3) |
Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how
it was determined):
|
4) |
Proposed maximum aggregate value of transaction:
|
[ ] |
Fee paid previously with preliminary materials:
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST, Comprised of:
|
||||
AZL® DFA Five-Year Global Fixed Income Fund
AZL® DFA International Core Equity Fund
AZL® DFA U.S. Core Equity Fund
AZL® DFA U.S. Small Cap Fund
AZL® Enhanced Bond Index Fund
AZL® Fidelity Institutional Asset Management® Multi-Strategy Fund
AZL® Fidelity Institutional Asset Management® Total Bond Fund
AZL® Gateway Fund
AZL® Government Money Market Fund
|
AZL® International Index Fund
AZL® MetWest Total Return Bond Fund
AZL® Mid Cap Index Fund
AZL® Moderate Index Strategy Fund
AZL® MSCI Emerging Markets Equity Index Fund
AZL® MSCI Global Equity Index Fund
AZL® Russell 1000 Growth Index Fund
AZL® Russell 1000 Value Index Fund
AZL® S&P 500 Index Fund
AZL® Small Cap Stock Index Fund
AZL® T. Rowe Price Capital Appreciation Fund
|
|||
ALLIANZ VARIABLE INSURANCE PRODUCTS FUND OF FUNDS TRUST, Comprised of:
|
||||
AZL MVP FusionSM Balanced Fund
AZL MVP FusionSM Conservative Fund
AZL MVP FusionSM Moderate Fund
AZL® Balanced Index Strategy Fund
AZL® MVP Balanced Index Strategy Fund
AZL® MVP Growth Index Strategy Fund
|
AZL® MVP Moderate Index Strategy Fund
AZL® MVP Global Balanced Index Strategy Fund
AZL® DFA Multi-Strategy Fund
AZL® MVP DFA Multi-Strategy Fund
AZL® MVP Fidelity Institutional Asset Management® Multi-Strategy Fund
AZL® MVP T. Rowe Price Capital Appreciation Plus Fund
|
|
||||
AZL® DFA International Core Equity Fund
AZL® DFA U.S. Core Equity Fund
AZL® DFA U.S. Small Cap Fund
AZL® Enhanced Bond Index Fund
AZL® Fidelity Institutional Asset Management® Multi-Strategy Fund, Class 1 and Class 2
AZL® Fidelity Institutional Asset Management® Total Bond Fund, Class 1 and Class 2
AZL® Gateway Fund
|
AZL® International Index Fund, Class 1 and Class 2
AZL® MetWest Total Return Bond Fund
AZL® Mid Cap Index Fund, Class 1 and Class 2
AZL® Moderate Index Strategy Fund
AZL® MSCI Emerging Markets Equity Index Fund, Class 1 and Class 2
AZL® MSCI Global Equity Index Fund, Class 1 and Class 2
AZL® Russell 1000 Growth Index Fund, Class 1 and Class 2
AZL® Russell 1000 Value Index Fund, Class 1 and Class 2
AZL® S&P 500 Index Fund, Class 1 and Class 2
AZL® Small Cap Stock Index Fund, Class 1 and Class 2
AZL® T. Rowe Price Capital Appreciation Fund
|
|||
|
||||
AZL MVP FusionSM Conservative Fund
AZL MVP FusionSM Moderate Fund
AZL® Balanced Index Strategy Fund
AZL® MVP Balanced Index Strategy Fund
AZL® MVP Growth Index Strategy Fund
|
AZL® MVP Global Balanced Index Strategy Fund
AZL® DFA Multi-Strategy Fund
AZL® MVP DFA Multi-Strategy Fund
AZL® MVP Fidelity Institutional Asset Management® Multi-Strategy Fund
AZL® MVP T. Rowe Price Capital Appreciation Plus Fund
|
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST, Comprised of:
|
||||
AZL® DFA Five-Year Global Fixed Income Fund
AZL® DFA International Core Equity Fund
AZL® DFA U.S. Core Equity Fund
AZL® DFA U.S. Small Cap Fund
AZL® Enhanced Bond Index Fund
AZL® Fidelity Institutional Asset Management® Multi-Strategy Fund, Class 1 and Class 2
AZL® Fidelity Institutional Asset Management® Total Bond Fund, Class 1 and Class 2
AZL® Gateway Fund
|
AZL® Government Money Market Fund
AZL® International Index Fund, Class 1 and Class 2
AZL® MetWest Total Return Bond Fund
AZL® Mid Cap Index Fund, Class 1 and Class 2
AZL® Moderate Index Strategy Fund
AZL® MSCI Emerging Markets Equity Index Fund, Class 1 and Class 2
AZL® MSCI Global Equity Index Fund, Class 1 and Class 2
AZL® Russell 1000 Growth Index Fund, Class 1 and Class 2
AZL® Russell 1000 Value Index Fund, Class 1 and Class 2
