0001209191-20-064347.txt : 20201218
0001209191-20-064347.hdr.sgml : 20201218
20201218135745
ACCESSION NUMBER: 0001209191-20-064347
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201217
FILED AS OF DATE: 20201218
DATE AS OF CHANGE: 20201218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sims Andrew
CENTRAL INDEX KEY: 0001304020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 201399232
MAIL ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sotherly Hotels Inc.
CENTRAL INDEX KEY: 0001301236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 306 SOUTH HENRY STREET
STREET 2: SUITE 100
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
BUSINESS PHONE: 757-229-5648
MAIL ADDRESS:
STREET 1: 306 SOUTH HENRY STREET
STREET 2: SUITE 100
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
FORMER COMPANY:
FORMER CONFORMED NAME: Sotherly Hotel Inc.
DATE OF NAME CHANGE: 20130416
FORMER COMPANY:
FORMER CONFORMED NAME: MHI Hospitality CORP
DATE OF NAME CHANGE: 20040823
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-17
0
0001301236
Sotherly Hotels Inc.
SOHO
0001304020
Sims Andrew
306 S HENRY ST
SUITE 100
WILLIAMSBURG, VA
VA
23185
1
1
0
0
Chairman
Common Stock
2020-12-17
4
A
0
13401
A
358280
D
Common Stock
793937
I
By AMS Family Partnership, R.L.L.P.
Common Stock
156250
I
By spouse
Common Stock
16347
I
By ESOP
8.0% Series B Preferred Stock
1500
D
7.875% Series C Preferred Stock
1500
D
8.25% Series D Preferred Stock
1500
D
The securities were granted to the reporting person by the Issuer's Board of Directors pursuant to the Issuer's 2013 Long-Term Incentive Plan. The securities will vest on December 1, 2021.
Reflects allocations under the issuer's Employee Stock Ownership Plan.
The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock.
The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock.
The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock.
/s/ Andrew M. Sims
2020-12-18