0001214659-13-007277.txt : 20131226
0001214659-13-007277.hdr.sgml : 20131225
20131226160909
ACCESSION NUMBER: 0001214659-13-007277
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131223
FILED AS OF DATE: 20131226
DATE AS OF CHANGE: 20131226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sotherly Hotels Inc.
CENTRAL INDEX KEY: 0001301236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
BUSINESS PHONE: 757-229-5648
MAIL ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
FORMER COMPANY:
FORMER CONFORMED NAME: Sotherly Hotel Inc.
DATE OF NAME CHANGE: 20130416
FORMER COMPANY:
FORMER CONFORMED NAME: MHI Hospitality CORP
DATE OF NAME CHANGE: 20040823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richmond Hill Capital Partners, LP
CENTRAL INDEX KEY: 0001501574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 131298808
BUSINESS ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 646.833.3258
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richmond Hill Investment Co., LP
CENTRAL INDEX KEY: 0001501577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 131298809
BUSINESS ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 646.833.3258
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
4
1
c1224131f4.xml
X0306
4
2013-12-23
1
0001301236
Sotherly Hotels Inc.
SOHO
0001501577
Richmond Hill Investment Co., LP
375 HUDSON STREET
12TH FLOOR
NEW YORK
NY
10014
0
0
1
0
0001501574
Richmond Hill Capital Partners, LP
375 HUDSON STREET
12TH FLOOR
NEW YORK
NY
10014
0
0
1
0
Warrant
2.04
2013-12-23
4
J
0
80000
318000
D
2013-10-23
2016-10-18
Common Stock
80000
0
I
I
Redemption by Issuer
The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP (the "Fund").
As the investment adviser to the Fund, Richmond Hill Investment Co., L.P. (the "Investment Adviser") may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. The Investment Adviser disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest, if any.
The Reporting Persons listed in this Form 4 may be deemed members of a group with Essex Illiquid, LLC and certain of its affiliates (collectively, the "Richmond Hill Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group with any of the Richmond Hill Entities and the Reporting Persons disclaim any beneficial ownership of any securities beneficially owned by the Richmond Hill Entities.
The Fund and its Investment Adviser are managed by Ryan Taylor, Mr. Taylor no longer serves as a Member of the Board for the Issuer as of December 24, 2013.
/s/ Ryan Taylor as Managing Partner of Richmond Hill Investment Co., LP
2013-12-23
/s/ Ryan Taylor as Managing Partner of Richmond Hill Capital Partners, LP
2013-12-23