0001214659-13-007277.txt : 20131226 0001214659-13-007277.hdr.sgml : 20131225 20131226160909 ACCESSION NUMBER: 0001214659-13-007277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131223 FILED AS OF DATE: 20131226 DATE AS OF CHANGE: 20131226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotherly Hotels Inc. CENTRAL INDEX KEY: 0001301236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 BUSINESS PHONE: 757-229-5648 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 FORMER COMPANY: FORMER CONFORMED NAME: Sotherly Hotel Inc. DATE OF NAME CHANGE: 20130416 FORMER COMPANY: FORMER CONFORMED NAME: MHI Hospitality CORP DATE OF NAME CHANGE: 20040823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richmond Hill Capital Partners, LP CENTRAL INDEX KEY: 0001501574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 131298808 BUSINESS ADDRESS: STREET 1: 375 HUDSON STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646.833.3258 MAIL ADDRESS: STREET 1: 375 HUDSON STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richmond Hill Investment Co., LP CENTRAL INDEX KEY: 0001501577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 131298809 BUSINESS ADDRESS: STREET 1: 375 HUDSON STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646.833.3258 MAIL ADDRESS: STREET 1: 375 HUDSON STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 4 1 c1224131f4.xml X0306 4 2013-12-23 1 0001301236 Sotherly Hotels Inc. SOHO 0001501577 Richmond Hill Investment Co., LP 375 HUDSON STREET 12TH FLOOR NEW YORK NY 10014 0 0 1 0 0001501574 Richmond Hill Capital Partners, LP 375 HUDSON STREET 12TH FLOOR NEW YORK NY 10014 0 0 1 0 Warrant 2.04 2013-12-23 4 J 0 80000 318000 D 2013-10-23 2016-10-18 Common Stock 80000 0 I I Redemption by Issuer The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP (the "Fund"). As the investment adviser to the Fund, Richmond Hill Investment Co., L.P. (the "Investment Adviser") may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. The Investment Adviser disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest, if any. The Reporting Persons listed in this Form 4 may be deemed members of a group with Essex Illiquid, LLC and certain of its affiliates (collectively, the "Richmond Hill Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group with any of the Richmond Hill Entities and the Reporting Persons disclaim any beneficial ownership of any securities beneficially owned by the Richmond Hill Entities. The Fund and its Investment Adviser are managed by Ryan Taylor, Mr. Taylor no longer serves as a Member of the Board for the Issuer as of December 24, 2013. /s/ Ryan Taylor as Managing Partner of Richmond Hill Investment Co., LP 2013-12-23 /s/ Ryan Taylor as Managing Partner of Richmond Hill Capital Partners, LP 2013-12-23