AZL® S&P 500 Index Fund, Class 1 and Class 2
AZL® Small Cap Stock Index Fund, Class 1 and Class 2
AZL® T. Rowe Price Capital Appreciation Fund
|
|||
ALLIANZ VARIABLE INSURANCE PRODUCTS FUND OF FUNDS TRUST, Comprised of:
|
||||
AZL MVP FusionSM Balanced Fund
AZL MVP FusionSM Conservative Fund
AZL MVP FusionSM Moderate Fund
AZL® Balanced Index Strategy Fund
AZL® MVP Balanced Index Strategy Fund
AZL® MVP Growth Index Strategy Fund
|
AZL® MVP Moderate Index Strategy Fund
AZL® MVP Global Balanced Index Strategy Fund
AZL® DFA Multi-Strategy Fund
AZL® MVP DFA Multi-Strategy Fund
AZL® MVP Fidelity Institutional Asset Management® Multi-Strategy Fund
AZL® MVP T. Rowe Price Capital Appreciation Plus Fund
|
(each, a “Fund”, and collectively, the “Funds”)
|
Name, Address, and Birth Year
|
Positions
Held with the Trusts |
Term of Office(2)/ Length of Time Served
|
Principal Occupation(s) During Past 5 Years
|
Number of Portfolios Overseen for the AIM Complex
|
Other Directorships Held Outside the AIM Complex During Past 5 Years
|
INDEPENDENT TRUSTEES(1)
|
|||||
Peter R. Burnim (1947)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Trustee
|
Since February 2007
|
Retired; previously, Chairman, Emrys Analytics (a company focused on predictive analytics, artificial intelligence in insurance
underwriting and cyber risk) and subsidiaries, 2015 to 2018; Chairman, Argus Investment Strategies Fund Ltd., 2013 to 2017; Managing Director, iQ Venture Advisors, LLC, 2005 to 2016, Consultant thereafter; Chairman, Sterling Bank & Trust
(Bahamas) Ltd., 2016 to present, and Sterling Trust (Cayman) Ltd. 2015 to present
|
40
|
Argus Group Holdings and Subsidiaries, Deputy Chairman; Sterling Trust (Cayman) Ltd., Chairman; Sterling Bank & Trust Limited
(Bahamas); Emrys Analytics; EGB Insurance
|
Peggy L. Ettestad (1957)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Lead Independent Trustee
|
Since February 2007
|
Managing Director, Red Canoe Management Consulting LLC, 2008 to present
|
40
|
None
|
Tamara Lynn Fagely (1958)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Trustee
|
Since December 2017
|
Retired; previously, Chief Operations Officer, Hartford Funds, 2012 to 2013
|
40
|
Diamond Hill Funds (12 funds)
|
Richard H. Forde (1953)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Trustee
|
Since December 2017
|
Retired; previously, Member of the Board and Chairman of the Finance and Investment Committee, Connecticut Water Service, Inc., 2013 to
2019
|
40
|
Connecticut Water Service, Inc.
|
Name, Address, and Birth Year
|
Positions
Held with the Trusts |
Term of Office(2)/ Length of Time Served
|
Principal Occupation(s) During Past 5 Years
|
Number of Portfolios Overseen for the AIM Complex
|
Other Directorships Held Outside the AIM Complex During Past 5 Years
|
Claire R. Leonardi (1955)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Trustee
|
Since February 2004
|
Retired; previously, CEO, Health eSense Inc. (a medical device company), 2015 to 2018, and Connecticut Innovations,
Inc. (a venture capital firm), 2012 to 2015
|
40
|
None
|
Dickson W. Lewis (1948)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Trustee
|
Since February 2004
|
Retired; previously, senior executive for Lifetouch National School Studios (a photography company), 2006 to 2014,
Jostens (a producer of yearbooks and class rings), 2001 to 2006, and Fortis Financial Group, 1997 to 2001
|
40
|
None
|
INTERESTED TRUSTEE(3)
|
|||||
Brian Muench (1970)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Trustee and President
|
Since June 2011
|
President, Allianz Investment Management LLC, 2010 to present; Vice President, Allianz Life Insurance Company of North
America, 2011 to present
|
40
|
None
|
(1) |
Member of the Audit Committee.
