0001214659-13-004381.txt : 20130806
0001214659-13-004381.hdr.sgml : 20130806
20130806160801
ACCESSION NUMBER: 0001214659-13-004381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130802
FILED AS OF DATE: 20130806
DATE AS OF CHANGE: 20130806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sotherly Hotels Inc.
CENTRAL INDEX KEY: 0001301236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
BUSINESS PHONE: 757-229-5648
MAIL ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
FORMER COMPANY:
FORMER CONFORMED NAME: Sotherly Hotel Inc.
DATE OF NAME CHANGE: 20130416
FORMER COMPANY:
FORMER CONFORMED NAME: MHI Hospitality CORP
DATE OF NAME CHANGE: 20040823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essex Illiquid, LLC
CENTRAL INDEX KEY: 0001518697
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 131013576
BUSINESS ADDRESS:
STREET 1: 375 HUDSON STREET
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 646 737 9290
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
CITY: NEW YORK
STATE: NY
ZIP: 10014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richmond Hill Investments, LLC
CENTRAL INDEX KEY: 0001455952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 131013577
BUSINESS ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-905-3540
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER NAME:
FORMER CONFORMED NAME: Essex Equity Capital Management, LLC
DATE OF NAME CHANGE: 20090210
4
1
c86132f4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-08-02
0
0001301236
Sotherly Hotels Inc.
SOHO
0001455952
Richmond Hill Investments, LLC
375 HUDSON STREET
12TH FLOOR
NEW YORK
NY
10014
0
0
1
0
0001518697
Essex Illiquid, LLC
375 HUDSON STREET
12TH FLOOR
NEW YORK
NY
10014
0
0
1
0
Series A Cumulative Redeemable Preferred Stock
2013-08-02
4
J
0
2263.279
1085.15
D
9201.764
I
I
Redemption by Issuer
The amount of securities shown in this row is owned directly by Essex Illiquid, LLC (the "Fund").
As the investment adviser to the Fund, Richmond Hill Investments, LLC (the "Investment Adviser") may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. The Investment Adviser disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest, if any.
The Reporting Persons listed in this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "Richmond Hill Entities"). Which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group with any of the Richmond Hill Entities and the Reporting Persons disclaim any beneficial ownership of any securities beneficially owned by the Richmond Hill Entities.
/s/ John Liu as Managing Partner of Richmond Hill Investments, LLC
2013-08-02
/s/ John Liu as Managing Partner of Essex Illiquid, LLC
2013-08-02