0001302215-20-000119.txt : 20200806 0001302215-20-000119.hdr.sgml : 20200806 20200806191526 ACCESSION NUMBER: 0001302215-20-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200730 FILED AS OF DATE: 20200806 DATE AS OF CHANGE: 20200806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZUBER PAUL ANDREW CENTRAL INDEX KEY: 0001757519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37537 FILM NUMBER: 201083334 MAIL ADDRESS: STREET 1: C/O HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC. CENTRAL INDEX KEY: 0001302215 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 952770395 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310.553.8871 MAIL ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC DATE OF NAME CHANGE: 20040902 4 1 wf-form4_159675569441062.xml FORM 4 X0306 4 2020-07-30 0 0001302215 HOULIHAN LOKEY, INC. HLI 0001757519 ZUBER PAUL ANDREW C/O HOULIHAN LOKEY, INC. 10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES CA 90067 1 0 0 0 CLASS A COMMON STOCK 2020-07-30 5 G 0 E 3062 0 D 1572 D CLASS A COMMON STOCK 2020-07-30 5 G 0 E 3062 0 A 3062 I BY LLC On July 30, 2020, the reporting person made a bona fide gift of 3,062 shares to a limited liability company, the sole member of which is an irrevocable trust for the benefit of his children. The reporting person is the trustee of such trust and the manager of such limited liability company. J. Lindsey Alley, Attorney-in-Fact for Paul A. Zuber 2020-08-06