|
(2) |
Indefinite.
|
(3) |
Is an “interested person,” as defined by the Investment Company Act of 1940, as amended (the “1940 Act”), due to employment by Allianz Investment Management LLC (“AIM”), the
investment adviser to the Funds, and its parent Allianz Life Insurance Company of North America (“Allianz Life”).
|
Trustee
|
Aggregate Dollar Range of Equity Securities of the Funds
|
Aggregate Dollar Range of Equity Securities in all Funds overseen within the AIM Complex
|
Peter R. Burnim
|
None
|
None
|
Peggy L. Ettestad
|
None
|
$10,001 - $50,000
|
Tamara Lynn Fagely
|
None
|
$10,001 - $50,000
|
Richard H. Forde
|
None
|
None
|
Claire R. Leonardi
|
None
|
$1 - $10,000
|
Dickson W. Lewis
|
None
|
$10,001 - $50,000
|
Brian Muench
|
None
|
None
|
Trustee
|
Compensation from the VIP Trust
|
Compensation from the FOF Trust
|
Compensation from the AIM Complex*
|
Peter R. Burnim
|
$110,965
|
$71,535
|
$200,000
|
Peggy L. Ettestad
|
$138,703
|
$89,422
|
$250,000
|
Tamara Lynn Fagely
|
$116,580
|
$75,045
|
$210,000
|
Richard H. Forde
|
$110,963
|
$71,537
|
$200,000
|
Claire R. Leonardi
|
$110,963
|
$71,537
|
$200,000
|
Dickson W. Lewis
|
$116,580
|
$75,045
|
$210,000
|
Brian Muench
|
None
|
None
|
None
|
Current VIP Trust Commodities Policy
|
Current FOF Trust Commodities Policy
|
Proposed VIP Trust and FOF Trust Commodities Policy
|
No Fund may: Invest in commodities, including commodity contracts, except that as consistent with its investment objective and
policies the Fund may: (a) purchase and sell options, forward contracts, futures contracts, including without limitation those relating to indices; (b) purchase and sell options on futures contracts or indices; and (c) purchase publicly
traded securities of companies engaging in whole or in part in such activities. This restriction shall not prohibit the funds, subject to restrictions described in the Prospectuses and elsewhere in this Statement of Additional Information,
from
|
No Fund May: Invest in commodities, including commodity contracts, except that as consistent with its investment objective and
policies the Fund may: (a) purchase and sell options, forward contracts, futures contracts, including without limitation those relating to indices; (b) purchase and sell options on futures contracts or indices; and (c) purchase publicly
traded securities of companies and other investment companies engaging in whole or in part in such activities.
|
No Fund may: Purchase or sell commodities except to the extent permitted by the 1940 Act or any rules, exemptions or interpretations
thereunder that may be adopted, granted or issued by the SEC.
|
Current VIP Trust Commodities Policy
|
Current FOF Trust Commodities Policy
|
Proposed VIP Trust and FOF Trust Commodities Policy
|
purchasing, selling or entering into foreign currency forward contracts, foreign currency options, or any interest rate,
securities-related or foreign currency-related hedging instrument, including swap agreements and other derivative instruments, subject to compliance with any applicable provisions of the federal securities or commodities laws.
|
Current VIP Trust Borrowing Policy
|
Current FOF Trust Borrowing Policy
|
Proposed VIP Trust and FOF Trust Borrowing Policy
|
No Fund may:
a) Borrow money (not including reverse repurchase agreements or dollar roll agreements), except that a Fund may
borrow from banks for temporary or emergency purposes, and then only in amounts up to 30% of its total assets at the time of borrowing, and provided that such bank borrowings and reverse repurchase agreements and dollar roll agreements do not
exceed in the aggregate one-third of the Fund’s total assets less liabilities other than the obligations represented by the bank borrowings, reverse repurchase agreements and dollar roll agreements at the time of borrowing.
