0001140361-18-030425.txt : 20180628 0001140361-18-030425.hdr.sgml : 20180628 20180628162041 ACCESSION NUMBER: 0001140361-18-030425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180626 FILED AS OF DATE: 20180628 DATE AS OF CHANGE: 20180628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schilke Tobin CENTRAL INDEX KEY: 0001678984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36323 FILM NUMBER: 18925586 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT, #371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Achaogen Inc CENTRAL INDEX KEY: 0001301501 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 680533693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-800-3636 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 371 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc1.xml FORM 4 X0306 4 2018-06-26 0 0001301501 Achaogen Inc AKAO 0001678984 Schilke Tobin C/O ACHAOGEN, INC. 1 TOWER PLACE #300 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Chief Financial Officer Common Stock 2018-06-26 4 A 0 860 0.00 A 48046 D Common Stock 2018-06-26 4 S 0 298 9.59 D 47748 D Stock Option (Right to Buy) 10.64 2018-06-26 4 A 0 4000 0.00 A 2028-02-08 Common Stock 4000 4000 D On February 8, 2018, the issuer granted the reporting person Restricted Stock Units ("RSUs") and a stock option that each vest upon the achievement of certain milestones. On June 26, 2018, one of the milestones was achieved, resulting in vesting of a portion of the RSUs and shares subject to the option. Includes 31,730 RSUs. The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of RSUs of the Issuer. The option is fully vested and exercisable. /s/ Gary Loeb, Attorney-in-fact for Tobin Schilke 2018-06-28