02
5
G
0
E
100
0
D
0
D
CLASS B COMMON STOCK
2020-12-02
4
C
0
100
0
D
CLASS A COMMON STOCK
100.0
0
D
CLASS B COMMON STOCK
CLASS A COMMON STOCK
51313.0
51313
I
BY HL VOTING TRUST
Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.
On December 2, 2020, the reporting person made a charitable donation of 100 shares of Class B Common Stock. No value was received for the donated shares.
The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
/s/ J. Lindsey Alley, Attorney-in-Fact for Christopher M. Crain
2020-12-03