-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DIMtVOJbsApypI/s8C5G2e019nBfxOOAQOHGgFSH6bqkY5lwZiJ3yXdOUa1tCRZ4 C3WIJLcbJaKEdOg2Zf6lhg== 0001144204-05-027684.txt : 20050831 0001144204-05-027684.hdr.sgml : 20050831 20050831154748 ACCESSION NUMBER: 0001144204-05-027684 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050831 DATE AS OF CHANGE: 20050831 EFFECTIVENESS DATE: 20050831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Special Value Expansion Fund, LLC CENTRAL INDEX KEY: 0001301253 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21629 FILM NUMBER: 051061867 BUSINESS ADDRESS: STREET 1: C/O TENNENBAUM CAPITAL PARTNERS, LLC STREET 2: 2951 28TH STREET, SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 310-566-1000 MAIL ADDRESS: STREET 1: C/O TENNENBAUM CAPITAL PARTNERS, LLC STREET 2: 2951 28TH STREET, SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 N-PX 1 v025085_npx.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21629 SPECIAL VALUE EXPANSION FUND, LLC (Exact Name of Registrant as Specified in Charter) 2951 28TH STREET, SUITE 1000 SANTA MONICA, CALIFORNIA 90405 (Address of Principal Executive Offices) (Zip Code) DAVID A. HOLLANDER, SECRETARY SPECIAL VALUE EXPANSION FUND, LLC 2951 28TH STREET, SUITE 1000 SANTA MONICA, CALIFORNIA 90405 (Name and Address of Agent for Service) Registrant's telephone number, including area code: (310) 566-1000 Copies to: RICHARD T. PRINS, ESQ. SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE NEW YORK, NEW YORK 10036 Date of fiscal year end: SEPTEMBER 30 Date of reporting period: JULY 1, 2004 - JUNE 30, 2005 ITEM 1. PROXY VOTING RECORD.
- --------------------------------------------------------------------------------------------------------------------------- Issuer Name: Intentia International AB Ticker: INTA SS CUSIP: Meeting Date: Oct 19, 2004 Meeting Type: Extraordinary Mgmt Vote Proposal Proposed By Rec Cast 1 Elect Svante Johansson as Chairman of the meeting Shareholder N/A (1) Abstain 2 Approve the voting list Issuer N/A (1) Abstain 3 Approve the agenda Issuer N/A (1) Abstain 4 Elect 3 persons to certify the minutes Shareholder N/A (1) Abstain 5 Establish whether the meeting was duly convened Issuer N/A (1) Abstain 6 Approve adoption of employee stock plan Issuer N/A (1) N/A (2) 7 Authorize debenture issuance Issuer N/A (1) N/A (2) 8 Set number of Board members at 9, with no deputy members Shareholder N/A (1) For 9 Set total Board remuneration at SEK 1,100,000 Shareholder N/A (1) For 10 Elect Paul Wahl as Director Shareholder N/A (1) For - --------------------------------------------------------------------------------------------------------------------------- Issuer Name: Intentia International AB Ticker: INTB SS CUSIP: Meeting Date: Oct 19, 2004 Meeting Type: Extraordinary Mgmt Vote Proposal Proposed By Rec Cast 1 Elect Svante Johansson as Chairman of the meeting Shareholder N/A (1) Abstain 2 Approve the voting list Issuer N/A (1) Abstain 3 Approve the agenda Issuer N/A (1) Abstain 4 Elect 3 persons to certify the minutes Shareholder N/A (1) Abstain 5 Establish whether the meeting was duly convened Issuer N/A (1) Abstain 6 Approve adoption of employee stock plan Issuer N/A (1) N/A (2) 7 Authorize debenture issuance Issuer N/A (1) N/A (2) 8 Set number of Board members at 9, with no deputy members Shareholder N/A (1) For 9 Set total Board remuneration at SEK 1,100,000 Shareholder N/A (1) For 10 Elect Paul Wahl as Director Shareholder N/A (1) For - --------------------------------------------------------------------------------------------------------------------------- Issuer Name: Intentia International AB Ticker: INTA SS