0001493152-20-013802.txt : 20200722 0001493152-20-013802.hdr.sgml : 20200722 20200722152400 ACCESSION NUMBER: 0001493152-20-013802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200720 FILED AS OF DATE: 20200722 DATE AS OF CHANGE: 20200722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmidt Andrew C CENTRAL INDEX KEY: 0001301466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38861 FILM NUMBER: 201041382 MAIL ADDRESS: STREET 1: 1700 CARNEGIE AVE STREET 2: SUITE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guardion Health Sciences, Inc. CENTRAL INDEX KEY: 0001642375 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 474428421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15150 AVENUE OF SCIENCE, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 858-605-9055 MAIL ADDRESS: STREET 1: 15150 AVENUE OF SCIENCE, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92128 FORMER COMPANY: FORMER CONFORMED NAME: Guardion Health Sciences, LLC DATE OF NAME CHANGE: 20150513 4 1 ownership.xml X0306 4 2020-07-20 0 0001642375 Guardion Health Sciences, Inc. GHSI 0001301466 Schmidt Andrew C 15150 AVENUE OF SCIENCE, SUITE 200 SAN DIEGO CA 92128 0 1 0 0 Chief Financial Officer Stock Option 1.00 2020-07-20 4 A 0 1000000 0 A 2020-09-30 2030-07-20 Common Stock 1000000 1000000 D The Option shall vest and become exercisable in twelve (12) equal installments on the last day of each of the subsequent twelve (12) calendar quarter-end dates following the Date of Grant (the first of such dates to be September 30, 2020), subject to continued service. /s/ Andrew C. Schmidt 2020-07-22