0001209191-20-064347.txt : 20201218 0001209191-20-064347.hdr.sgml : 20201218 20201218135745 ACCESSION NUMBER: 0001209191-20-064347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sims Andrew CENTRAL INDEX KEY: 0001304020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 201399232 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotherly Hotels Inc. CENTRAL INDEX KEY: 0001301236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 306 SOUTH HENRY STREET STREET 2: SUITE 100 CITY: WILLIAMSBURG STATE: VA ZIP: 23185 BUSINESS PHONE: 757-229-5648 MAIL ADDRESS: STREET 1: 306 SOUTH HENRY STREET STREET 2: SUITE 100 CITY: WILLIAMSBURG STATE: VA ZIP: 23185 FORMER COMPANY: FORMER CONFORMED NAME: Sotherly Hotel Inc. DATE OF NAME CHANGE: 20130416 FORMER COMPANY: FORMER CONFORMED NAME: MHI Hospitality CORP DATE OF NAME CHANGE: 20040823 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-17 0 0001301236 Sotherly Hotels Inc. SOHO 0001304020 Sims Andrew 306 S HENRY ST SUITE 100 WILLIAMSBURG, VA VA 23185 1 1 0 0 Chairman Common Stock 2020-12-17 4 A 0 13401 A 358280 D Common Stock 793937 I By AMS Family Partnership, R.L.L.P. Common Stock 156250 I By spouse Common Stock 16347 I By ESOP 8.0% Series B Preferred Stock 1500 D 7.875% Series C Preferred Stock 1500 D 8.25% Series D Preferred Stock 1500 D The securities were granted to the reporting person by the Issuer's Board of Directors pursuant to the Issuer's 2013 Long-Term Incentive Plan. The securities will vest on December 1, 2021. Reflects allocations under the issuer's Employee Stock Ownership Plan. The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock. The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock. The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock. /s/ Andrew M. Sims 2020-12-18