CUSIP: Meeting Date: May 12, 2005 Meeting Type: Annual Mgmt Vote Proposal Proposed By Rec Cast 1 Elect Svante Johansson as Chairman of the meeting Shareholder N/A (1) For 2 Approve the voting list Issuer N/A (1) For 3 Approve the agenda Issuer N/A (1) For 4 Elect 2 persons to certify the minutes Shareholder N/A (1) For 5 Establish whether the meeting was duly convened Issuer N/A (1) For 6 Presentation of annual reports, auditor's reports, & CEO comments Issuer N/A (1) For 7 Ratify income statements and balance sheets Issuer N/A (1) For 8 Carry forward accumulated deficit to 2005 Issuer N/A (1) For 9 Exempt Directors & CEO from financial responsibility Issuer N/A (1) For 10 Set number of Board members at 8, with no deputy members Shareholder N/A (1) For 11 Set total Board remuneration at SEK 900,000 Shareholder N/A (1) For 12.1 Re-elect Romesh Wadhwani as Chairman of the Board Shareholder N/A (1) For 12.2 Re-elect Jan Carlzon as Director Shareholder N/A (1) For 12.3 Re-elect Steven Chang as Director Shareholder N/A (1) For 12.4 Re-elect William Chisholm as Director Shareholder N/A (1) For 12.5 Re-elect Tommy H. Karlsson as Director Shareholder N/A (1) For 12.6 Re-elect Paul Wahl as Director Shareholder N/A (1) For 12.7 Re-elect Bertrand Sciard as Director Shareholder N/A (1) For 12.8 Elect Scott Klein as Director Shareholder N/A (1) For 13 Establish a nominating committee Shareholder N/A (1) For - --------------------------------------------------------------------------------------------------------------------------- Issuer Name: Intentia International AB Ticker: INTB SS CUSIP: Meeting Date: May 12, 2005 Meeting Type: Annual Mgmt Vote Proposal Proposed By Rec Cast 1 Elect Svante Johansson as Chairman of the meeting Shareholder N/A (1) For 2 Approve the voting list Issuer N/A (1) For 3 Approve the agenda Issuer N/A (1) For 4 Elect 2 persons to certify the minutes Shareholder N/A (1) For 5 Establish whether the meeting was duly convened Issuer N/A (1) For 6 Presentation of annual reports, auditor's reports, & CEO comments Issuer N/A (1) For 7 Ratify income statements and balance sheets Issuer N/A (1) For 8 Carry forward accumulated deficit to 2005 Issuer N/A (1) For 9 Exempt Directors & CEO from financial responsibility Issuer N/A (1) For 10 Set number of Board members at 8, with no deputy members Shareholder N/A (1) For 11 Set total Board remuneration at SEK 900,000 Shareholder N/A (1) For 12.1 Re-elect Romesh Wadhwani as Chairman of the Board Shareholder N/A (1) For 12.2 Re-elect Jan Carlzon as Director Shareholder N/A (1) For 12.3 Re-elect Steven Chang as Director Shareholder N/A (1) For 12.4 Re-elect William Chisholm as Director Shareholder N/A (1) For 12.5 Re-elect Tommy H. Karlsson as Director Shareholder N/A (1) For 12.6 Re-elect Paul Wahl as Director Shareholder N/A (1) For 12.7 Re-elect Bertrand Sciard as Director Shareholder N/A (1) For 12.8 Elect Scott Klein as Director Shareholder N/A (1) For 13 Establish a nominating committee Shareholder N/A (1) For - ---------------------------------------------------------------------------------------------------------------------------
Notes: (1) Management did not make a recommendation regarding whether to vote for or against the proposal. (2) No vote was taken on this proposal since it was determined prior to the meeting that there would not be a sufficient number of "for" votes to pass the measure. SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Special Value Expansion Fund, LLC By: /s/ Hugh Steven Wilson ---------------------------------- Name: Hugh Steven Wilson Title: Chief Executive Officer Date: August 31, 2005 -----END PRIVACY-ENHANCED MESSAGE-----