0001140361-18-030422.txt : 20180628
0001140361-18-030422.hdr.sgml : 20180628
20180628161844
ACCESSION NUMBER: 0001140361-18-030422
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180626
FILED AS OF DATE: 20180628
DATE AS OF CHANGE: 20180628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dorling Janet
CENTRAL INDEX KEY: 0001738144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36323
FILM NUMBER: 18925555
MAIL ADDRESS:
STREET 1: C/O ACHAOGEN, INC.
STREET 2: 1 TOWER PLACE, SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Achaogen Inc
CENTRAL INDEX KEY: 0001301501
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 680533693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 371
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650-800-3636
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 371
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
doc1.xml
FORM 4
X0306
4
2018-06-26
0
0001301501
Achaogen Inc
AKAO
0001738144
Dorling Janet
C/O ACHAOGEN, INC.
1 TOWER PLACE #300
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
Chief Commercial Officer
Common Stock
2018-06-26
4
A
0
1300
0.00
A
24269
D
Common Stock
2018-06-26
4
S
0
450
9.59
D
23819
D
Stock Option (Right to Buy)
10.64
2018-06-26
4
A
0
6000
0.00
A
2028-02-08
Common Stock
6000
6000
D
On February 8, 2018, the issuer granted the reporting person Restricted Stock Units ("RSUs") and a stock option that each vest upon the achievement of certain milestones. On June 26, 2018, one of the milestones was achieved, resulting in vesting of a portion of the RSUs and shares subject to the option.
Includes (i) 2,208 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2018 and (ii) 18,400 RSUs.
The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of RSUs of the Issuer.
The option is fully vested and exercisable.
/s/ Gary Loeb, Attorney-in-fact for Janet Dorling
2018-06-28