b) Mortgage, pledge, hypothecate, or remove any
|
No Fund May:
Borrow money (not including reverse repurchase agreements or dollar roll agreements), except that each Fund may borrow from banks for
temporary or emergency purposes and then only in amounts up to 30% of its total assets at the time of borrowing and provided that such bank borrowings and reverse repurchase agreements and dollar roll agreements do not exceed in the aggregate
one-third of the Fund’s total assets less liabilities other than the obligations represented by the bank borrowings, reverse repurchase agreements and dollar roll agreements, or mortgage, pledge or hypothecate any assets except in connection
with a bank borrowing in amounts not to exceed 30% of the Fund’s net
|
No Fund may:
Borrow money, except to the extent permitted by the 1940 Act, or any rules, exemptions or interpretations thereunder that may be
adopted, granted or issued by the SEC.
|
Current VIP Trust Borrowing Policy
|
Current FOF Trust Borrowing Policy
|
Proposed VIP Trust and FOF Trust Borrowing Policy
|
assets except in connection with a bank borrowing in amounts not to exceed 30% of the Fund’s net assets.
As a non-fundamental policy, which may be changed without the vote of shareholders, the following funds have more
restrictive limits as follows:
AZL Government Money Market Fund 10% (with respect to a) above only) AZL Moderate Index Strategy Fund 5% As a non-fundamental policy, which may be changed without the vote of shareholders, no Fund will purchase
securities while its outstanding borrowings (including reverse repurchase agreements) are in excess of 5% of its total assets. Securities, which are segregated, held in escrow, or in separate accounts in connection with a Fund’s investment
practices described in the Funds’ Prospectus or Statement of Additional Information are not deemed to be pledged for purposes of this limitation.
|
assets at the time of borrowing. As a non-fundamental policy, which may be changed without the vote of shareholders, no Fund will
purchase securities while its outstanding borrowings (including reverse repurchase agreements) are in excess of 5% of its total assets. Securities held in escrow or in separate accounts in connection with a Fund’s investment practices
described in the Fund’s Prospectus or SAI are not deemed to be pledged for purposes of this limitation.
|
Name, Address, and Birth Year
|
Position(s)
Held with the Trusts |
Length
of Time Served |
Principal Occupation(s) During
Past 5 Years |
Erik T. Nelson (1972)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Secretary
|
Since 12/20
|
Chief Legal Officer, AIM; Associate General Counsel, Senior Counsel, Allianz Life, 2008 to present
|
Bashir Asad (1963)
Citi Fund Services Ohio, Inc. 4400 Easton Commons, Suite 200 Columbus, OH 43219 |
Treasurer, Principal Accounting Officer and Principal Financial Officer
|
Since 6/16
|
Senior Vice President, Citi Fund Services Ohio, Inc., 2011 to present
|
Chris Pheiffer (1968)
5701 Golden Hills Drive Minneapolis, MN 55416 |
Chief Compliance Officer(1) and Anti-Money Laundering Compliance Officer
|
Since 2/14
|
Chief Compliance Officer of the Trusts, 2014 to present, and AIM ETF Products Trust, 2020 to present
|
Darin Egbert (1975)
5701 Golden Hills Drive
Minneapolis, MN 55416
|
Vice President
|
Since 2/16
|
Vice President, AIM, 2020 to present; previously, Assistant Vice President, AIM, 2015 to 2020
|
Michael Tanski (1970)
5701 Golden Hills Drive
Minneapolis, MN 55416
|
Vice President
|
Since 4/09
|
Assistant Vice President, AIM, 2013 to present
|
Fund
|
Number of Shares Outstanding
|
Number of Votes Entitled
(number of shares outstanding times net asset value per share)
|
AZL® DFA Five-Year Global Fixed Income Fund
|
42,485,363.49
|
409,558,904.06
|
AZL® DFA International Core Equity Fund
|
23,193,155.20
|
265,329,695.49
|
AZL® DFA U.S. Core Equity Fund
|
31,231,885.92
|
485,968,144.85
|
AZL® DFA U.S. Small Cap Fund
|
11,818,643.44
|
174,561,363.53
|
AZL® Enhanced Bond Index Fund
|
185,510,021.88
|
2,116,669,349.67
|
AZL® Fidelity Institutional Asset Management® Multi-Strategy Fund
|
38,048,169.29
|
550,176,527.90
|
Fund
|
Number of Shares Outstanding
|
Number of Votes Entitled
(number of shares outstanding times net asset value per share)
|
