0001182489-12-000660.txt : 20120620 0001182489-12-000660.hdr.sgml : 20120620 20120620191231 ACCESSION NUMBER: 0001182489-12-000660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120618 FILED AS OF DATE: 20120620 DATE AS OF CHANGE: 20120620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maher M. Brian CENTRAL INDEX KEY: 0001518965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 12918205 MAIL ADDRESS: STREET 1: C/O ESSEX EQUITY CAPITAL MANAGEMENT, LLC STREET 2: 70 S. ORANGE AVENUE, SUITE 105 CITY: LIVINGSTON STATE: NJ ZIP: 07039 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maher Basil CENTRAL INDEX KEY: 0001519005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 12918206 MAIL ADDRESS: STREET 1: C/O ESSEX EQUITY CAPITAL MANAGEMENT, LLC STREET 2: 70 S. ORANGE AVENUE, SUITE 105 CITY: LIVINGSTON STATE: NJ ZIP: 07039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MHI Hospitality CORP CENTRAL INDEX KEY: 0001301236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 BUSINESS PHONE: 757-229-5648 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richmond Hill Investments, LLC CENTRAL INDEX KEY: 0001455952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 12918208 BUSINESS ADDRESS: STREET 1: 375 HUDSON STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-905-3540 MAIL ADDRESS: STREET 1: 375 HUDSON STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER NAME: FORMER CONFORMED NAME: Essex Equity Capital Management, LLC DATE OF NAME CHANGE: 20090210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Essex Illiquid, LLC CENTRAL INDEX KEY: 0001518697 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 12918207 BUSINESS ADDRESS: STREET 1: 375 HUDSON STREET CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646 737 9290 MAIL ADDRESS: STREET 1: 375 HUDSON STREET CITY: NEW YORK STATE: NY ZIP: 10014 4 1 edgar.xml FORM 4 - X0305 4 2012-06-18 0 0001301236 MHI Hospitality CORP MDH 0001455952 Richmond Hill Investments, LLC 375 HUDSON STREET, 12TH FLOOR NEW YORK NY 10014 0 0 1 1 Member of Group Owning 10% 0001518697 Essex Illiquid, LLC C/O RICHMOND HILL INVESTMENTS, LLC 375 HUDSON STREET, 12TH FLOOR NEW YORK NY 10014 0 0 1 1 Member of Group Owning 10% 0001519005 Maher Basil C/O RICHMOND HILL INVESTMENTS, LLC 70 S. ORANGE AVE. SUITE 105 LIVINGSTON NJ 07039 0 0 1 1 Member of Group Owning 10% 0001518965 Maher M. Brian C/O RICHMOND HILL INVESTMENTS, LLC 70 S. ORANGE AVE. SUITE 105 LIVINGSTON NJ 07039 0 0 1 1 Member of Group Owning 10% Series A Cumulative Redeemable Preferred Stock 2012-06-18 4 J 0 10592.514 1067.89 D 12849.196 D Series A Cumulative Redeemable Preferred Stock 12849.196 I See footnotes The Reporting Persons listed on this Form 4 maybe be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group. The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "Richmond Hill Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group with any of the Richmond Hill Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Richmond Hill Entities. The amount of securities shown in this row is owned directly by Essex Illiquid, LLC (the "Fund"). As the investment adviser of the Fund, Richmond Hill Investments, LLC (the "Investment Adviser") may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. The Investment Adviser disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 (as amended, the "Exchange Act"), except to the extent of its pecuniary interest, if any. Each of Basil Maher and M. Brian Maher (collectively, the "Individual Reporting Persons"), as a member of the investment committee of the Fund, may be deemed to be a beneficial owner of the Issuer's securities held by the Fund. Each of the Individual Reporting Persons disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest, if any. Redemption by Issuer. Includes dividends paid in kind. /s/ John Liu, as chief executive officer of Richmond Hill Investments, LLC 2012-06-20 /s/ John Liu, as authorized signatory for Essex Illiquid, LLC 2012-06-20 /s/ Basil Maher 2012-06-20 /s/ M. Brian Maher 2012-06-20