0001140361-18-030785.txt : 20180629 0001140361-18-030785.hdr.sgml : 20180629 20180629203320 ACCESSION NUMBER: 0001140361-18-030785 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180628 FILED AS OF DATE: 20180629 DATE AS OF CHANGE: 20180629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hillan Kenneth J. CENTRAL INDEX KEY: 0001600359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36323 FILM NUMBER: 18930612 MAIL ADDRESS: STREET 1: C/O ACHAOGEN, INC. STREET 2: 7000 SHORELINE COURT, SUITE 371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER NAME: FORMER CONFORMED NAME: Hillan Kenneth DATE OF NAME CHANGE: 20140218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Achaogen Inc CENTRAL INDEX KEY: 0001301501 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680533693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-800-3636 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc1.xml FORM 4 X0306 4 2018-06-28 0 0001301501 Achaogen Inc AKAO 0001600359 Hillan Kenneth J. C/O ACHAOGEN, INC. 1 TOWER PLACE #300 SOUTH SAN FRANCISCO CA 94080 1 1 0 0 See Remarks Common Stock 2018-06-28 4 M 0 132727 6.93 A 248128 D Common Stock 2018-06-28 4 M 0 45208 3.65 A 293336 D Stock Option (Right to Buy) 6.93 2018-06-28 4 M 0 132727 0.00 D 2021-06-07 Common Stock 132727 0 D Stock Option (Right to Buy) 3.65 2018-06-28 4 M 0 45208 0.00 D 2026-02-26 Common Stock 45208 32292 D Includes 78,600 Restricted Stock Units. The option is fully vested and exercisable. The shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of February 19, 2016, subject to the reporting person's continued employment or service relationship with the Issuer on each such vesting date. President of Achaogen and President of R&D /s/ Gary Loeb, Attorney-in-fact for Kenneth Hillan 2018-06-29