AZL® Fidelity Institutional Asset Management® Total Bond Fund
|
||
Class 1
|
2,091,928.80
|
21,944,333.14
|
Class 2
|
40,342,160.28
|
436,098,752.58
|
Total
|
42,434,089.08
|
458,043,085.73
|
AZL® Gateway Fund
|
9,897,706.86
|
145,793,222.11
|
AZL® Government Money Market Fund
|
484,100,833.17
|
484,100,833.17
|
AZL® International Index Fund
|
||
Class 1
|
8,414,773.24
|
100,135,801.52
|
Class 2
|
82,978,528.64
|
1,462,911,459.87
|
Total
|
91,393,301.87
|
1,563,047,261.39
|
AZL® MetWest Total Return Bond Fund
|
27,649,900.38
|
295,300,936.09
|
AZL® Mid Cap Index Fund
|
||
Class 1
|
6,054,070.42
|
56,060,692.10
|
Class 2
|
40,050,869.01
|
1,061,348,028.79
|
Total
|
46,104,939.43
|
1,117,408,720.89
|
AZL® Moderate Index Strategy Fund
|
42,291,577.74
|
608,998,716.52
|
AZL® MSCI Emerging Markets Equity Index Fund
|
||
Class 1
|
2,041,938.81
|
17,683,190.05
|
Class 2
|
28,056,238.06
|
242,967,021.63
|
Total
|
30,098,176.87
|
260,650,211.68
|
AZL® MSCI Global Equity Index Fund
|
21,100,980.88
|
306,808,262.04
|
Fund
|
Number of Shares Outstanding
|
Number of Votes Entitled
(number of shares outstanding times net asset value per share)
|
AZL® Russell 1000 Growth Index Fund
|
||
Class 1
|
4,733,157.35
|
66,311,534.46
|
Class 2
|
47,418,361.77
|
955,005,806.01
|
Total
|
52,151,519.12
|
1,021,317,340.47
|
AZL® Russell 1000 Value Index Fund
|
||
Class 1
|
15,809,398.78
|
155,090,202.04
|
Class 2
|
55,896,392.94
|
757,955,088.21
|
Total
|
71,705,791.72
|
913,045,290.25
|
AZL® S&P 500 Index Fund
|
||
Class 1
|
4,119,014.85
|
86,252,170.98
|
Class 2
|
130,631,391.54
|
2,710,601,374.48
|
Total
|
134,750,406.39
|
2,796,853,545.46
|
AZL® Small Cap Stock Index Fund
|
||
Class 1
|
4,204,094.03
|
48,725,449.76
|
Class 2
|
50,610,135.91
|
824,945,215.40
|
Total
|
54,814,229.94
|
873,670,665.16
|
AZL® T. Rowe Price Capital Appreciation Fund
|
62,915,330.09
|
1,358,341,976.71
|
Fund
|
Shares Outstanding
|
Number of Votes Entitled
(number of shares outstanding times net asset value per share)
|
AZL MVP FusionSM Balanced Fund
|
73,177,663.56
|
812,272,065.52
|
AZL MVP FusionSM Conservative Fund
|
19,723,584.31
|
234,907,889.11
|
AZL MVP FusionSM Moderate Fund
|
168,116,007.94
|
1,872,812,328.43
|
AZL® Balanced Index Strategy Fund
|
23,599,366.56
|
415,348,851.51
|
AZL® MVP Balanced Index Strategy Fund
|
22,567,056.45
|
318,872,507.62
|
AZL® MVP Growth Index Strategy Fund
|
159,309,334.39
|
2,574,438,843.68
|
AZL® MVP Moderate Index Strategy Fund
|
34,264,796.18
|
524,594,029.58
|
AZL® MVP Global Balanced Index Strategy Fund
|
57,206,900.99
|
699,068,330.07
|
AZL® DFA Multi-Strategy Fund
|
62,873,271.42
|
956,302,458.36
|
AZL® MVP DFA Multi-Strategy Fund
|
7,736,284.22
|
93,686,401.90
|
AZL® MVP Fidelity Institutional Asset Management® Multi-Strategy Fund
|
19,454,346.30
|
253,101,045.30
|
AZL® MVP T. Rowe Price Capital Appreciation Plus Fund
|
97,363,421.66
|
1,384,507,856.03
|
Title of Class
|
Name and Address of Beneficial Owner
|
Shares Held
|
Percent of
Fund/Class Held
|
AZL DFA Five-Year Global Fixed Income Fund
|
|||
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
40,913,804.11
|
96.30%
|
AZL DFA International Core Equity Fund
|
|||
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
23,193,155.20
|
100%
|
AZL DFA U.S. Core Equity Fund
|
|||
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
31,231,885.92
|
100%
|
AZL DFA U.S. Small Cap Fund
|
Title of Class
|
Name and Address of Beneficial Owner
|
Shares Held
|
Percent of
Fund/Class Held
|
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
11,818,643.44
|
100%
|
AZL Enhanced Bond Index Fund
|
|||
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
162,373,878.50
|
87.53%
|
n/a
|
AZL Moderate Index Strategy Fund, a series of the Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
20,447,113.19
|
11.02%
|
AZL Fidelity Institutional Asset Management® Multi-Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
19,629,578.15
|
51.59%
|
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
16,640,366.78
|
43.73%
|
AZL Fidelity Institutional Asset Management® Total Bond Fund
|
|||
Class 1
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
1,932,588.86
|
92.38%
|
Class 1
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
159,339.95
|
7.62%
|
Class 2
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
14,503,063.71
