0001182489-12-000660.txt : 20120620
0001182489-12-000660.hdr.sgml : 20120620
20120620191231
ACCESSION NUMBER: 0001182489-12-000660
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120618
FILED AS OF DATE: 20120620
DATE AS OF CHANGE: 20120620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maher M. Brian
CENTRAL INDEX KEY: 0001518965
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 12918205
MAIL ADDRESS:
STREET 1: C/O ESSEX EQUITY CAPITAL MANAGEMENT, LLC
STREET 2: 70 S. ORANGE AVENUE, SUITE 105
CITY: LIVINGSTON
STATE: NJ
ZIP: 07039
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maher Basil
CENTRAL INDEX KEY: 0001519005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 12918206
MAIL ADDRESS:
STREET 1: C/O ESSEX EQUITY CAPITAL MANAGEMENT, LLC
STREET 2: 70 S. ORANGE AVENUE, SUITE 105
CITY: LIVINGSTON
STATE: NJ
ZIP: 07039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MHI Hospitality CORP
CENTRAL INDEX KEY: 0001301236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
BUSINESS PHONE: 757-229-5648
MAIL ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richmond Hill Investments, LLC
CENTRAL INDEX KEY: 0001455952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 12918208
BUSINESS ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-905-3540
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER NAME:
FORMER CONFORMED NAME: Essex Equity Capital Management, LLC
DATE OF NAME CHANGE: 20090210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essex Illiquid, LLC
CENTRAL INDEX KEY: 0001518697
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 12918207
BUSINESS ADDRESS:
STREET 1: 375 HUDSON STREET
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 646 737 9290
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
CITY: NEW YORK
STATE: NY
ZIP: 10014
4
1
edgar.xml
FORM 4 -
X0305
4
2012-06-18
0
0001301236
MHI Hospitality CORP
MDH
0001455952
Richmond Hill Investments, LLC
375 HUDSON STREET,
12TH FLOOR
NEW YORK
NY
10014
0
0
1
1
Member of Group Owning 10%
0001518697
Essex Illiquid, LLC
C/O RICHMOND HILL INVESTMENTS, LLC
375 HUDSON STREET, 12TH FLOOR
NEW YORK
NY
10014
0
0
1
1
Member of Group Owning 10%
0001519005
Maher Basil
C/O RICHMOND HILL INVESTMENTS, LLC
70 S. ORANGE AVE. SUITE 105
LIVINGSTON
NJ
07039
0
0
1
1
Member of Group Owning 10%
0001518965
Maher M. Brian
C/O RICHMOND HILL INVESTMENTS, LLC
70 S. ORANGE AVE. SUITE 105
LIVINGSTON
NJ
07039
0
0
1
1
Member of Group Owning 10%
Series A Cumulative Redeemable Preferred Stock
2012-06-18
4
J
0
10592.514
1067.89
D
12849.196
D
Series A Cumulative Redeemable Preferred Stock
12849.196
I
See footnotes
The Reporting Persons listed on this Form 4 maybe be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.
The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "Richmond Hill Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group with any of the Richmond Hill Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Richmond Hill Entities.
The amount of securities shown in this row is owned directly by Essex Illiquid, LLC (the "Fund").
As the investment adviser of the Fund, Richmond Hill Investments, LLC (the "Investment Adviser") may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. The Investment Adviser disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act"), except to the extent of its pecuniary interest, if any.
Each of Basil Maher and M. Brian Maher (collectively, the "Individual Reporting Persons"), as a member of the investment committee of the Fund, may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. Each of the Individual Reporting Persons disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest, if any.
Redemption by Issuer.
Includes dividends paid in kind.
/s/ John Liu, as chief executive officer of Richmond Hill Investments, LLC
2012-06-20
/s/ John Liu, as authorized signatory for Essex Illiquid, LLC
2012-06-20
/s/ Basil Maher
2012-06-20
/s/ M. Brian Maher
2012-06-20