0001209191-22-050733.txt : 20220920
0001209191-22-050733.hdr.sgml : 20220920
20220920164015
ACCESSION NUMBER: 0001209191-22-050733
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220919
FILED AS OF DATE: 20220920
DATE AS OF CHANGE: 20220920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sims Andrew
CENTRAL INDEX KEY: 0001304020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 221254139
MAIL ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sotherly Hotels Inc.
CENTRAL INDEX KEY: 0001301236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 306 SOUTH HENRY STREET
STREET 2: SUITE 100
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
BUSINESS PHONE: 757-229-5648
MAIL ADDRESS:
STREET 1: 306 SOUTH HENRY STREET
STREET 2: SUITE 100
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
FORMER COMPANY:
FORMER CONFORMED NAME: Sotherly Hotel Inc.
DATE OF NAME CHANGE: 20130416
FORMER COMPANY:
FORMER CONFORMED NAME: MHI Hospitality CORP
DATE OF NAME CHANGE: 20040823
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-19
0
0001301236
Sotherly Hotels Inc.
SOHO
0001304020
Sims Andrew
306 S HENRY ST
SUITE 100
WILLIAMSBURG, VA
VA
23185
1
1
0
0
Chairman
Common Stock
2022-09-19
4
S
0
30000
2.1436
D
20000
I
By Jeanette I. Sims Revocable Trust
Common Stock
429302
D
Common Stock
793937
I
By AMS Family Partnership, R.L.L.P.
Common Stock
156250
I
By spouse
Common Stock
39294
I
By ESOP
8.0% Series B Preferred Stock
1500
D
7.875% Series C Preferred Stock
1500
D
8.25% Series D Preferred Stock
1500
D
This transaction was executed in multiple trades at prices ranging from $2.10 to $2.18, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Reflects allocations under the Issuer's Employee Stock Ownership Plan.
The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock.
The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock.
The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock.
/s/ Andrew M. Sims
2022-09-20