|
35.95%
|
Class 2
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
24,043,799.43
|
59.60%
|
AZL Gateway Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
4,584,202.25
|
46.32%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
562,815.21
|
5.69%
|
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
4,750,689.40
|
48.00%
|
AZL Government Money Market Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
447,922,245.19
|
92.53%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
36,178,587.98
|
7.47%
|
Title of Class
|
Name and Address of Beneficial Owner
|
Shares Held
|
Percent of
Fund/Class Held
|
AZL International Index Fund
|
|||
Class 1
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
7,967,388.69
|
94.68%
|
Class 1
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
447,384.55
|
5.32%
|
Class 2
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
22,832,591.94
|
27.52%
|
Class 2
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
53,711,063.55
|
64.73%
|
Class 2
|
AZL Moderate Index Strategy Fund, a series of the Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
5,291,592.54
|
6.38%
|
AZL MetWest Total Return Bond Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
3,110,323.73
|
11.25%
|
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
24,253,678.58
|
87.72%
|
AZL Mid Cap Index Fund
|
|||
Class 1
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
5,767,100.24
|
95.26%
|
Class 2
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
16,277,373.18
|
40.64%
|
Class 2
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
20,632,879.59
|
51.52%
|
Class 2
|
AZL Moderate Index Strategy Fund, a series of the Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
2,186,890.71
|
5.46%
|
AZL Moderate Index Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
39,875,689.95
|
94.29%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
2,415,887.59
|
5.71%
|
AZL MSCI Emerging Markets Equity Index Fund
|
|||
Class 1
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
1,965,133.37
|
96.24%
|
Title of Class
|
Name and Address of Beneficial Owner
|
Shares Held
|
Percent of
Fund/Class Held
|
Class 2
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
11,533,265.13
|
41.11%
|
Class 2
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
16,014,194.15
|
57.08%
|
AZL MSCI Global Equity Index Fund
|
|||
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
20,759,775.19
|
98.38%
|
AZL Russell 1000 Growth Index Fund
|
|||
Class 1
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
4,446,206.73
|
93.94%
|
Class 1
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
286,950.62
|
6.06%
|
Class 2
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
30,805,894.35
|
64.97%
|
Class 2
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
15,335,869.65
|
32.34%
|
AZL Russell 1000 Value Index Fund
|
|||
Class 1
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
14,515,395.24
|
91.81%
|
Class 1
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
1,294,003.54
|
8.19%
|
Class 2
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
29,722,781.33
|
53.17%
|
Class 2
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
25,019,417.07
|
44.76%
|
AZL S&P 500 Index Fund
|
|||
Class 1
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
3,996,788.98
|
97.03%
|
Class 2
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
39,534,619.44
|
30.26%
|
Class 2
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
79,760,738.63
|
61.06%
|
Title of Class
|
Name and Address of Beneficial Owner
|
Shares Held
|
Percent of
Fund/Class Held
|
Class 2
|
AZL Moderate Index Strategy Fund, a series of the Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
9,335,970.47
|
7.15%
|
AZL Small Cap Stock Index Fund
|
|||
Class 1
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
4,135,718.50
|
98.37%
|
Class 2
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
30,666,044.90
|
60.59%
|
Class 2
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
16,987,593.29
|
33.57%
|
AZL T. Rowe Price Capital Appreciation Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
28,706,350.63
|
45.63%
|
n/a
|
Allianz Variable Insurance Products Fund of Funds Trust
5701 Golden Hills Drive
Minneapolis, MN 55416
|
33,082,309.23
|
52.58%
|
Title of Class
|
