10-Q/A 1 b62062bfe10vqza.htm BENJAMIN FRANKLIN BANCORP, INC. e10vqza
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 10-Q/A
Amendment No. 1
(Mark One)
     
þ   QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTER ENDED June 30, 2006
OR
     
o   TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission file number 000-51194
 
Benjamin Franklin Bancorp, Inc.
(Exact Name of Registrant as Specified in its Charter)
     
Massachusetts
(State or Other Jurisdiction of
Incorporation or Organization) 		  04-3336598
(I.R.S. Employer
Identification No.)
     
58 Main Street, Franklin, MA
(Address of Principal Executive Offices) 		  02038
(Zip Code)
Registrant’s telephone number, including area code: (617) 528-7000
 
     Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o
     Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o   Accelerated filer o    Non-accelerated filer þ
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes o   No þ
     Shares outstanding of the registrant’s common stock (no par value) at August 14, 2006: 8,488,898
 
 

 

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SIGNATURES
Ex-10.8.1 Form of Incentive Stock Option Agreement
Ex-10.8.2 Form of Non-Statutory Stock Option Agreement (Officer)
Ex-10.8.3 Form of Non-Statutory Stock Option Agreement (Director)
Ex-10.8.4 Form of Restricted Stock Agreement (Officer)
Ex-10.8.5 Form of Restricted Stock Agreement (Director)
Ex-31.1 Section 302 Certification of the C.E.O.
Ex-31.2 Section 302 Certification of the C.F.O.

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Part II, Item 6 of the Registrant’s Annual Quarterly Report on Form 10-Q for the quarter ended June 30, 2006 is hereby amended for the purpose of adding the following new Exhibits:
     
Exhibit No.   Description
10.8.1
  Form of Incentive Stock Option Agreement
 
    
10.8.2
  Form of Non-Statutory Stock Option Agreement (Officer)
 
    
10.8.3
  Form of Non-Statutory Stock Option Agreement (Director)
 
    
10.8.4
  Form of Restricted Stock Agreement (Officer)
 
    
10.8.5
  Form of Restricted Stock Agreement (Director)
 
    
31.1
  Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
 
    
31.2
  Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

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SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this amendment to be signed on its behalf by the undersigned thereunto duly authorized.
             
    Benjamin Franklin Bancorp, Inc.    
 
            
Date: August 18, 2006
  By:   /s/ Thomas R. Venables
 
Thomas R. Venables 		   
 
      President and Chief Executive Officer    
 
            
Date: August 18, 2006
  By:   /s/ Claire S. Bean    
 
           
 
      Claire S. Bean    
 
      Treasurer and Chief Financial Officer    

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