Name and Address of Beneficial Owner
|
Shares Held
|
Percent of
Fund/Class Held
|
AZL Balanced Index Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
21,987,280.73
|
93.17%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
1,612,085.83
|
6.83%
|
AZL DFA Multi-Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
57,083,538.43
|
90.79%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
5,789,733.00
|
9.21%
|
AZL MVP Balanced Index Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
19,592,299.42
|
86.82%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
2,974,757.03
|
13.18%
|
AZL MVP DFA Multi-Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
6,908,646.99
|
89.30%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
827,637.23
|
10.70%
|
Title of Class
|
Name and Address of Beneficial Owner
|
Shares Held
|
Percent of
Fund/Class Held
|
AZL MVP Fidelity Institutional Asset Management® Multi-Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
16,908,328.86
|
86.91%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
2,546,017.44
|
13.09%
|
AZL MVP Fusion Balanced Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
66,406,613.43
|
90.75%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
6,771,050.13
|
9.25%
|
AZL MVP Fusion Conservative Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
17,939,526.51
|
90.95%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
1,784,057.80
|
9.05%
|
AZL MVP Fusion Moderate Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
150,234,418.98
|
89.36%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
17,881,588.96
|
10.64%
|
AZL MVP Global Balanced Index Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
50,167,208.40
|
87.69%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
7,039,692.59
|
12.31%
|
AZL MVP Growth Index Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
138,931,018.12
|
87.21%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
20,378,316.27
|
12.79%
|
AZL MVP Moderate Index Strategy Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
30,015,479.46
|
87.60%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
4,249,316.72
|
12.40%
|
Title of Class
|
Name and Address of Beneficial Owner
|
Shares Held
|
Percent of
Fund/Class Held
|
AZL MVP T. Rowe Price Capital Appreciation Plus Fund
|
|||
n/a
|
Allianz Life Insurance Company of North America
5701 Golden Hills Drive
Minneapolis, MN 55416
|
84,367,268.32
|
86.65%
|
n/a
|
Allianz Life Insurance Company of New York
1633 Broadway, 42nd Floor
New York, NY 10019
|
12,996,153.35
|
13.35%
|
Fiscal Year Ended December 31, 2020
|
Fiscal Year Ended December 31, 2019
|
$329,300
|
$347,104
|
Fiscal Year Ended December 31, 2020
|
Fiscal Year Ended December 31, 2019
|
$176,130
|
$180,701
|
Fiscal Year Ended December 31, 2020
|
Fiscal Year Ended December 31, 2019
|
$125,375
|
$129,700
|
Fiscal Year Ended December 31, 2020
|
Fiscal Year Ended December 31, 2019
|
$55,620
|
$54,000
|
Fiscal Year Ended December 31, 2020
|
Fiscal Year Ended December 31, 2019
|
$125,375
|
$129,700
|
Fiscal Year Ended December 31, 2020
|
Fiscal Year Ended December 31, 2019
|
$55,620
|
$54,000
|
(a)
|
Coordinate the Trustees’ evaluation and approval of any person proposed to be designated as CCO;
|
(b)
|
Coordinate the Trustees’ response to the resignation of the CCO or to any proposal to remove the CCO;
|
(c)
|
Monitor and communicate the Trustees’ assessment of the CCO’s performance in connection with the CCO’s performance
review or as otherwise appropriate;
|
(d)
|
Request and provide to the Trustees the information necessary or appropriate to assess any proposed changes to the
CCO’s compensation;
|
(e)
|
Consult with the CCO regarding the annual assessment of the adequacy of compliance policies and procedures and any
proposed revisions or additions to the Trusts’ compliance policies, procedures and reports;
|
(f)
|
Review any Material Compliance Matter (as defined in Rule 38a-1) that the CCO should report to the Board before
their next regular meeting;
|
(g)
|
Notify the Board and respond to any report that a person has taken any action to coerce, manipulate, mislead, or
fraudulently influence the CCO in the performance of his or her duties; and
|
(h)
|
Otherwise consult with the CCO as appropriate.
|
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